*1 ABRUSKA, Appellant, Mattfi Alaska, Appellee.
STATE
No. 7672. Appeals
Court of of Alaska.
Aug. *2 Defender, Paine, Asst. Public S.
Gаlen Defender, Fabe, Bethel, and Dana Public Anchorage, appellant. for Merriner, Gen., Atty. M. Asst. Charles Gorsuch, Atty. Anchorage, and Norman C. Juneau, Gen., appellee. BRYNER, C.J., and COATS and
Before SINGLETON, JJ.
OPINION SINGLETON, Judge.
Mattfi Abruska was convicted of second- 11.41.110(a)(1). He re- degree murder. AS year ap- ninety-nine sentence. He ceived a af- peals his conviction and sentence. We firm. Joseph Nook. shot and killed
Abruska Littlefish, Abruska, Nook, and Zaukar two drinking men at Abruska’s other were day Nook was killed. Abruska house the argument, but Littlef- got Nook into an either man restrained Nook before ish Littlefish sat a blow. Nook and struck began discussing trap- their back down minute afterwards ping plans. Within a Nook heard shots and saw Littlefish two up looked and saw over. Littlefish double point- feet from Nook about seven Nook. Littlefish ing rifle at a .22 caliber Abruska, away rifle from got up, took the to hide the rifle. into the bedroom and went out, outside. Nook was When he came present men was the other two One of The other man asleep heard no shots. looking he was out a shot while heard Littlefish certain He turned and saw to cause seri- window. death or holding physical injury Abruska but not the rifle. ous person. another He immediately. The left the house argues man then was unconstitutionally de- by shortly safety passed officer village prived of an “intoxication defense.” Two ground thereafter saw Nook on the are other statutes relevant to an under- signaled officer Littlefish for the outside. standing arguments. of Abruska’s 11.- transported over. Nook was to come 81.900(a)(2) “knowingly” defines the term *3 troopers hospital spoke where he the with as follows: personnel he died.
and medical
before
(2) person acts “knowingly”
a
re-
with
spect to conduct or to a
bullets
the
entered
circumstance
Two
from
rifle had
abdomen,
provision
defining
a
pаssing
described
of law
probably
Nook’s
one
person
when
ri-
an offense
the
is
that
through Nook’s wrist first. Abruska’s
aware
live
the conduct is of that
fle
fourteen bullets. Twelve
nature or that the
holds
exists;
told
knowledge
remained
the rifle.
circumstance
when
rounds
Abruska
in the
particular
Littlefish while Littlefish was still
the
of a
existence
fact is an
gut.
offense,
the
he had shot Nook in
an
knowledge
house that
element of
that
Abruska,
troopers came to arrest
he
person
When
if a
established
of a
aware
stated,
you,
you
“Fuck
I’ll
too.”
existence,
shoot
probability
substantial
of its
troopers
later
he asked
told
that
person
Abruska
actually
unless the
it
believes
to leave and when Nook did
exist;
Nook twice
person
does not
who is unaware
so,
got
began
Abruska
his
do
rifle and
or a
conduct
circumstance of which
shooting.
person
the
would have been
had
aware
person not
that
beеn intoxicated acts
points
appeal.
raises three
Abruska
on
knowingly
respect
with
to that conduct
First, he contends the trial
erred in
court
or circumstance.
excluding
intoxi-
evidence of Abruska’s
capacity.
cation offered
show diminished
provides:
AS 11.81.630
Second, he contends that
the indictment
Voluntary intoxication is not a defense
(1)
have been
should
dismissed because:
offense,
for an
evi-
prosecution
to a
but
instructed;
grand jury
erroneously
was
the
the defendant was
dence that
intoxicated
(2)
excul-
prosecution
present
the
failed to
whenever
may be offered
it is relevant
evidence;
patory
prosecution
element
negate an
of the offense
Finally,
inadmissible
utilized
evidence.
intentionally
requires
defendant
contends his sentence
excessive.
Abruska
cause a result.
We will discuss each of Abruska’s conten-
stat-
to consider these
We had оccasion
turn.
tions in
(Alas-
A. relevant to show be extent that presеnted he theory appreciation was that he risks Abruska tried on the See, e.g., he was intoxicated. engaged knowing in conduct it was others when Rhines, P.2d appreciate 899 n. 3 was unable to risk his Shane (Alaska 1983).1 generally agree posed reject We conduct to Nook. We Abrus- statutory arguments. that the limitations on ka’s of intoxication to show the use of evidence First, presumption there is no con preclud- capacity are aimed at diminished clusive or otherwise contained in the stat particular occasion ing showing that on legislature utes under consideration. The impaired so alcohol that he was requires jury beyond find reason appreciate the risks that his con- could not able doubt that the defendant knew that statutory presented duct to others. his conduct was certain to prevent would not evidence limitations physical injury cause serious or death to a prosecution defense that either person’s and in fact caused a death. person’s past experiences while drunk Thus, jury very could well find that a have alerted him to the would or would not specific person, regard per without to that presented that he to others when risks particular son’s state of intoxication at a intoxicated. Our review of the record es- *4 time, appreciate did given not risk that tablishes, however, that Abruska did not his conduct would cause death or serious argument in court. make this the trial His injury to another and a could find fortiori argument to the trial court was limited to that he did not know that the conduct offering as to his intoxication on evidence reaching would cause death. In this con night he shot Nook show that was jury clusion the things could consider such posed unaware of the risk that his conduct intelligence, physical as the actor’s abili preсise to Nook at that time. This is the ties, experience. and jury might well use of the evidence foreclosed the stat- mentally person find that a retarded wheth reject- utes. The trial court did not err in er or not he was intoxicated would not have ing proof. Abruska’s offer of appreciated the risk or risks that led to the
Abruska’s second line of attack
if
jury
victim’s death even
was con
challenges
constitutionality
person
greater intelligence
of both the
vinced that a
appreciated
limitation on the defense of intoxication in would have
By
the risk.
11.81.900(a)(2)and, by extension,
same
poor eye sight
token a
prohibition
poor hearing might
absolute
of that defense in AS
have been unaware of
11.81.630.
Abruska contends that the stat
risks that a more fortunate
pre
utes in effect
perceived. Finally, person
establish a conclusive
have
of limit
sumption
sobriety
operates
experience
which
as a
ed
regarding firearms or the
guilty
necessary
directed verdict of
on
operation
might
of motor vehicles
not have
element of the
second-degree
appreciated
offense of
in
the risks
the circumstances
murder, namely,
necessary
mens rea to
in
found himself at the
constitute the offense. Abruska contends
time his conduct
in
resulted
another’s
death,
this
presumption
though
reasonably prudent
conclusive
violates
even
Montana,
the rule
possessing
typical experience
Sandstrom
more
U.S.
appreciated
S.Ct.
L.Ed.2d 39 would have
those risks.
In
(1979).
process
He also
summary,
relies on the due
whether
actor was sober or
equal protection
and
clauses of the state
intoxicated at the time his conduct caused
death,
federal constitutions. He
jury,
reasons that
another’s
in order to con
preventing
him,
there is no rational basis for
vict
must find that he would have
him
showing
from
appreciated
flowing
as a matter of fact that
the risks
from his con-
Shane,
person’s
history
driving
Under
such as acts done with malice or bad motives or
arguably
while intoxicated is
admissible on the
a reckless indifference to the interests of anoth-
culpability,
damages.
issue of
punitive
an essential element in the
er” in order to receive
We
that,
extension,
jury’s
plaintiff’s right
determination of the
believe
the evidence from
punitive damages. Such evidence is admissible
which it could be inferred that defendant would
culpability
plaintiff
dangerous
on the issue of
because
must
be
if intoxicated also would be ad-
prove
"outrageous,
that defendant’s conduct was
missible.
Thus,
uncertainty
Abruska is We noted this
duct had he been sober.
Neitzel in our
wrong
he contends that the
simply
when
discussion of the Model Penal Code draft-
that it could find him
jury
preclude
was instructed
ers’ deсision to
consideration of
regardless
subjective
of his
knowl-
guilty
intoxication in determining the issue of
if
that he was too intoxicated
edge
it found
The
person’s
recklessness.
line between a
way
the other.
to know one
knowing that
his conduct is
certain to
cause death or serious
reject
pro
also
due
We
Abruska’s
knowing
that there is a substan-
cess, equal protection,
by extension
tial risk that his conduct will cause death or
arguments,
punishment
cruel and unusual
(a
physical injury
paraphrase
of the
turn on the contention that no
all of which
standard)
recklessness
sufficiently
close
rationally conclude as a
legislature could
that our decision in Neitzel that there is no
policy
matter of
intoxication should
legislature’s
constitutional
violation
considered on the issue of knowl
be
decision to eliminate consideration of intoxi-
edge.
Supreme
The Alaska
has con
Court
determining recklessness,
cation in
rejected
arguments
similar
on
sidered
equally applicable here:
leading
case is
a number of occasions.
Vick
weight
pre-
We mention first the
1969),
rejected constitu
where the court
here,
vailing
clearly
law which
more
than
challenges
a sentence
tional
and affirmed
England,
special
has tended towards a
being
imposed on a chronic alcoholic
this,
Beyond
rule for drunkenness.
despite
that he
public
drunk
evidence
point
there is the fundamental
need to drink.
could not control his
See
potential consequences
awareness of the
*5
Texas,
514,
Powell v.
392 U.S.
88 S.Ct.
also
drinking
capacity
on the
of excessive
(1968).
2145,
In
(i) speci- existence of if the element involves nature of fied (e.g., or the facts or that his conduct attendant circumstanc- circumstances stolen, es, is property right he is aware that his conduct of that that one has no exist; etc.). building, that circumstances nature or such enter a for- Under the mulations of the Model Penal Code (§ 2.02[2bii]) and the Illinois Criminal (ii) if the element involves result of (§ 5[b]), is, conduct, “knowingly” Code in one prac- he is that it is his aware 4— phase, synonymous almost “inten- tically certain his conduct will that tionally” giv- in that a achieves cause such a result. “knowingly” prac- en result when he “is 2.02(2)(b) (Proposed Penal Code Model § tically certain” that his conduct will 1962) (emphasis supplied). Official Draft cause that result. The distinction be- 2.02(7)provides that: Section tween “knowingly” “intentionally” knowledge of the existence of a When appears in that highly contеxt technical fact particular is an element an of- semantic, and the Revised Penal Law fense, knowledge such is established if a employ “knowingly” does not word high probability person is aware of a defining offenses. result Murder of existence, actually its he believes unless variety, example, common law for is com- it does not exist. (§ mitted intentionally or at all 125.- 2.02(7). at Id. § 25[1]; 9-l[a]). cf. Ill.Crim.Code § 11.81.900(a)(2) however, Significantly, 15.05, N.Y. Penal Law Practice Commen- § provision omits achieves (McKinney 1975) at (emphasis taries given “knowingly” prac- result when “is original).3 tically certain” will that his conduct cause that result. Alaska statute Illinois the Model Penal Code based follows 15.05(2)2 upon govern New York permitting “knowingly” Penal Code the term § “knowingly” 4-5(b) which likewise limits to cir- result.4 Illinois Criminal Code 38 § The New provides cumstances conduct. York or acts knows “[a] omitting knowledge reason legislature’s knowledge of ... knowingly or with [t]he explained conduct, as to results as follows: the stat- result described offense, con- (subd. 1) defining ute when he is “Intentionally” and “know- prac- (subd. 2; sciously that such result is aware ingly” cf. former Penal Law tically his conduct.” 3[4]) concepts, certain to be caused are familiar and the § 4-5(b) (Smith-Hurd largely revised thereof are Ill.Ann.Stat. ch. definitions § prac- provides: Although result is York one can "know” that a The New statute occur, "intentionally” tically more certain *7 "Intentionally.” 1. A acts inten- purposeful tionally respect properly state connotes active with to a result or conduct defining a an a is achieved. described statute offense of with which result mind II, objective his is to such when conscious cause at 17 Alaska Code Revision Part Criminal engage or to conduct. (Tent.Draft 1977) result in such (Commentary proposed AS “Knowingly.” knowingly A acts (a)(2) defining 11.15.140(a)(1) respectively respect with to conduct or to a circumstance Intentionally "knowingly.” “intentionally" and defining a an described statute offense Knowingly). aware is when he is that his conduct of such nature or that such circumstance exists. 11.41.110(a)(1), of draft 4.The tentative 1975). (McKinney Law § N.Y.Penal 15.05 murder, degree treated which one of established intentionally caus- knowingly causing death appar- 3. The Alaska Law Revision Commission ing synonomous. Criminal See Alaska death as ently agreed: 1977). I, (Tent.Draft It at 18 Code Revision Part "Knowingly" may culpable serve as I, Id., Part was from the Illinois statute. derived state for of an mental an element offense Commentary at 97. result; which is a “intends” result. 9-l(a) Homicide,” 19). 1979). prac- Code 38 Law of 17 to The Illinois Criminal § tical view of such a distinction lies in the provides: penalties, differentiation of discussed be- kills an individual with- who low. commits murder justification out lawful if, cause performing the acts which
the death: (a)(2) is to define Subsection intended which, great lacking
(1)
intends to kill or do
conduct
actual intent
He either
another,
great bodily
kill
that individual or
or do
harm or knowl-
bodily harm to
occur,
edge
in-
such acts will cause death
that such a result will
or knows that
another,
knowledge
probability
or
of the
to that individual or
volves
the offender’s acts will cause death or
that such acts create a
He knows
great bodily harm.
is used
“Knows”
great
strong probability of death or
bodi-
4-5(b),
again as defined in
but
Section
another; or
ly
that individual or
harm to
danger
great
of death or
attempting
committing
He is
bodily harm is lesser than that described
voluntary man-
felony other than
forcible
preceding
in the
subsection. Several
slaughter.
describing
probability ap-
methods of
this
(Smith-Hurd
9-l(a)
Ill.Ann.Stat. Ch.
§
[discussing
pear in the statutes and cases
1979).
depraved
approaches
various
heart
commentary
Illinois statute
11.41.110(a)(2),
murder similar to AS
provision of this
discusses the relevant
interpreted
is
which
Neitzel v.
statute as fоllows:
(Alaska App.1982)
1269
second-degree
211.1(2)(b)
as
Model Penal
conduct
punishes
(Proposed
Code §
that
knows
that con-
murder if the actor
1962).
Official Draft
The issue in Mill
substantially certain to
duct
cause seri-
aggravated
turned on whether
assault un-
Arkansas,
injury to another.5
ous
existing
der then
Alaska
should
law
be
Illinois,
“knowingly”
permits
like
the word
interpreted
specific
general
aas
intent or
modify
to
a result.6
intent statute. The distinction was rele-
legislature
If
intended the
the Alaska
because
vant
Mill wished to offer evidence
“knowing”
used in
11.41.-
term
as
AS
capacity
of diminished
due to intoxication
110(a)(1) modify a result rather than
to
Supreme
pre-
Alaska
Court was
circumstances,
surrounding
conduct or
pared to hold
capacity
that diminished
due
“knowingly” in
of
AS 11.81.-
definition
negate
to intoxication cannot be invoked to
to
900(a)(2)
inapplicable
11.41.-
would be
AS
general criminal intent.
preme virtually the terms Court treated (ii) result if the involves a element synonymous it addressed similar is when prac- conduct, that it is he is aware P.2d sues in Mill tically his cоnduct will cause certain that (Alaska 1978), denied, cert. U.S. such a result.” (1979). L.Ed.2d 34 There S.Ct. The court then said: Model the court discussed Penal Code law, Perkins In his on criminal treatise aggravated 211.1(2)(b) as which defines § “purpose” and “knowl- notes that both “attempts sault who to cause punish one of the Mod- edge” as in the revision used knowingly bodily purposely causes intent. deadly Penal can constitute weapon.” el Code another with knowingly “Knowingly.” person acts provides A Statute 41-1503 in relevant Arkansas part: respect conduct or attendant with to his aware that his con- he is circumstances when second A commits in the such circum- or that duct is of nature if: knowingly acts stances exist. (c) purpose causing with the respect conduct when he is of his a result person, physical injury to another he causes that his practically certain aware any person. the death of a result. conduct cаuse such will (1977). 41-1503(l)(c) Ark.Stat.Ann. 41-203(2) (1977). Ark.Stat.Ann. 41-203(2) provides: 6. Arkansas Statute
1270 consequences “intending includes those of interpreta-
“Intent
that result.” This
(a) represent
very purpose
which
tion is consistent with the current Model
(regardless
act is done
of
for which an
Penal Code which seems to treat knowl-
(b)
occurrence),
are
likelihood
edge
conceptual equiva-
and intent as the
substantially
certain to
known to be
intent,
lent
specific
of common law
desire).”
(regardless of
result
negligence
recklessness and criminal
as the
equivalent
general
Criminal Law at
common
Perkins,
law
intent
p.
R.
purposes
(1969).
of the intoxication
appears
Thus it
clear that
defense.
See,
e.g., Model Penal
Code,
provision
dealing
Model Penal Code
with
2.08 com-
§
(Tent.Draft
deadly weapon
mentary
9, 1959).
does
assault with a
re-
at 2-9
No.
But see
Bailey,
United States v.
quire
specific
bodily inju-
intent
to do
U.S.
ry-
394, 403-06,
624, 631-32,
100 S.Ct.
(knowledge
L.Ed.2d
586-88
1271
first-degree
capacity
inten- of evidence of
through
diminished
redundant
11.41.100(a)(1).
killing.8
AS
tionally
ambiguities
See
intoxication. Given the
knowing
statute,
would be to view
complexities
The alternative
in
pre-
I am not
11.41.110(a)(1)as redundant
murder in AS
pared
say
to
that the trial court committed
called reckless murder.
of what we have
plain error in
interpreting
not
AS 11.41.-
Neitzel,
11.41.110(a)(2).9
655 P.2d
AS
See
110(a)(1)
requiring
as an offense
that the
Marcy,
In
P.2d
People
331-32.
v.
628
at
“intentionally
defendant
cause a result”
(Colo.1981),
Supreme
Court
making evidence of intoxication relevant.10
engaging
that
in con-
concluded
Colorado
legislature may
In fact the
have drafted
manifesting an
duct “under circumstances
AS 11.81.630 to limit an intoxication de-
human
extreme indifference
value of
require
fense to statutes which
an intent to
virtually indistinguishable from
life” is
in
cause a result
order to eliminate the
“knowing that his conduct
problems
in
discussed
this section of the
physical
certain to cause death
Therefore,
opinion.
the trial court’s deci-
Neitzel,
person.”
injury to another
See
deny
right
rely
sion to
Abruska the
to
on a
in
n. 3. This court noted
evidence into III. (Alaska State, ton v. 615 P.2d ninety-nine received maximum 1980). year arguing sentence.12 In that this sen- excessive, tence is alleged exculpatory upon Abruska relies evidence testimony Page a nurse consists of the thought
attending App.1983), she heard where we said: Nook who me”; (2) say Nook that “Nick shot a doctor It would appear appropriate ... that one Nook allegedly say who also heard was [second-degree convicted of murder] *12 door; through shot a district twenty should receive a sentence of from attorney, trooper ques present while thirty years. to Nook, tioned stated that Nook told the who however, say, We went that aggra- on to trooper see that he did not Abruska shoot vating permit circumstances would enhanc- context, him. In it is clear that the district ing up ninety-nine years, sentence attorney Nook have believed understood Page properly himself was found to be shot him and that the nurse’s Abruska Wortham, a worst v. offender under State statements, context, in doctor’s 1975), (Alaska justify- 537 P.2d exculpatory have been little value. The of ing ninety-nine year his maximum sen- remaining mainly consists of a evidence report A lengthy presentence tence. of series statements about circumstanc very high this ease documented number shooting es of the conflict somewhat physically of incidents of abusive behavior with each other and with the other evidence life, during Abruska his adult and the presented grand jury. It to the is difficult insight extreme lack Abruska has into of conflicting to see how statements Nook the cause of Abruska filed that behavior.13 substantially negate can be said to Abrus- allegations” report a “denial of presentence State, guilt. ka’s Tookak v. 648 P.2d See allegation denying every of felo- “each and (in light implicat at 1021 all the evidence of unsupported by information nious conduct ing Tookak, the failure of other witnesses specific some as well as indictment” him meet of identify did not the test many sentencing, of those instances. At negating guilt). probation officer interviewed who complains Finally, report prepared presentence testified the indictment should have been dismissed and violent con- about Abruska’s extreme presented because inadmissible evidence of duct. grand jury, hearsay, in the form of evidence, Judge upon this testimony speculation, and about the re Based awas worst Cooke found that Abruska experimentation by improper
sults an found that Judge offender. Cooke trooper investigating shooting. We provocation. He not murder was argu without carefully have reviewed Abruska’s pattern a severe ed that while there was light ments of the record and find no history long of violent Second-degree is an of- established that he has unclassified fense, 11.41.110(b). distinguish presump- are his case There no AS behavior which serves (Alaska 1985) penal- State, tive minimum and maximum terms. The P.2d 1198 Pears from v. ninety-nine respectively years. ties are five and (youthful convicted second-de- offender first 12.55.125(b). gree homicide while vehicle murder for motor less a sentence of intoxicated should receive only prior felony 13. While one Abruska has twenty years). than verified, sentencing at information conviction abuse, many past of Abruska’s alcohol acts were committed while Abruska
of violence
Alaska, Appellant,
STATE of
not intoxicated which indicated that
was
v.
even were Abruska rehabilitated
terms
ROARK, Appellee.
Charmaine
abuse,
prospects
the overall
of his alcohol
for his rеhabilitation would be minimal.
Alaska,
Appellant,
STATE
Judge
that the
Cooke concluded
nature and
v.
murder,
pattern
circumstances of the
LaBADIE, Appellee.
Donna L.
others,
of cruel and violent behavior to
prospect
the minimal
for rehabilitation of
Alaska,
Appellant,
STATE of
justified
Abruska all
a “worst offender”
v.
Wortham,
characterization. See State v.
ELLIS, Appellee.
Rallo S.
Having
or court are AFFIRMED. *13 Alaska, Appellant, STATE v. BRYNER, COATS, Judge, Chief Margaret RESSLER, Appellee. A. Judge, concurring. Alaska, Appellant, STATE of join Judge Single-
We in the result which ton join reaches. However we do not v. рart
the extended discussion in IB of the BROWN, Appellee. Patricia opinion. appears This discussion to us to Alaska, Appellant, STATE of unnecessary be to the resolution of this case. McHALE, Appellee.
Arthur Alaska, Appellant, STATE OLSON, Appellee. Lawrence D. No. A-704. Appeals
Court of of Alaska. Sept. 1985. behavior, Generally, impose lishing a trial court should not a continuous course of violent maximum sentence without the benefit may impose of a a maximum sentence without psychological evaluation of the case, defendant. See requiring such an evaluation. In this Salud v. App.1981). pretrial psychiatric report trial court had a report Failure to obtain such a sua argue updated the defense does not that an Where, however, sponte may plain be error. report Abruska at sentenc would have benefited request the defendant does not an evaluation ing. plain therefore find no error. We and the court has extensive information estab
