Opinion
The intervening plaintiff, the department of children and families (department), appeals, upon our grant of certification, from the judgment of the Appellate Court dismissing the department’s appeal from the trial court’s order compelling the plaintiff, Joseph Abreu, to respond to deposition questions in a separate proceeding brought by the defendant minor child, Kari-ssa Leone, against the department. The sole issue in this certified appeal is whether the Appellate Court properly concluded that the trial court’s order compelling the plaintiff to respond to certain deposition questions was not a final judgment and therefore that the Appellate Court lacked jurisdiction over the appeal. We conclude that the Appellate Court improperly dismissed the appeal, and accordingly, we reverse the judgment of that court and remand the case for consideration of the merits of the department’s appeal.
The record reveals the following undisputed facts and procedural history. The defendant filed a claim with the claims commissioner seeking permission to bring an action against the department for personal injuries allegedly inflicted by the plaintiffs alleged foster child, Geovanny M. 1 Pursuant to that action, a notice of depo sition and subpoena duces tecum was issued to the plaintiff. The plaintiff thereafter filed this independent action in the Superior Court, by summons and complaint, asking the court to quash the subpoena and for a protective order from the deposition on the ground that he is prohibited, under General Statutes § 17a-28, 2 from disclosing the matters sought to be discovered in the underlying proceeding, namely, information about a foster child. The department intervened as a party plaintiff in the Superior Court action and filed a brief in support of the plaintiffs position.
On September 14, 2006, the trial court,
R. Robinson, J.,
issued a decision in favor of the plaintiff and allowing the deposition, but holding that “the language of [§ 17a-28 (b)] clearly prohibits the [plaintiff] from testifying] about, or producing copies of documents in his possession which relate to a foster child . . . The court, however, allowed the deposition to go forward in
A deposition of the plaintiff subsequently was held. At the deposition, counsel disagreed about the scope of the trial court’s decision. Upon the advice of his attorney and in light of the potential criminal and civil penalties for wrongful disclosure of protected information under § 17a-28 (b), the plaintiff declined to answer some of the questions that were posed to him. The defendant’s counsel suggested: “What I think I’m going to do is put my questions on the record, and then file a motion for clarification.” In accordance with his stated intention, counsel for the defendant read a number of questions into the record. Counsel for the plaintiff and counsel for the department then objected on the record to each disputed question on the ground that to respond would violate § 17a-28 (b), and the plaintiff declined to answer the disputed questions. 3
Thereafter, the parties filed cross motions, seeking either to compel or to avoid the disclosures and for monetary sanctions.
4
The trial court,
Pittman, J.,
declined to impose monetary sanctions but ordered the plaintiff to answer the disputed questions.
5
The department filed a motion
We begin with well settled jurisprudence. The subject matter jurisdiction of our appellate courts is limited by statute to appeals from final judgments. General Statutes § 52-263; see generally W. Horton & K. Bartschi, Connecticut Practice Series: Connecticut Rules of Appellate Procedure (2009 Ed.) § 61-1; C. Tait & E. Prescott, Connecticut Appellate Practice and Procedure (3d Ed. 2000) § 3.1 et seq. The legislature may, however, deem otherwise interlocutory actions of the trial courts to be final judgments, as it has done by statute in limited circumstances. See, e.g., General Statutes § 31-118 (authorizing appeals from temporary injunctions in labor dispute); General Statutes §
52-2781
(authorizing appeals from prejudgment remedies); see also W. Horton & K. Bartschi, supra, §§61-2 through 61-11. Alternatively, the courts may deem interlocutory orders or rulings to “have the attributes of a final judg
ment” if they fit within either of the two prongs of the test set forth in
State
v.
Curcio,
“The first prong of the
Curcio
test . . . requires that the order being appealed from be severable from the central cause of action so that the main action can proceed independent of the ancillary proceeding. . . . If the interlocutory ruling is merely a step along the road to final judgment then it does not satisfy the first prong of
Curcio. . . .
Obviously a ruling affecting the merits of the controversy would not pass the first part of the
Curcio
test. The fact, however, that the interlocutory ruling does not implicate the merits of the principal issue at the trial . . . does not necessarily render that ruling appealable. It must appear that the interlocutory ruling will not impact directly on any aspect of the [action].” (Citations omitted; internal quotation marks omitted.)
Hartford Accident & Indemnity Co.
v.
Ace American Reinsurance Co.,
“The second prong of the
Curcio
test focuses on the nature of the right involved. It requires the parties seeking to appeal to establish that the trial court’s order threatens the preservation of a right already secured to them and that that right will be irretrievably lost
and the [parties] irreparably harmed unless they may immediately appeal. . . . One must make at least a colorable claim that some recognized statutory or constitutional right is at risk.” (Citation omitted; internal quotation marks omitted.)
Chadha
v.
Charlotte Hun-gerford Hospital,
The department claims that the trial court’s order compelling the plaintiff to answer the disputed questions is immediately appealable under both prongs of the
Curdo
test. Specifically, the department contends that the Appellate Court had jurisdiction to consider this appeal because the trial court order in the present case terminated a separate and distinct proceeding and so concluded the department’s rights and the plaintiffs rights by forcing the disclosure of privileged information in violation of § 17a-28 that further proceedings could not remedy. The department contends that the cases on which the Appellate Court relied,
Barboto
v. J.
& M. Corp.,
supra,
The defendant contends in response that, because an order issued upon a motion for discovery ordinarily
is not appealable because it does not constitute a final judgment, at least in civil actions; see
Presidential Capital Corp.
v.
Reale,
supra,
For the reasons that follow, we conclude that the first Curcio prong is satisfied. We therefore conclude that the Appellate Court improperly dismissed the appeal. In light of this conclusion, we need not address the parties’ arguments regarding the second prong of Curcio.
We begin with a discussion of the cases on which the Appellate Court relied. In
Barbato
v.
J. & M. Corp.,
supra,
In dismissing the appeal in
Barbato,
this court relied on the statute and the trial court order to conclude that
there were further proceedings to be undertaken. “The trial court’s memorandum of law on the [witness’] motion to quash and strike the application states simply that the [witness] may not invoke a blanket constitutional privilege against self-incrimination. In granting the application, the trial court is ordering the [witness] to appear before the trial court to answer questions. See General Statutes § 12-429. This [witness], however, has not yet appeared before the trial court to answer any questions. The [witness] is appealing from an order requiring his presence in court to answer questions even before such questions have been asked. It is not known whether the [witness] will refuse to answer each and every question put to him by the trial court. Nor is it known whether the trial court, upon proper consideration, would uphold the privilege as to each question, deny the privilege as to each question, or uphold the privilege as to some questions. Even after the [witness] appears in court ... § 12-429 provides for further proceedings in that, if the [witness] fails to comply with the trial court’s order, the trial court shall commit such person to a community correctional center until he testifies. The statutory proceedings were not yet concluded upon the granting of the plaintiffs application to compel testimony.” (Internal quotation marks omitted.)
Barboto
v.
J. & M.
Corp., supra
In
Presidential Capital Corp.
v.
Reale,
supra,
The defendant’s wife and son filed an appeal from the trial court’s denial of their motions for protective orders, which the Appellate Court dismissed on the ground that the trial court had not rendered a final judgment. Id., 627. This court affirmed the judgment of the Appellate Court, concluding that, “although § 52-351b creates a proceeding that is separate and distinct from the prior adjudication leading to the judgment debt, the denial of a protective order pursuant to § 52-351b (d) does not terminate this statutory proceeding. The trial court has yet to consider what requests for information, if any, it will direct the [defendant’s wife and son] to answer. The [wife and son] have yet to decide what information, if any, they are unwilling or unable to provide. At this juncture, appellate review of the controversy between the plaintiff and the [defendant’s wife and son] is premature.” Id., 633. Thus, the
theme that emerged from these two cases, as well as others; see
Metropolitan Life Ins. Co.
v.
Aetna Casualty & Surety Co.,
Nevertheless, this court allowed an appeal from a discovery order in
Lougee
v.
Grinnell,
supra,
This court concluded in
Lougee
that the appeal fell within the first prong of
Curcio
because the separate
and distinct judicial proceeding concerning Grinnell’s deposition subpoena had terminated when the trial court issued the order that was appealed. Id., 487. In reaching that determination, this court focused on the Connecticut trial court proceeding on Lougee’s motion, rather than the Texas litigation, recognizing that “the sole judicial proceeding instituted in Connecticut concerned the propriety of Grinnell’s deposition subpoena, a proceeding that will not result in a later judgment from which [Lougee] can then appeal. . . . Because the separate and distinct judicial proceeding concerning Grinnell’s deposition subpoena terminated when the trial court issued the orders appealed, Lougee has appealed from a final judgment . . . .” (Citations omitted; internal quotation marks omitted.) Id. This court subsequently has reaffirmed that the court’s focus in determining whether there is a final judgment is on the order immediately appealed, not the underlying action that prompted the discovery dispute. See
Board of Education
v.
Tavares Pediatric Center,
We agree with the department that the present case is distinguishable from
Barbato
and
Presidential Capital Corp.
for several reasons. First, in those cases, the party “[had] not yet appeared before the trial court to answer any questions”;
Barbato
v.
J. & M. Corp.,
supra,
We acknowledge that the plaintiff could challenge the trial court order in the present case later by
again
refusing to answer the questions propounded and thereafter being found in contempt. Because, however, the specific questions have been propounded and the trial court has ruled unequivocally what must occur, we can only regard the posture of the present case as the functional equivalent of that situation. “To read this record any other way would be to blink at reality.”
CFM of Connecticut, Inc.
v.
Chowdhury,
supra,
We must recognize that, “although the appellate final judgment rule is based partly on the policy against piecemeal appeals and the conservation of judicial resources”; id., 402-403; like other cases in which we have determined that a contempt finding should not be a predicate to appellate review, there is a counterbalancing factor in this situation. As a foster parent, the plaintiff “play [s] a key role in the system of providing services to children who must live away from their
family of origin when that family cannot provide a positive environment or meet the special needs of the children.” Dept, of Children and Families Policy Manual § 36-55-1.5, p. 1. Requiring the postponement of an appeal of the order until the plaintiff, a partner and integral part of the child welfare system, is forced to choose between being found in contempt for his good faith attempt to comply with § 17a-28 (b) and violating that statute, thereby subjecting himself to criminal sanctions, would discourage participation by otherwise willing foster parents and thus undermine the goals of that system. Either option also puts the foster child in jeopardy. We cannot turn a blind eye to the child who risks suffering the embarrassment, stigmatization and emotional harm that can result from the mere disclosure that he or she is under the department’s care. Were we to reject the department’s final judgment claim and
For similar reasons, it is clear that the trial court order in the present case also terminated a separate and distinct proceeding concluding the department’s rights by forcing the disclosure of privileged information in violation of § 17a-28 (b) that further proceedings could not remedy. That is because the department, which represents the foster child’s interests, cannot force the plaintiff to comply with § 17a-28 (b) and defy the court order, and thus be held in contempt, so that the department’s concerns finally can be addressed through the appellate process. In other words, the department is at the mercy of the plaintiff and has no other opportunity to protect its interests or the best interests of Geovanny.
Indeed, we note that the motion to quash and for a protective order is the sole judicial proceeding in this
case and the only one from which the plaintiff and the department would have a right to judicial review. Because the plaintiff is not a party to the underlying action, he would have no right of appeal from that proceeding pursuant to § 52-263. See
Board of Education
v.
Tavares Pediatric Center,
supra,
Accordingly, we agree with the department that, as in
Lougee,
the first prong of
Curcio
has been satisfied because the separate and distinct judicial proceeding concerning the plaintiffs challenge to his deposition notice terminated as to both the plaintiff and the department when the trial court issued the order compelling the plaintiff to answer the contested questions. In reaching that conclusion, we focus on the trial court proceed
ing on the plaintiffs motion, recognizing that “the sole
judicial
proceeding instituted in Connecticut concerned the propriety of [the defendant’s] deposition subpoena [issued to the plaintiff], a proceeding that will not result in a later judgment from which [the plaintiff] can then appeal. . . . Because the separate and distinct
judicial
proceeding concerning [the defendant’s] deposition subpoena terminated when the trial court issued the orders appealed,” the department has appealed from a final judgment. (Citations omitted; emphasis added; internal quotation marks omitted.)
Lougee
v.
Grinnell,
supra,
The judgment of the
In this opinion the other justices concurred.
Notes
In this separate proceeding, the defendant minor, through her parent and next friend, Marjory Leone, filed a notice of claim with the claims commissioner seeking permission to bring an action against the state and the department, “under the auspices of the [sjtate,” as respondents. Leone v. State, File No. 19984 (February 9, 2004). The defendant’s claim alleged that, on November 7, 2003, she was injured while playing on the playscape of a local school, when Geovanny, a minor child who was a ward of the state, intentionally pushed her into a pole. She alleged that Geovanny had a “history of being disruptive and abusive” and that he resided with his foster parent, the plaintiff. The defendant averred: “It is not known at this time what specific acts or omissions of the [department] may have contributed to the [defendant’s] injuries. However, through the process of discovery, it may be determined that said agency knew, or should have known of the assaultive propensities of the foster child in question, and may indeed be liable to the [defendant] for its failure to act in some fashion.” Pursuant to General Statutes § 52-572 (a), the defendant alleged that the department was the legal guardian of Geovanny and was liable for damages for the defendant’s injury in an amount not to exceed $5000.
General Statutes § 17a-28 (b) provides: “Notwithstanding the provisions of section 1-210, 1-211 or 1-213, records maintained by the department shall be confidential and shall not be disclosed. Such records of any person may only be disclosed, in whole or in part, to any individual, agency, corporation or organization with the consent of the person or as provided in this section. Any unauthorized disclosure shall be punishable by a fine of not more than one thousand dollars or imprisonment for not more than one year, or both.”
Counsel for the plaintiff and the department objected to each of the following questions or requests posed by the defendant’s counsel:
1. “[H]ave you seen any [department] documents pertaining to [Geovanny]?”
2. “Do you know [Geovanny]?”
3. “How do you know [Geovanny]?”
4. “How long have you know[n] [Geovanny]?”
5. “What is the capacity of your relationship with [Geovanny]?”
6. “Does [Geovanny] currently reside with you?”
7. “Did [Geovanny] reside with you on November 7, 2003?”
8. “Were you [Geovanny’s] foster parent on November 7, 2003?”
9. “If [Geovanny] did reside with you on November 7, 2003, how long prior to that did he reside with you?”
10. “How long after November 7, 2003, did [Geovanny] reside with you?”
11. “Describe [Geovanny’s] personality.”
12. “Did you ever see or hear [Geovanny] acting violently towards anybody else?”
13. “Do you know if [Geovanny] ever got in trouble at school?”
14. “If [Geovanny] did get in trouble at school, what kind of trouble did he get into?”
15. “What happened in any of the instances where [Geovanny] may have gotten in trouble at school?”
16. “Do you know the names of the parents or guardians of any of [Geovan-ny’s] friends or associates?”
17. “If so, what were their names?”
18. “And do you know any of their addresses or [telephone numbers?”
19. “Do you know if [Geovanny] ever had any physical altercations with either of them, being Ms friends, or anyone else other than [the defendant], on or before November 7, 2003?”
20. “If the answer to that preceding [question] is in the affirmative, please discuss. Tell me the details of what happened.”
21. “Based on your knowledge and relationship with [Geovanny], would you agree that he has assaultive tendencies?”
22. “If your answer to the preceding question was in the affirmative, why do you believe so? If it was in the negative, why don’t you believe so?”
23. “If you believe that [Geovanny] has assaultive tendencies], why is that your belief?”
24. “If you do not believe he has an assaultive tendency, why don’t you believe so?”
The department joined the plaintiffs motion for sanctions only to the extent that it sought an order barring further deposition of the plaintiff.
The trial court identified the following six questions as the major questions at issue: “How do you know [Geovanny]?”; “How long have you know[n] [Geovanny]?”; “What is the capacity of your relationship with [Geovanny]?”; “Does [Geovanny] currently reside with you?”; “Did [Geovanny] reside with you on November 7, 2003, [and for how long]?”; and “Were you [Geovanny’s] foster parent on November 7,2003?” The court then described the remaining questions as seeking the plaintiffs opinions and observations. It then set forth the following reasoning for its decision: “It is this court’s ruling that these questions about the status of the [plaintiff] as a foster parent and the observations and opinions of the [plaintiff] about [Geovanny] are not ones that come under the confidentiality provisions of ... § 17a-28 (b). The court can locate no statute, state regulation, or [department] protocol that prevents a foster parent from divulging the fact that he or she is a foster parent. The fact that a child’s legal guardian is the state ... or that the child resides with a foster parent is not confidential under . . . § 17a-28 (b).
“And patently, the observations of a witness are not given confidential status by 1 his statute. While a foster parent’s observations of a child’s behavior may find their way into a [department] report, such observations may also find their way into a newspaper (hopefully for good behavior) or into a lawsuit, like the one proposed to be commenced here. . . .
“[The six questions identified] above are ones which [the plaintiff] must answer. Further questions about the [plaintiffs] observations, if any, of [Giovanny], or questions about the [plaintiffs] opinions must be answered provided the answers are based on personal knowledge and observation of the child.”
The department filed its brief on the merits in the Appellate Court on September 6, 2007, and the Appellate Corut issued its order of dismissal on October 18, 2007.
We recognize that there is a legal distinction, which is not relevant to the present case, between confidential matters and privileged matters. See
State
v.
Kemah,
In
Chowdury,
there were policy considerations that supported the conclusion that the sanctions order was a final judgment for purposes of appeal. This court recognized that “[a]n outstanding sanctions order against an attorney in a case that has yet to run its course could very well have deleterious effects on efforts to settle the case. It carries a significant risk of placing the attorney in a potential conflict of interest in negotiating a settlement, because, if the sanctions order is linked to settlement negotiations, [the attorney] may be placed in an ethical dilemma; his view of any settlement proposal would almost certainly be colored by its handling of the [attorney’s fees] issue.” (Internal quotation marks omitted.)
CFM of Connecticut, Inc.
v.
Chowdury,
supra,
