Adair v. United StatesAdair v. United States
Adair
et al.
(hereinafter “Adam”), prison guards at the Federal Correctional Institution (“FCI”) in Jesup, Georgia, appeal from the final decision of the United States Court of Federal Claims dismissing their complaint seeking enhanced back pay for their exposure to inmates’ smoking for a lack of subject matter jurisdiction under the Tucker Act.
Adair v. United States,
I. BACKGROUND
The Adair appellants are former and current (1) General Schedule employees under the Classification Act of 1979 and (2) Wage Supervisor or Wage Grade employees of the Federal Bureau of Prisons at the FCI in Jesup, Georgia. In 2005, the Adair employees sued the United States government in the Court of Federal Claims for back pay, hazard pay, environmental hazard pay, and contributions to thrift savings accounts pursuant to
II. DISCUSSION
We review de novo the Court of Federal Claims’ dismissal of a claim for lack of jurisdiction.
First Hartford Corp. Pension Plan & Trust v. United States,
A. Jurisdiction
The Tucker Act confers jurisdiction upon the Court of Federal Claims for claims against the United States for money damages “founded either upon the Constitution, or any Act of Congress or any regulation of an executive department, or upon any express or implied contract with the United States, or for liquidated or unliquidated damages in cases not sounding in tort” and waives the government’s sovereign immunity for these claims.
In
Mitchell II,
The trial court concluded that it lacked jurisdiction over Adair’s complaint because
If a trial court concludes that the particular statute simply is not money-mandating, then the court shall dismiss the claim for lack of subject matter jurisdiction under Rule 12(b)(1).
Fisher II,
Here, the Court of Federal Claims dismissed Adair’s complaint for lack of subject matter jurisdiction, after holding that ETS did not fall within the scope of
That the Court of Federal Claims based its dismissal on lack of subject matter jurisdiction, however, is not fatal to the judgment of dismissal.
See Brodowy v. United States,
B. Interpretation of the two Statutes and their Implementing Regulations
When we review a challenge to an agency’s interpretation of a statute it has been
Adair alleges that their exposure to ETS falls within the scope of the two statutes and their respective implementing regulations. First Am. Compl. at ¶¶ 34-35. We analyze the language of the statutes and regulations to ascertain whether they have plain and ordinary meaning with respect to the coverage of ETS as a hardship or hazard.
See Barnhart v. Sigmon Coal Co.,
The government contends that we should accord
Seminole Rock
deference to OPM’s interpretation of its corresponding regulations, even though the interpretation is advanced for the first time during appeal, found solely in the government’s brief (signed only by Justice Department attorneys), and not signed by any OPM official, much less one at the policy level, nor, as far as is revealed, circulated through OPM.
See Bowles v. Seminole Rock,
1.
The Office shall establish a schedule or schedules of pay differentials for duty involving unusual physical hardship or hazard, and for any hardship or hazard related to asbestos, such differentials shall be determined by applying occupational safety and health standards consistent with the permissible exposure limit promulgated by the Secretary of Labor under the Occupational Safety and Health Act of 1970. Under such regulations as the Office may prescribe, and for such minimum periods as it determines appropriate, an employee to whom chapter 51 and subchapter III of chapter 53 of this title applies is entitled to be paid the appropriate differential for any period in which he is subjected to physical hardship or hazard not usually involved in carrying out the duties of his position. However, the pay differential—
(1) does not apply to an employee in a position the classification of which takes into account the degree of physical hardship or hazard involved in the performance of the duties thereof, except in such circumstances as the Office may by regulation prescribe; and
(2) may not exceed an amount equal to 25 percent of the rate of basic pay applicable to the employee.
Nor does the legislative history support Adair’s reading of the statute. The Classification Act of 1949 was amended on July 19, 1966, to add
We believe that unusual physical hardships or hazards which are inherent in a position, which regularly recurs, and which is performed for a substantial part of the working time, are best compensated for through the regular position classification process. However, there does not now exist a means for providing such compensation where regularly assigned duties are performed under unusually hazardous conditions at such irregular or intermittent intervals that these conditions cannot be taken into consideration for position classification purposes. Yet it seems logical that the Government offer some additional remuneration to the employee asked to take unusual risks not normally associated with his occupation and for which added compensation is not otherwise provided....
We would visualize assignments such as those requiring irregular or intermittent participation in hurricane weather flights, participation in test flights of aircraft during their developmental period or after modification, participation in trial runs of newly built submarines or in submerged voyages of an exploratory nature such as those under the Polar ice fields, and performance of work at extreme heights under adverse conditions, as among those meeting the criteria of unusual physical hardships or hazard. We recognize that in most regularly recurring hazardous work situations safety training and precautions have been developed which so greatly reduce the possibility of accident that the degree of hazard becomes negligible. The examples cited above, however, go beyond such conditions. They take into consideration, for example, such matters as the need to deliberately operate equipment such as newly developed or modified aircraft beyond its known design capabilities or safe operating limits, and exposure to elements or conditions over which little or no control can be exercised. Normally, few accidents occur in these hazardous situations; nevertheless, such assignments always are accompanied by the undeniable awareness of the inherent danger of the activity and the knowledge that an accident, should it occur, would almost certainly be fatal.
Hazardous Duty Pay: House Report No. 31, 89th Cong. (1st Sess.1965). Thus, Congress intended the statute to cover assignments that were inherently dangerous because they posed a risk of accident. An FCI employee’s exposure to an inmate’s cigarette smoke, unlike assignments at extreme heights, however, does not pose a risk of accident.
Congress, moreover, could not have intended to have included ETS as an unusual risk or hazardous work situation because at the time the statute was enacted, Congress was unaware of the dangers of ETS. Yet Congress left open the possibility that ETS could be covered by the statute by delegating to OPM the authority to establish “pay differentials for
duty
involving
unusual physical hardship or hazard.
”
We note, too, Congress’ amendment of the statute in 2003 to cover an employee’s exposure to asbestos, which Adair contends is comparable to ETS. See National Defense Authorization Act for Fiscal Year 2004, P.L. 108-136, § 1122 (2003). Even then, Congress did not mandate additional compensation for all levels of exposure to asbestos, only for those levels that were above the threshold set by the Occupational Safety and Health Act (“OSHA”). 4 However, in the 2003 Amendment, Congress did not mandate additional compensation for ETS.
2. The Implementing Regulations for
Because Congress explicitly authorized OPM to establish regulations for payment of differentials under
Section 550.902 of 5 C.F.R. provides the following pertinent definitions:
Duty involving physical hardship means duty that may not in itself be hazardous, but causes extreme physical discomfort or distress and is not adequately alleviated by protective or mechanical devices, such as duty involving exposure to extreme temperatures for a long period of time, arduous physical exertion, or exposure to fumes, dust, or noise that causes nausea, skin, eye, ear, or nose irritation.
Hazardous duty means duty performed under circumstances in which an accident could result in serious injury or death, such as duty performed on a high structure where protective facilities are not used or on an open structure where adverse conditions such as darkness, lightning, steady rain, or high wind velocity exist.
Section 550.904 of 5 C.F.R, to which we also accord
Chevron
deference because it is a permissible construction of the statute, authorizes OPM to pay the hazard pay differential for job duties listed in Appendix A.
5
In Appendix A of 5 C.F.R
3.
5 U.S.C. 5343(c)(4) provides in relevant part:
The Office of Personnel Management, by regulation, shall prescribe practices and procedures for conducting wage surveys, analyzing wage survey data, developing and establishing wage schedules and rates, and administering the prevailing rate system. The regulations shall provide ... (4) for proper differentials, as determined by the Office, for duty involving unusually severe working conditions or unusually severe hazards, and for any hardship or hazard related to asbestos, such differentials shall be determined by applying occupational safety and health standards consistent with the permissible exposure limit promulgated by the Secretary of Labor under the Occupational Safety and Health Act of 1970.
listed in appendix A of this subpart to an employee who is assigned to and performs any duty specified in appendix A of this sub-part.”5 C.F.R. § 550.904 .
4. The Implementing Regulation for
In response to
Two categories, however, are argued in this appeal: 1) Poisons (toxic chemicals)— high degree hazard (for which a
8%
pay
[w]orking with or in close proximity to poisons (toxic chemicals), other than tear gas or similar irritants, which involves potential serious personal injury such as permanent or temporary, partial or complete loss of faculties and/or loss of life including exposure of an unusual degree to toxic chemicals, dust, or fumes of equal toxicity generated in work situations by processes required to perform work assignments wherein protective devices and/or safety measures have been developed but have not practically eliminated the potential for such personal injury,
whereas exposure to low degree toxic chemicals includes
[w] or king with or in close proximity to poisons (toxic chemicals other than tear gas or similar irritating substances) in situations for which the nature of the work does not require the individual to be in as direct contact with, or exposure to, the more toxic agents as in the case with the work described under high hazard for this class of hazardous agents and wherein protective devices and/or safety measures have not practically eliminated the potential for personal injury. 7
5 C.F.R. Pt. 5S2, Subpt. E, App. A (emphases added). Thus, one key difference between the two hazard categories is that the employee in the low degree category can be many degrees removed from the toxic agent. Because the regulation is a reasonable interpretation of the operative language of the statute and does not run afoul of the legislative history, 8 we accord it Chevron deference.
Contrary to Adair’s argument, ETS does not fall under either hazard category. First, ETS is the result of recreational activity, not a substance “generated ... by processes required to perform work assignments.” Nor is it clear that ETS would not be excluded as a mere irritant similar to tear gas. Significantly, ETS does not share any commonality with the examples of either high or low degree hazards provided in the regulations:
Examples of high degree hazards
Handling and storing toxic chemical agents including monitoring of areas to detect presence of vapor or liquid chemical agents; examining of material for signs of leakage or deteriorated material; decontaminating equipment and work sites; work relating to disposal of deteriorated material (exposure to conjunctivitis, pulmonary edema, blood infection, impairment of the nervous system, possible death)
Renovation, maintenance, and modification of toxic chemicals, guided missiles, and selected munitions
Operating various types of chemical engineering equipment in a restricted area such as reactors, filters, stripping units, fractioning columns, blenders, mixers, pumps, and the like utilized in the development, manufacturing, and processing of toxic or experimental chemical warfare agents
Demilitarizing and neutralizing toxic chemical munitions and chemical agentsHandling or working with toxic chemicals in restricted areas during production operations
Preparing analytical reagents, carrying out colorimetric and photometric techniques, injecting laboratory animals with compounds having toxic, incapacitating or other effects
Recording analytical and biological tests results where subject to above types of exposure
Visually examining chemical agents to determine conditions or detect leaks in storage containers
Transferring chemical agents between containers
Salvaging and disposing of chemical agents
Example of low degree hazard
Handling for shipping, marking, labeling, hauling and storing loaded containers of toxic chemical agents that have been monitored.
5 C.F.R. Part 532, Subpt. E, App. A. Although the examples are not exhaustive, they all describe scenarios where the job assignment requires directly or indirectly working with toxic chemicals or containers that hold toxic chemicals as part of a job assignment via e.g., marking, storing, neutralizing, operating, preparing, analyzing, transferring, disposing, or otherwise handling toxic chemicals. The examples do not cover situations in which the employees work with inmates who incidentally smoke, for there is no work “with” ETS in this context.
The examples also do not illustrate situations in which known hazards, such as ETS, are common or ubiquitous in the ambient work environment. If OPM had amended its regulation, the FCI Jesup employees’ exposure to ETS might have qualified them for enhanced pay. But that is a question we do not answer today, for OPM did not do so. We therefore conclude that ETS does not fall within the scope of the implementing regulations for
Therefore, the Court of Federal Claims’ dismissal of Adair’s complaint could and should have been based on Adair’s failure to state a claim under
III. CONCLUSION
Although the Court of Federal Claims erred in ruling that it lacked subject jurisdiction over Adair’s back pay claim for enhanced compensation under
AFFIRMED
COSTS
No costs.
Notes
. RCFC 12(b)(1) and 12(b)(6) closely parallel Rules 12(b)(1) and 12(b)(6) of the Federal Rules of Civil Procedure.
. As the statute does not define "unusual,” we apply its ordinary meaning. It is clear from a plain reading of the statute that "unusual physical hardship or hazard” include those "not usually involved in carrying out the duties” of an employee's position.
. We observe that the Warden at FCI Jesup later issued a Memorandum to ban the purchase of tobacco products as of December 2005 and smoking by inmates as of April 2006 to effectuate a clean air environment, although our analysis of the statutes and regulations is not affected by these actions.
. The current threshold or permissible exposure limit is 0.1 fiber per cubic centimeter of air as an eight (8)-hour time-weighted average.
See
.
. Appendix A provides pay differentials for duties that involve, inter alia, "Exposure to Hazardous Agents, work with or in close proximity to: ... Toxic chemical materials. Toxic chemical materials when there is there is a possibility of leakage or spillage." 5 C.F.R Pt. 550, Subpt. I, App. A (emphasis added).
. This category of low degree hazard was implemented in 1977.
. We note that the 2003 amendment that similarly added asbestos as a compensable category to