*1 ABDUR’RAHMAN, Abu-Ali Petitioner-
Appellee/Cross-Appellant, Ricky BELL, Warden, Respondent-
Appellant/Cross-Appellee. 98-6568,
Nos. 98-6569. Appeals, United States Court of Sixth Circuit. Argued: Jan. Sept. Decided and Filed: *2 SILER, BATCHELDER,
Before: COLE, Judges. Circuit SILER, J., delivered opinion BATCHELDER, 715-19), (pp. court. J. *3 separate concurring opinion. delivered a 719-24), COLE, (pp. J. delivered a separate opinion concurring part and part. dissenting OPINION SILER, Judge. Circuit Bell, Respondent, Ricky Warden (“State”), appeals the issuance of a writ of Petitioner,. corpus Abu-Ali Ab- (“Petitioner”),1 vacating dur’Rahman Peti- tioner’s first-degree sentence of death for murder on grounds of ineffective assis- tance of sentencing phase Petitioner’s trial. Additionally, Petitioner cross-appeals petition denial his for corpus seeking writ of habeas relief from his conviction for first-degree murder. We reverse the finding district court’s Petitioner was trial prejudiced by his coun- sel’s performance deficient at the sentenc- ing stage and portion vacate the of the district judgment granting peti- court’s tion corpus for writ of habeas as to the death sentence. Additionally, we affirm portion judgment district court’s denying petition for a writ of habeas
corpus toas the conviction. Bradley A. MacLean (argued and I. BACKGROUND
briefed), Farris, Warfield Kanaday, & Petitioner was tried and convicted of Nashville, TN, (briefed), Brian K. Frazier murder, first-degree assault with intent to Harwell, Nashville, TN, Neal & William P. murder, commit and robbery. armed He Redick, briefed), (argued Jr. and White penalty received the death for the murder Creeks, TN, Petitioner-Appellee for conviction and two consecutive life terms Cross-Appellant. for the each of thé other convictions. The Smith, Gordon Attorney W. Asst. death imposed pursuant Gen. sentence was (argued briefed), Pruden, and R. jury’s Glenn finding of three cir- aggravating General, (1) Associate Solicitor Office cumstances: previ- the defendant was General, Attorney Justice ously Criminal Divi- convicted of one or more felonies sion, Nashville, TN, Respondent-Ap- statutory whose elements involved the use pellant (2) Cross-Appellee. person; of violence to the the murder originally 1. Petitioner was Lee named James Abdur'Rahman. Jones, changed but he his name to Abu-Ali his heart four times. Prior heinous, penetrating cruel atrocious or especially cry- stabbing, Daniels was physi- during or serious it involved torture in that pro- Petitioner not to hurt necessary begging beyond that abuse cal motionless, com- death; anyone. the murder was After Daniels became duce engaged stabbed Norman the back the defendant Petitioner mitted while in the accomplice times, pulled or was an but Miller Petitioner committing, several of, fled, attempting to com- away leaving or was and the two men commission committing or mit, fleeing after or was in Norman’s back. Daniels died as knife commit, any first-degree wounds, attempting but Norman sur- the result of his arson, murder, robbery, burglary, rape, also took vived. Petitioner Miller convic- theft, Petitioner’s kidnaping. from a box Norman’s bedroom. $300 an offense that occurred arose out of tions trial, argued At that the real *4 in 1986. for the crime was born out of motivation pur- February Petitioner On membership “qua- of his a the influence from marijuana amount of a small chased paramilitary group” called the si-religious in which duplex at the (“SEGM”). Patrick Daniels Gospel Ministry Southeastern Nashville, Tennessee. Pe- lived in Daniels in- long history, a criminal Petitioner had later Devalle Miller and Harold titioner second-degree a conviction for cluding plan was for Daniels. The agreed to rob for in 1972 and a conviction assault murder the duplex the under to enter Petitioner (a knife) in weapon a dangerous with drug purchase, a pretext making of incarceration for these of- Following his into way force his point Miller would which fenses, halfway moved to a house he and “rob” both Daniels duplex the and halfway living at the Nashville. While Petitioner shotgun with a Petitioner called organization for an house he worked plan was never execut- supplied. This had Board, eventu- Publishing and Baptist ed, however, fright- Miller became too Boyd, one of the Board’s ally met Allen with it. Petitioner go through ened associate, owners, Boyd’s William and Dan- plan to rob then formulated second leaders and Beard were the Boyd Beard. mak- iels, a knife to avoid using this time SEGM; a member Miller was also of much noise. ing too of alleged goals of the the SEGM. One 1986, Petitioner, the black com- armed was to cleanse SEGM February On undesir- Miller, dealers and other munity drug armed with shotgun, with Boyd allegedly furnished elements. duplex under able entered the pistol, unloaded during used offense shotgun drug purchase. pretext making after the and Miller Petitioner displayed their fire- assisted and Miller Petitioner offense, some mon- including giving Miller girlfriend, and his and forced Daniels arms Norman, ey to flee. the floor. Petitioner Norma and Norman with duct Daniels
then bound initially represented Petitioner feet, hands, eyes, tape about their Boyd to was asked McAlpin, Neal who stealing Daniels’s bank After mouth. alleged- Boyd representation. take on the reveal card, forced Daniels to Petitioner be McAlpin that he would ly indicated to Petitioner also searched his PIN number. How- attorney’s fees. paying Petitioner’s marijuana found some the house and determined ever, subsequently McAlpin sofa cushions. some a member of the SEGM. Boyd fees, as of his Boyd being the source had With told Daniels that he Petitioner then in the being involved perhaps up ev- well as Chicago to “clean sent from been of inter- crime, that a conflict McAlpin felt to teach and that he was there erything” fee ar- third-party existed within obtained a est Petitioner Daniels a lesson. not continue that he could rangement the kitchen and knife from butcher an asso- chest, Hughes, representation. Gail in the Daniels six times stabbed date then Boyd’s, requested that Lionel Supreme States petition Court denied a represent Barrett Petitioner. Barrett for a writ of certiorari in Jones v. Tennes- $15,- agreed see, to do so for a fee retainer
000, $5,000 paid (1996). of which was to him fairly L.Ed.2d 860 Petitioner filed later soon, though inquired he never as to the petition for a writ of corpus, of the source funds. Barrett and another challenging both his conviction and sen- attorney, Camp, represented Sumter Peti- tence. After par- Petitioner’s motion at trial. tioner denied, tial summary judgment was district court held an evidentiary hearing Petitioner alleges representa- that this to address the peti- merits of his habeas trial, tion was throughout ineffective tion. The district granted the writ including both the guilt phase and the on Petitioner’s claim of ineffective assis- sentencing phase. Barrett that at testified tance of counsel at sentencing stage $5,000 the time he received the first due to present counsel’s failure to mitigat- retainer he decided he going was not despite availability. its How- perform any work on the until case he ever, district court denied Petitioner’s fee, received the balance of the retainer claim of ineffective assistance of counsel at paid. balance that was never guilt stage, holding although also performed claims that Barrett no *5 performance of Barrett and Camp was de- work pre-trial on the case until he filed ficient, Petitioner suffered no Petitioner alleges motions. that Barrett’s thereby. Bell, Abdur’Rahman v. 999 performance as counsel was ineffective due (M.D.Tenn.1998). F.Supp. 1073 This is an (1) (2) to failure to: investigate; present appeal from that decision. (3) potentially evidence; exculpatory present mitigating evidence at the sentenc- II. DISCUSSION
ing stage.
His conviction and sentence were af
Appeal
A. State’s
Challenging
by
firmed
the Tennessee Supreme Court
Judgment Granting the Petition for
Jones,
(Tenn.),
State v.
while in the federal
tions of law and fact.
Testimony
11.
of trial
and files
Strickland,
705
should,
may,
ordinarily
he
ac-
ings,
or
that failure”
resulting from
prejudice
hearing.
as found in the
cept the facts
miscarriage of
a fundamental
“that
every
In
case he has
But he
not.
need
to hold
from failure
result
justice would
only by his sound
power,
constrained
There-
evidentiary hearing.”
a federal
discretion,
bearing
receive evidence
fore,
its discretion
a
court abuses
district
upon
applicant’s
constitutional claim.
first
hearing
a
without
ordering such
req-
make the
petitioner to
requiring the
318,
Thus, it seems
Id. at
745.
S.Ct.
showing.
Mitchell,
uisite
despite
holding in
a dis-
have the inherent authori-
trict court does
(citations
Mitchell,
omit-
“cause
charac-
develop
for his failure to
the facts
Keeney
terized the
decision as
proceedings
“requiring]
state-court
and actual
prejudice
prisoner
resulting from that
failure” or
demonstrate cause and
miscarriage
“that a fundamental
excusing
the default
he
before
justice would
claim,”
result from failure to hold could
hearing
receive a
on his
id. at
a federal evidentiary hearing.”
-,
120 S.Ct. at
the use of the word
“could”
imply
does not
that if the
Mitchell,
district
(quoting Keeney,
F.3d at 577
1715).
ordered a hearing
upon
based
its
11-12,
504 U.S. at
112 Be-
discretion,
Thus,
inherent
it erred.
cause
properly
the district court
ordered
distinction between
petitioner
when a
evidentiary hearing pursuant
in-
its
entitled
so,
hearing,
herent
which
authority to do
the issue of
issue in
Keeney,
whether Petitioner
is entitled to
eviden-
versus whether a district court
tiary hearing is irrelevant and will not
has the
be
inherent discretion
to order
addressed.
hearing, is still intact following Williams.
*11
A
would have been different.
proceeding
of Counsel
Assistance
3.
Ineffective
probability
is a
suf-
probability
reasonable
in a habeas case
that
Recognizing
confidence
out-
ficient to undermine
the
authority
inherent
has the
court
a district
694, 104
2052. Addi-
come.” Id. at
S.Ct.
to settle
evidentiary hearing
to order an
tionally,
obviously
fact
of material
disputed issues
re
issue of how
challenges
raises the
a death
a defendant
[w]hen
con
court is
be
district
question
ceived
the
...
the
is whether
sentence
pre
that
the
that,
if the court holds
sidered
probability
there is a reasonable
2254(d)
§
under
sumption
correctness
errors,
of
absent the
the sentencer-includ-
court
post-conviction trial
The
applies.
court,
the
it
appellate
extent
trial counsel’s
that Petitioner’s
concluded
reweighs the evidence—
independently
during
sen
deficient
the
performance was
would
concluded
balance
have
to investi
due to the failure
tencing phase
mitigating circum-
aggravating
of
information about Peti
gate and obtain
did not warrant death.
stances
and mental health.
background
tioner’s
Finally,
Id. at
However,
that Petition
it went on to hold
pro-
in a
judge
a
federal
“[w]hen
sentencing
at the
prejudice
no
er suffered
a
doubt about whether
ceeding
grave
is
that he would
the evidence
stage because
law had ‘substantial
trial error of federal
finding
of miti
support
have offered
injurious
influence
effect or
deter-
helpful
was both
gating circumstances
verdict,’ that error is not
mining
jury’s
the
it would not
been
harmful and that
have
And,
petitioner must win.”
harmless.
present
the evidence.
prudent strategy
432, 436,
McAninch,
O’Neal
Appeals
of Criminal
The Tennessee Court
(1995).
L.Ed.2d 947
Jones, 1995
See
affirmed that decision.
above,
course,
Of
as stated
argues that in
at *2. The State
WL
is a
of
Strickland test
mixed
presented
prong
the evidence
the absence of
that is
below,
of
and fact
reviewed
question
the state
law
evidentiary hearing
Nevertheless,
the state court
per
novo.4
fact show
de
findings
court
deficient
accorded the
of Petitioner’s trial
should be
part
findings
of fact
formance on
counsel,
under
any prejudice
correctness
presumption
do not show
but
2254(d).
Peti
trial court
performance.
post-conviction
§
deficient
from that
by arguing that the state
trial counsel had
responds
tioner
held
Petitioner’s
fact do show that he was
findings
adequately investigate
Petition-
per
history,
trial counsel’s deficient
mak-
prejudiced
and mental
background
er’s
forth
findings
formance.
factual
set
above
ing the
upon
findings
these
process. Based
forth the test for
Strickland set
fact,
trial court found
post-conviction
assis
when
ineffective
determining
any prejudice
did
suffer
that Petitioner
prejudices a
tance of counsel so
defendant
holding
performance,
from the deficient
First,
must be set aside.
that his sentence
Ap-
Court
Criminal
Tennessee
performance
in counsel’s
“any deficiencies
peals affirmed:
to the defense
order
prejudicial
be
must
attorneys
investigated
had
If the
coun
trial
ineffective assistance of
to constitute
further,
found
Strickland,
they would have
sel under the Constitution.”
of violent
long history
appellant
“The
had
On wholly minimizing the risk sufficiently “heinous, atrocious, ag or cruel” capricious action. arbitrary instruction circumstance gravating (citations 361-62, 108 S.Ct. Id. jury was un sentencing to the given was omitted). partially overbroad, rely constitutionally vague in- in the' instruction penalty death (6th Bell, 161 F.3d upon Coe v. stated: case stant Dutton, Cir.1998), 60 F.3d v. and Houston imposed un- shall be penalty No death Cir.1995). (6th court con The district find that the State unanimously you less if the instruction that even cluded trial, during the sen- during the and/or was cured thereby any error caused vague, beyond a proven hearing, has tencing appli Supreme Court’s the Tennessee more of the one or doubt reasonable narrowing con a constitutional cation of statutory aggravating specific following circumstance. aggravating struction circumstances: if the instruction The State was harmless other Court addressed In Maynard unconstitutionally vague, aggravating due to 100 L.Ed.2d Cartwright, 486 circumstances. vagueness jury’s finding of aof similar any error (1988),the torture or atrocious [******] [******] the murder was or depravity cruel, in that especially mind; it involved heinous, following forth the or not the State determining and. set whether instruction In circumstance employ: proved aggravating standard has above, governed are you number two challenges statutes Vagueness are in- You following definitions. interests Amendment threatening First heinous means word structed of the facts light are examined wicked, reprehensible, jury’s analysis or abo- grossly aggravating —how odious, minable, vile. Atrocious means and mitigating circumstances balanced— cruel, extremely evil or monstrous ex- would have reached the same result bad, ceptionally abominable. Cruel even without the invalid factor. disposed pain to inflict or suffer- means ing, causing suffering, painful causing— only is when the “death [I]t sentence has suffering painful. Torture —excuse me— constitutionally been infected ... physical means the infliction of severe or aggravating invalid factor” that state re- pain upon mental the victim while he or weighing required preserve remains alive and conscious. De- she definition, verdict. By though, an error wicked, corruption, pravity means moral is harmless does not “infect” the (sic) preverse act. sentence require reweigh- and does not
Abdur’Rahman, F.Supp. at 987. ing by the state. Maynard, the Court held that an *14 including aggravating instruction as an “especially turn, therefore,
factor that the murder was
hei- We
analyze
this error
nous, atrocious, or cruel” was unconstitu-
question
harmfulness. The
we must
tionally vague, though
open
the Court left
ask is whether the error “had substan-
possibility
limiting
that certain
con-
injurious
tial and
effect or
influence
structions of
instruction would be con-
determining
jury’s
verdict.”
364-65,
stitutionally acceptable. Id. at
108
Coe,
Id. at
In
334-35.
the error was
it
Additionally,
S.Ct. 1853.
noted that
deemed harmless
jury
because the
made
“some
or
physical
kind of torture
serious
finding
narrow
that “the murder was
limiting
may pass
abuse”
instruction
con-
heinous,
especially
atrocious, or cruel and
stitutional muster.
See id. Following
torture,”
involved
when it had been
Maynard,
this court held unconstitutional-
charged
“espe-
to find that the murder was
ly
vague
stating
specified
instruction
heinous, atrocious,
cially
or cruel in that it
statutory aggravating circumstance as:
involved torture or depravity of mind.”
heinous,
especially
murder was
“[t]he
atro-
at
Id.
335.
cious, or cruel in that it involved torture or
Unfortunately,
jury’s
verdict form in
Houston,
depravity of mind.”
50
at
F.3d
the instant
preserved.
case was not
How-
387.
ever,
Supreme
Court of Tennessee
pass
decline to
We
the consti made the factual finding
jury
had
tutionality of the instruction in this case
aggravating
found the three
circumstances
any
because
error therein was harmless.
as set forth above in
Background
sec-
aggravating
“[W]henever
factor has
Jones,
tion. See State v.
789 S.W.2d
state,5
in weighing
been invalidated
(Tenn.1990).
550
findings
These factual
reweighed
analyzed
sentence must be
or
are
presumption
accorded the
of correct-
for harmless error if the sentence is to be
2254(d).
§
ness under 28 U.S.C.
See Sum-
Coe,
affirmed.”
In a ... weighing state when a court tween the factual determinations of a state aggravators, invalidates one of the it has trial court and appellate those of a state court.”). removed a mass from one side Additionally, Petitioner nei- has way scale. There is no to know if the any ther offered argument why as to is, ‘weighing’ "Tennessee is a state—that jurors. stances found the individual If the jury any aggravating determines jury unanimously whether cir- aggravators finds that the beyond outweigh mitigators, cumstances have been established death must be im Dutton, reasonable doubt posed.” the State and then bal- Houston v. 50 F.3d against (6th 1995). any mitigating ances this circum- Cir.
7H
apply,
any
nor
presumption
given requiring
jurors
should not
evi-
find the
find
jury
dence that the
did not
the three
existence of
mitigating
each
factor unani-
aggravating
mously,
circumstances.
jury
repeatedly
was
informed that
their deci-
out,
correctly points
theAs
State
there
unanimous,
sions had to be
but were not
ample
support
aggra-
evidence to
they
instructed that
did not have to be
vating circumstances
Petitioner had
unanimous as to mitigating circumstances.
previously
been
convicted of one or more
The district court held that “there is
anot
involving
felonies
the use or threat of vio-
reasonable
jury
likelihood that the
inter-
person
lence to the
and that
the instant
preted the
require
instructions to
unanimi-
murder was committed while the Petition-
ty as to mitigating
....
circumstances
engaged
committing,
attempt-
er was
persuaded
Court
[t]his
that silence
commit,
first degree murder or
finding
as to
a mitigating circumstance
Jones,
robbery. See State v.
S.W.2d
likely
would
jury
lead the
to believe that
(stating
that “[t]here is no doubt that
unanimity
required
this case.” Ab-
the evidence
this case was sufficient to
dur’Rahman,
F.Supp.
at 994. This
support
aggravating
each
circum-
holding was correct.
found
the jury.”).
quoted
stances
As
above, the Coe court
that removing
found
Maryland,
Mills v.
one aggravating circumstance from the
(1988),
sentencing
in a weighing
calculus
state Court held that sentencing instructions
normally
require
re-weighing
would
that create a substantial
likelihood that
the aggravating
factors.
*15
jurors might
reasonable
think
they
that
Coe,
However,
See
The include and reduce to must verdict, juror mous each must conclude statutory writing specific aggrava- the mitigators outweigh that the do not ting circumstances so circumstance or aggravators. Further, jury must include found. statutory finding aggrava-
in its
that the
Coe,
If determines jury misinterpret obligation. their This is not statutory aggravating enough no circum- to create reasonable likelihood prov- jury in- applied challenged stance or circumstances have been by prevented beyond way en the State a reasonable struction the con- doubt; unanimously constitutionally or if deter- sideration of relevant evi- jury statutory aggravating mines that the cir- dence.7 found, precluded Additionally, jury
7.
would have been
from
as the district court
presented
properly considering even if the
there was no
evidence
instructions
Cross-Appeal Challeng-
1.
B. Petitioner’s
Conflict of Interest
ing the Denial of his Petition for
argues
Petitioner
that he need not
Corpus
Habeas
as to his
the Writ of
any prejudice
show
as defined by Strick
Conviction
Sullivan,
land
Cuyler
because under
100 S.Ct.
64 L.Ed.2d
cross-appeal,
argues
On
Petitioner
(1980),
“a defendant who shows that a
the district court’s conclusion that he suf-
conflict
actually
of interest
affected the
prejudice
fered no
from his trial counsel’s
adequacy
representation
of his
need not
performance
guilt stage
deficient
at the
prejudice
demonstrate
in order to obtain
First,
argues
was erroneous.
Petitioner
349-50,
relief.” Id. at
[habeas]
that due to his trial counsel’s conflict of
argues
Petitioner
third-
wholly inadequate representa-
interest and
party
arrangement
fee
created a conflict of
tion,8 prejudice
presumed
can be
interest for his trial counsel
Boyd,
because
Second,
therefore need not be shown.
Pe-
payment,
the source of
was involved in the
argues
titioner
that he did in fact suffer
crime due
having allegedly supplied
prejudice by
delay
pre-
trial counsel’s
shotgun
However,
used
Petitioner.
trial, by
pres-
for his
paring
failure
next
in Cuyler
dispositive
sentence
evidence,
failure to
ent forensic
Cuyler strictly
Petitioner’s claim.
re
present
concerning
Petitioner’s
quires that “until a defendant shows that
history.
response,
mental
the State
actively represented
his counsel
conflicting
that there
no actual
argues
conflict of
interests, he has not
a claim
established
interest and that Petitioner
no
suffered
assistance_
possibili-
ineffective
[T]he
cannot
because he
show rea-
ty of conflict is insufficient to impugn a
probability that
sonable
the result of the
conviction.” Id. at
Petitioner could
In
testify
Supreme
that he was insane at the time of
the
Court
invested
testify
stabbings, or even if one did so
federal habeas courts with broad discretion
testimony
effectively
aspects
have been
in most
of collateral review of
would
state
judgments.
from the Middle
criminal
Contending
countered
evidence
from common law
Tennessee Mental Health Institute
conceived of the Great Writ
prior
remedy
authorized
to trial
available for
kind of
an examination
governmental
contrary
was no basis for Petitioner to
detention
there
funda-
law,
insanity
Fay
defense. A review of mental
invoke
Court
Noia
it
jurisdiction
MTMHI document shows that
declared that “federal court
this
compelling
against any
allegation
evidence
conferred
would be
unconsti-
Thus,
Petitioner cannot
tutional restraint and is not defeated
insanity defense.
probability
may
occur in ...
anything
show that there is
reasonable
state court
391, 426,
proceedings.” Fay,
that the factfinder would have had a rea
372 U.S.
(1963).
if
respecting guilt
his trial S.Ct.
This
sonable doubt
conception
investigated
presented
had
ev broad
led the Court
to hold
history.
petitioner
procedural-
mental
that even
had
idence of his
who
ly defaulted his claims
state court could
court did not err in conclud-
The district
relief, subject to
obtain habeas
the district
prejudice
that Petitioner suffered no
deny
court’s “discretion” to
relief when the
defi-
guilt stage
due
his counsel’s
courts had
orderly procedure
the state
performance.
cient
deliberately bypassed.
been
Id. at
fashion,
parallel
has been demon- comity prisoner can of barred unless to considerations tiveness system.” Cole- the default actual federal cause for of “our strate the values 722, 731, 111 alleged 501 U.S. viola- Thompson, as a result of the man v. (1991). The 2546, 640 law, 115 L.Ed.2d S.Ct. of federal demonstrate tion and Town- Fay of predictions idealistic in claims will result failure consider the mindful judges, federal district send that Id. miscarriage justice.” of a fundamental in the maintenance delicate role of their 750, (emphasis supplied). 111 2546 at S.Ct. relations, would proper federal-state harm significant suffered view of the in- to subvert employ their discretion to re- federal courts failed States when justice, had been criminal of state tegrity rules, court procedural federal spect state Townsend, at U.S. wrong. 372 proven petition- a to consider habeas “discretion” 745; Fay, also see 83 S.Ct. when inappropriate claims was er’s federal (suggesting that the 822 at 83 S.Ct. deprived the state petitioner had habe- power inquiry federal plenary opportunity to address those courts of for create incentives corpus would not instance. claims in first claims state to withhold defendants and the respect law reviews to evi- proceedings). holding The Townsend’s with calls for the press too, echoed with popular overruled. dentiary hearings, from judiciary to desist federal unelected court had no discretion to' Just as a district of democratic the outcomes frustrating peti that a consider federal claims capital cases. See particularly process, state tioner had not submitted Friedman, History Barry generally courts, could it have neither discretion Difficulty, Part Countermajoritarian petitioner develop a had allow facts Supremacy, to Judicial One: The Road presented to the state fairly not been (1998) (tracing the 73 L.Rev. 333 N.Y.U. Tamayo-Reyes, 504 Keeney courts. v. See countermajoritarian difficul- history of the 1, 7-8, L.Ed.2d S.Ct. U.S. Goldsmith, ty); also Thomas see Activists that it is “irrational to (stating Group Takes Impeached: Want Nixon properly distinguish failing between as Park, The Tennes- Message to Centennial a claim in state court and sert federal sean, 26, 2000, (noting IB current at Mar. develop failing properly state court to aof federal impeachment calls claim”). Thus, Keeney v. Ta such a that his judge ground district on the court Supreme applied mayo-Reyes, Court penalty personal the death against bias cause-and-prejudice to deter standard in which it him unfit hear makes cases had prisoner mine a state who whether factor). was overruled. See Fay is a develop material facts state 72, 87-88, Wainwright Sykes, U.S. evidentiary hear court entitled to an (1977). S.Ct. corpus. Id. at 112 S.Ct. ing on habeas system, in a federal Recognizing 1715. opportuni- have the first should States petitioner in which was a case a Keeney ty to and correct violations address sought evidentiary hearing federal but prisoners’ rights, and state federal 4,112 did not receive one. See id. inter- Fay important had undervalued fact, this, Judge Taking 1715. his cue from rules, procedural ests served state interprets Keeney to mean that a Siler Supreme Fay’s “deliberate replaced Court prejudice requires showing of cause cause-and-preju- bypass” with a standard 731, habeas to conduct Coleman, dice inquiry. in the hearing, but that even absence in which “In all cases showing, the court retains discre- such prisoner
a state
his federal
has defaulted
ante at 719. In
hearing.
tion to
See
claims in
to an inde-
hold
pursuant
state court
view,
language nor the
pendent
my
neither
procedural
state
adequate
*20
in
Keeney
support
will
this
the Toimsend doctrine. The
reasoning
Supreme
of
addition,
terpretation.
Supreme
Court likened the former value to the re-
pronouncements
in
Court’s
recent
exhaustion,
quirement of
noting: “Just as
420, 120
Taylor,
Williams
S.Ct.
petitioner
the State must
afford
a full
(2000),
cor
strongly
claim,
hearing
and fair
on his federal
so
Keeney
a
that limits
reading
roborate
petitioner
must the
afford the
a full
State
authority
of habeas courts to order
opportunity
and fair
to address and re-
evidentiary hearings.
solve the claim on the merits.” Id. at
Keeney
granted
Court
certiorari to 112
A
S.Ct. 1715.
doctrine that
a
allows
excusing
“the correct standard for
a
decide
habeas court
evidentiary
to conduct an
petitioner’s
develop
failure to
a ma-
habeas
has,
hearing
petitioner
where the
without
in
proceedings.”
terial
fact
state-court
cause,
develop
facts in state court
Keeney, 504 U.S.
S.Ct. 1715.
re-engineers
two-way
this
street
a
into
Ultimately, the
Court determined
“the
alley.
blind
though
Even
the state court is
‘cause-and-prejudice’ standard embodies
the appropriate forum for resolution of
the correct accommodation between the
instance,
factual questions in the first
implicated in a
competing concerns
federal Toimsend creates “incentives for the de-
power.”
court’s habeas
Id. at
112 S.Ct.
ferral of factfinding to later federal court
matter,
purely
nothing
1715. As a
textual
proceedings”
only “degrade
can
—which
in
framing
question,
the Court’s
accuracy
efficiency
judicial pro-
question,
in
suggests
its resolution of
ceedings.” Id. at
who testified
singularly
lixin,
prescribed
“is
ed that Abdur’Rahman’s
the medications
for Ab-
I
abuse have come across
worst case of
prison,
powerful
dur’Rahman
were
anti-
being
psychologist
an academic
years
psychotic
which
a ques-
medications
raised
my memory
remember
...
I can’t even
ill,
mentally
tion whether he was
remotely comes close to
anything that
symptoms
exhibited
Ab-
by
I read.”
things
some of the
dur’Rahman were like those of someone
personality
with a borderline
disorder.
peti-
was attested to
This abuse
half-sister,
tioner,
petitioner’s
McCoy
diag-
who was Dr. Diana
testified that she
not
counsel but was available
contacted
post-traumatic
nosed Abdur’Rahman with
brother,
testify,
petitioner’s
and the
possible
stress disorder and a
borderline
Jones,
Mark
who likewise was
contact-
personality disorder. Dr. Robert Sadoff
in an affidavit
ed
counsel but stated
diagnosis McCoy.
offered a similar
willing
testify
that he
have been
would
Included
the records before this court
abuse,
justifica-
while not a
at trial.3 This
department
are a
report
of social services
conduct,
criminal
petitioner’s
tion for
Washington stating
from the state of
relevant, mitigating evidence that should
“paranoid personali-
had a
Abdur’Rahman
presented
jury.
have
been
disorder;”
ty”
“personality pattern
persistent history
Abdur’Rahman had
Philadelphia school records which include
psychiatric
and mental health
disorders
services;
request
psychiatric
,commit[s]
problems.
“defendant[ ]
A
who
records,
prison
including psychiatric exam-
are
criminal acts that
attributable to a
inations, some which state that Abdur’Rah-
disadvantaged background, or
emotional
man does not have a mental
illness or
problems, may
culpable
be less
mental
psychosis, but
have a history
does
of docu-
excuse,”
than
who have no such
defendants
*25
attempts,
mented suicide
and some which
Brown,
538, 545, 107
v.
479 U.S.
California
indicate
Abdur’Rahman was diag-
(1987) (O’Con
In the record before we have the depression, and records from the Davidson Craddock, testimony of Dr. Samuel who County Department Sheriffs show that part diagnosed of the Ab- team Abdur’Rahman beat his head against dur’Rahman for the- state of Tennessee for Further, purposes wall after his there. competency to stand trial and arrest potential insanity record indicates that defense without knowl- others Abdur’Rah- edge of history family his of mental illness. man’s problems. had mental health Bell, F.Supp. subsequently v.
Abdur’Rahman Petitioner’s brother committed (M.D.Tenn.1998) (footnote 1097-98 and cita- suicide. omitted). tions to record appeals available to court of of these records were evidence that Many through the MTMHI re- investigate defense counsel defense counsel failed to or purpose for the of deter- port, prepared present also contained instances of vio- competence to mining Abdur’Rahman’s by lent conduct and anti-social actions trial;4 however, in- counsel failed to stand Abdur’Rahman. This treatment of the present any mitigating of this vestigate or majority contradicts the Nor did jury. information to the emphasis by the courts that evidence present jury expert to the a mental health mitigating by person considered fac- regarding have Ab- who could testified ing a death sentence should be allowed to health problems. dur’Rahman’s mental greatest possible extent to insure a full and fair jury. determination Further, from the trial Ab- testimony See, Oklahoma, e.g., Eddings second-degree dur’Rahman’s conviction for 104, 110, a fellow killing murder for inmate— (1982). Further, the majority overlooks supported ag-
a conviction that one of the indicated, jury already had much of this in the gravating circumstances— prior evidence of violent or criminal con- opinion expert, of one that Abdur’Rahman presentation duct before it and that personality disorder and had borderline available, relevant evidence at personality. schizoid This evidence could sentenc- respect subjected would not mitigating have been with to the have Abdur’ health, petitioner’s statutory aggrava- mental as well with Rahman to additional prior ting murder. respect factors. The elements of instead, served, this evidence would have wife could have her Abdur’Rahman’s present jury with an accurate and personal observations about his mental complete picture person they were health, fact that her including the husband sentencing very purpose capital of a —the people conversations with who did not had addition, sentencing hearing. the ma- wall, exist, banged against his head jority ignores mitigating potential couple give and believed that would nearly all of the available evidence and birth to the next Messiah. She also stated the fact that some of the evidence that psychi- that she told defense counsel that a investigate present or counsel failed to atrist should examine her husband. does not involve violence harmful be- Despite and exten- his childhood abuse havior Abdur’Rahman. See Williams history, mental health Abdur’Rahman sive *26 1495, Taylor, v. 529 U.S. 120 S.Ct. comport was able to his conduct to societal (noting productive engage norms activi- presence of unfavorable records did fiancé, ties. His former about whom he justify “the failure introduce counsel, informed defense but whom coun- comparatively voluminous amount of evi- contact, that, sel failed later testified speak [petitioner’s] that did fa- dence him in Abdur’Rah- when she knew vor”). job, steady college, man held a attended Quaker youth and volunteered with adequately performed, Had group large housing project. at a She a death jury weighing whether sentence petitioner a caring stated that the Ab- appropriate punishment for person sincerely gentle who held Christian representa- dur’Rahman would have had a beliefs. picture person they were sen- tive account tencing, instead of the one-sided acknowledging While that some of this their decision. mitigating, upon they have been which based evidence would majority adopts petitioner recently the rationale of the state Like the before the Su- jury at fact that Abdur'Rahman was found should be considered sentenc- not, course, ing. Singletary, competent to stand trial does See Blanco v. 943 F.2d (11th Cir.1991). problems alter the fact his mental health Court, has “a con Abdur’Rahman
preme provide right ... stitutionally protected evidence that mitigating jury with the failed discover either trial counsel his — Williams, U.S. to offer.” failed the total -, at 1513. Given presented at lack hearing, sentencing Abdur’Rahman’s undermined the so conduct “counsel’s pro of the adversarial functioning proper cannot [sentencing hearing] cess just having produced relied on be Strickland, result.” Austin, 2052; 126 F.3d at also see (6th 1204, 1210 Tate, 848; v. 71 F.3d Glenn Cir.1995). respectfully I dissent. AMADOU, Petitioner,
Mamadou AND IMMIGRATION SERVICE, NATURALIZATION Respondent. No. 99-3824. briefed), Bryan (argued Hicks Scott Appeals, United States Court Ohio, Cincinnati, for Petitioner. Circuit. Sixth briefed), Smiley (argued Joan E. 13, 2000 Argued: June (briefed), Karen Torstenson Fletcher Justice, Division, Department Civil Sept. Decided and Filed: D.C., Washington, Respondent. *27 MOORE, JONES, BOGGS, and Before: Judges. Circuit OPINION JONES, R. Circuit NATHANIEL Judge. challenges Amadou
Petitioner Mamadou Immigration Appeals’ denial the Board of asylum, withholding applications of his departure. deportation, voluntary
