OPINION
This case pits an old hand at trademark law against the new kid on the block: Abercrombie & Fitch sued American Eagle Outfitters to stop American Eagle from infringing what A & F describes as its unregistered “trade dress,” made protecta-ble by Section 43(a) of the Lanham Act. A & F claimed that AE impermissibly copied the designs of certain articles of clothing, in-store advertising displays, and a catalog. The district court granted summary judgment in favor of American Eagle, reasoning that Abercrombie & Fitch had sought protection for something that did not constitute trade dress at all. Abercrombie timely appealed. Today “we relieve A & F of some of its unhappiness but not of all.”
Abercrombie & Fitch Co. v. Hunting World, Inc.,
I
Abercrombie & Fitch Stores, Inc. (“Abercrombie” or “A & F”) describes itself as a “retailer of men’s and women’s casual clothing, such as t-shirts, outerwear, sweatshirts, woven shirts, sweaters, jeans, khakis, shorts, baseball caps, belts, socks, and other accessories ... designed primarily to appeal to young men and women of college age.” It sells its products nationwide through 157 retail stores and a mail-order catalog under the registered trademarks and service marks ABER-CROMBIE & FITCH, A & F CO, A & F, and variations thereof. Founded in 1892, Abercrombie was acquired by The Limited, Inc., in 1988. Since then, it has enjoyed a remarkable rejuvenation of its brand, selling in excess of $1.4 billion in merchandise (through June 1998) and expending more than $26 million on marketing its brand, including advertisements in national and fashion magazines.
1) Use of the Abercrombie marks, in particular the A & F trademark in Universe Bold Condensed typeface.
2) Use of the word performance on labels and advertising and promotional material to convey the image of an active line of casual clothing.
3) Use of such words and phrases as authentic, genuine brand, trademark, and since 1892 on labels and advertising and promotional material to convey the reliability of the Abercrombie brand.
4) Use of the word outdoor on labels and advertising and promotional materials to convey the image of a rugged outdoor line of casual clothing.
5) Use of design logos, such as the ski patrol cross and lacrosse sticks, and product names for the types of clothing, such as “field jersey,” to convey the image of an athletic line of casual clothing.
6) Use of primary color combinations, such as red, blue, grey, tan, and green in connection with solid, plaid, and stripe designs, to create a consistent design and color palette.
7) Use of all natural cotton, wool, and twill fabrics to create a consistent texture palette.
8) The creation of a cutting edge “cool” image through photographs and advertising and promotional material, such as the A & F Quarterly (the “catalog” or “Quarterly”). The Quarterly presents the Aber-crombie brand and trade dress in a unique manner: namely, it features the Aber-crombie brand and trade dress in a “cutout” or “clothesline” style and uses color bars to illustrate the available colors of the item, while combining a consistent conceptual theme with a lifestyle editorial content of music, electronics, books, and magazine features. The catalog is printed on cougar vellum paper, which is unique for a catalog.
9)The creation of a consistent merchandise look in A & F stores through the use of in-store signage and display setups and through the use of the “Abercrombie sales associate team,” which is comprised primarily of college students. See Compl. ¶7.
American Eagle Outfitters, Inc. (“American Eagle” or “American”), sells essentially the same variety of clothing and products in its 300 stores nationwide, under the trademarks and service marks AMERICAN EAGLE OUTFITTERS and AE, and generates approximately $300 million in annual sales. American has been a retailer since at least 1994, although many of its products describe the company’s vintage as 1977. Abercrombie accuses American of capitalizing on the former’s success in the market by selling confusingly similar products and marketing them in a way confusingly similar to Abercrombie’s image. A & F asserts that its premiere issue of the Quarterly, the Fall 1997 issue, was copied by American Eagle, whose own catalog featured the same products (such as shirts, jeans, sweatshirts, boxer shorts, sweater vests, jackets, and pajamas), containing the same colors, having the same designs, being made from the same fabrics, and bearing the same product names
(e.g.,
“vintage” sweatshirts and “field jerseys”). A & F also claims that the paper, page layouts, lifestyle editorial content, manner of displaying merchandise, and typeface in American’s catalog are identical or confusingly similar to the Quarterly. Abercrombie introduced a memorandum from American marketing executives directing American store managers to in
On June 2, 1998, Abercrombie filed suit in the district court claiming that American infringed upon its unregistered trade dress, in violation of § 43(a) of the Lan-ham Act, 15 U.S.C. § 1125(a), the Ohio common law of trade dress protection and unfair competition, and the Ohio Deceptive Trade Practices Act, O.R.C. § 4165.01 et seq. 2 American served its Answer on August 3, 1998, and simultaneously filed its motion for summary judgment. On November 30, 1998, the district court granted in part American’s motion to stay discovery: the court ruled that discovery on the issue of American’s intentional copying was inappropriate during the pendency of American’s summary judgment motion because American had admitted intentional copying for purposes of the motion, but the court permitted discovery on the question of use of similar designs and marketing approaches by third-party retailers, which issue American raised in its motion.
On July 12, 1999, the district court granted American’s motion for summary judgment in its entirety. The court recognized that unregistered trade dress protection can extend to “the image and overall appearance of the product.” The court described trade dress as 1) either a singular feature or combination of features that takes on a distinct arrangement, 2) intended by the maker to permit the public to identify it as coming from a particular source, and 3) having a tendency to do so. The court noted that trade dress is pro-tectable under either of two circumstances: the dress is inherently distinctive or has acquired secondary meaning. The district court assumed, for purposes of the motion, that Abercrombie’s arrangement of words, colors, and format had acquired secondary meaning, but reasoned that the motion turned on the question of whether the elements described in Abercrombie’s complaint constituted trade dress at all. According to the district court, trade dress protection is not available when a) the means of dressing the product is functional or descriptive, or b) the claimed trade dress amounts to an abstract image or marketing approach.
The court concluded that, regardless of any public identification of the claimed trade dress with Abercrombie, “it is simply too descriptive and generic to qualify for Lanham Act protection.” The court remarked, “retailers must be free to use common verbal or pictorial descriptions of their goods ... [including] such matters as showing the clothing in ‘cutout’ fashion ... using combinations of standard colors ... universally-recognized patterns ... and common fabrics ... in clothing design and
The Court recognize[d] that a combination of generic or descriptive elements can sometimes create a unique look that is protectable, but there is nothing arbitrary or fanciful, or in any way distinctive, about the combination of these elements in a clothing catalog that would make the whole of the “Abercrombie Brand,” at least as it relates to the descriptive language, color combinations, and cutout style, something more than the sum of its non-protectable parts. That observation applies equally to the use of words claiming that the clothing is “authentic” and the use of A & F’s own trademark....
The court lastly considered the “element of the Abercrombie Brand” comprising its method of appealing to the “cool” or “cutting edge” consumer by adding lifestyle content to its catalog, and held that “the concept of marketing products to ‘cool’ or ‘cutting edge’ consumers by appealing to other aspects of their lifestyle [is not] pro-tectable.” The court entered judgment for American. A & F moved for reconsideration, pursuant to Fed.R.Civ.P. 59(e), introducing certain email messages as evidence of consumer confusion. The court doubted whether the evidence was newly discovered, but examined and rejected it as irrelevant to the district court’s judgment, which turned not on secondary meaning or confusion but on the unprotectable nature of Abercrombie’s claimed trade dress. Aber-crombie timely appealed.
II
We turn first to a threshold issue: the timing of summary judgment. “[S]ummary judgment is improper if the non-movant is not afforded a sufficient opportunity for discovery.”
Vance v. United States,
Although American filed its answer, its summary judgment motion, and its motion to stay discovery simultaneously, the district court resolved the two motions separately. In responding to the motion to stay discovery, which the court addressed first, Abercrombie filed neither a Fed.R.Civ.P. 56(f) affidavit nor requests for additional discovery. However, its memorandum in opposition to the motion explained its need for discovery and cited
White’s Landing Fisheries,
The district court’s November 30, 1998, order granting American’s motion to stay discovery recited
the Court’s view that additional evidence of intentional copying at this stage [beyond American’s limited admission] would not add materially to the Court’s analysis of the protectability of A & F’s trade dress as placed in issue by American Eagle’s summary judgment motion. Under all of these circumstances, the Court believes that the best course of action is to defer discovery of highly sensitive and competitive information until after this threshold question [of the existence of protectable trade dress] has been addressed.
Abercrombie argues that, beyond evidence of intentional copying, it sought “discovery concerning the uniqueness of the Abercrombie Trade Dress, which had acquired secondary meaning among consumers, and concerning the likelihood of confusion with the American Trade Dress.” Appellant’s Br. at 39 (emphasis added). Abercrombie believes further discovery would have substantiated its claims that a) American intentionally copied the Abercrombie trade dress to capitalize on its goodwill, b) consumers perceive the Abercrombie trade dress as being unique to Abercrombie, and c) American’s consumers are actually confused as to whether there is an association between the two companies. See Appellant’s Br. at 41. Abercrombie correctly argues that such evidence would have raised a genuine issue of material fact as to whether Abercrombie had protectable trade dress, but it fails to realize that such evidence would have done so by demonstrating the existence of distinctiveness acquired through attachment of secondary meaning. Since the record already contained extensive uncontested evidence of secondary meaning, such discovery prior to the district court’s resolution of American’s motion would have been unnecessarily duplicative. Abercrombie needed no further discovery to oppose American’s motion, and the motion was ripe for resolution at the time the district court considered it. Because this opinion resolves the case in certain ways not expressly addressed by the district court, we note that none of the facts A & F wished to discover goes to the question of functionality, and, as discussed infra pages 37-44, the fact of actual consumer confusion here would not create a genuine issue of material fact on the question of confusing similarity of the parties’ catalogs because we presently resolve a legal question and hold them not confusingly similar as a matter of law.
Ill
A
This court reviews a district court’s grant of summary judgment de novo.
See Daddy’s Junky Music
Stores,
Inc. v. Big Daddy’s Family Music Ctr.,
B
Section 43(a) of the Lanham Act, 15 U.S.C. § 1125(a), protects from infringement the unregistered “trade dress” of a product. As explained more fully below, to recover for trade dress infringement under § 43(a), a party must prove by a preponderance of the evidence: 1) that the trade dress in question is distinctive in the marketplace, thereby indicating the source of the good it dresses, 2) that the trade dress is primarily nonfunctional, and 3) that the trade dress of the competing good is confusingly similar.
See Wal-Mart Stores, Inc. v. Samara Bros., Inc.,
“ ‘Trade dress’ refers to ‘the image and overall appearance of a product.’ It embodies ‘that arrangement of identifying characteristics or decorations connected with a product, whether by packaging or otherwise, [that] make[s] the source of the product distinguishable from another and ... promotefs] its sale.’ ”
Ferrari,
As the Second Circuit observed, recently “ ‘trade dress’ has taken on a more expansive meaning and includes the design and appearance of the product as well as that of the container and all elements making up the total visual image by which the product is presented to customers.”
Jeffrey Milstein, Inc. v. Greger, Lawlor, Roth, Inc.,
Still, the notion that any “thing” that dresses a good can constitute trade dress cannot be divorced from the underlying concept of trade dress law: protection of effable markers used to identify the source of a good in commerce. Although producers and marketers of goods can adopt and seek to protect a seemingly infinite variety of product packages and product configurations, the recognition that trade dress can comprise “any thing,” “ ‘even particular sales techniques,’ ”
Two Pesos, Inc.,
American, like the district court, draws a contrast between trade dress and a “marketing approach.”
See generally Haagen-Dazs v. Frusen Gladje, Ltd.,
Similarly, the
Haagerir-Dazs
court concluded that, despite the plaintiffs’ identification of five common features on two ice cream packages, “the containers in issue, as well as their dress, [were] clearly distinguishable and would appear so to all but the most obtuse consumer.”
Haagerir-Dazs, Inc.,
Abercrombie’s complaint is a bit perplexing: it describes its “trade dress” as comprising all nine of the features identified supra pages 625-626. If its trade dress really comprises all nine elements acting in concert to create its overall look, an injunction to prohibit marketing a line of clothing bearing a confusingly similar overall look would probably do the company little good, as American could easily drop a few items from its line, e.g., stop using the word performance, and thereby begin marketing a dissimilar line of products. Conversely, under such a broad theory of the case, Abercrombie’s introduction of a new design, e.g., using fencing foils on t-shirts, would alter the form of its trade dress and potentially permit infringement of the newly conceived trade dress in the absence of an expanded injunction. Also, Abercrombie’s description of its trade dress seems at times internally inconsistent: query whether clothing can at once convey an “active,” a “rugged,” an “athletic,” and a “cool” image. Moreover, some of Abercrombie’s descriptions are rather broad: consider “use of all natural cotton, wool, and twill fabrics to create a consistent texture palette.” Compl. ¶ 7(g). And its inclusion of the catalog and the sales associate teams as trade dress of its clothing stretches the boundaries of trade dress law.
Reading the complaint in its most reasonable form,
8
this case involves garments made of certain fabrics containing certain design motifs drawn from certain color palettes and displaying certain registered trademarks and other design elements in a certain way. In addition, the Quarterly is an item containing a specific method of presenting products in conjunction with an identifiable photographic motif and editorial content addressing a lifestyle consistent with — perhaps spawning a lifestyle emulative of — the image Abercrombie intentionally associates with its clothing.
9
We regard the configuration
Thus, in remarking that Abercrombie sought protection only of its marketing theme, the district court misconstrued the nature of this suit. Abercrombie sought protection of its trade dress, which in-eludes features of — and, in the case of the Quarterly, also comprises a major part of — Abercrombie’s marketing campaign. Yet A & F’s claimed trade dress transcends those aspects of its trade dress directly associated with its campaign to attract young, fit, active consumers. As we read the complaint, the trade dress A & F seeks to protect is: 1) the designs of the goods themselves, 2) the design of the catalog created to sell its products by, among other things, cultivating an image it wants consumers to associate with its products, and 3) features of its in-store presentation associated with the sale of its products. 11
focus on the overall look of a product does not permit a plaintiff to dispense with an articulation of the specific elements which comprise its distinct dress. Without such a precise expression of the character and scope of the claimed trade dress, litigation will be difficult, as courts will be unable to evaluate how unique and unexpected the design elements are in the relevant market. Courts will also be unable to shape narrowly-tailored relief if they do not know what distinctive combination of ingredients deserves protection. Moreover, a plaintiffs inability to explain to a court exactly which aspects of its product design(s) merit protection may indicate that its claim is pitched at an improper level of generality, i.e., the claimantseeks protection for an unprotectable style, theme or idea.
Landscape Forms, Inc. v. Columbia Cascade Co.,
The
Landscape Forms
court reversed issuance of a preliminary injunction because “Landscape ha[d] not articulated and supported its claimed [inherently distinctive] trade dress with sufficient particularity.”
Landscape Forms,
The district court erred in treating Abercrombie’s suit as an attempt to protect a “marketing theme.” A & F seeks protection of its designs, and it can do so even if the designs 'are consistent with, contain aspects of, form a part of, or convey to consumers the same message as, its marketing campaign. In sum, the three “things” Abercrombie seeks to protect constitute trade dress.
C
The first step in qualifying trade dress for protection under § 43(a) is proving distinctiveness. “[C]ourts have universally imposed th[is] requirement, since without distinctiveness the trade dress would not ‘cause confusion ... as to the origin, sponsorship, or approval of [the] goods,’ as [section 43(a)] requires.”
Samara Bros.,
The Supreme Court remarked that “the general principles qualifying a mark for registration under § 2 of the Lanham Act are for the most part applicable in determining whether an unregistered mark is entitled to protection under § 43(a).”
Two Pesos,
In the ensuing years, the circuit courts split over whether and to what extent the Abercrombie taxonomy applied to product configuration trade dress cases, although most agreed that product packaging trade dress cases should be analyzed under that framework. See Rohit A. Sabnis, Product Configuration Trade Dress and Abercrombie: Analysis of Ashley Furniture Industries, Inc. v. Sangiacomo N.A. Ltd., 1 MINN. Intell. PROP. Rev. 183, 193 (2000).
The Second and Third Circuits submitted that the
Abercrombie
taxonomy “make[s] little sense when applied to product features,”
Knitwaves, Inc. v. Lollytogs Ltd.,
The Eighth Circuit disagreed with the
Duraco Products
court’s focus on the consumer’s perception of the product (in terms of the configuration’s memorableness and capacity for source-identification) and stood by the
Abercrombie
classifications as a workable device for determining “whether and to what degree that feature is dictated by the nature of the product.”
Stuart Hall Co. v. Ampad Corp.,
The Supreme Court appears to have settled the dispute by agreeing in large part with the Third Circuit. The Court regarded
Qualitex
as following the rationale behind the
Abercrombie
test but not adopting it outright, because color, like a descriptive word mark, does not “almost
automatically
tell a customer that [it] refers to a brand,” and does not “immediately signal a brand or a product source,” although it may come to have such powers upon acquisition of secondary meaning.
Samara Bros.,
After
Samara Brothers,
no product configuration can meet the distinctiveness requirement of the Lanham Act by a showing of inherent distinctiveness but must rely instead on acquired distinctiveness,
i.e.,
a showing of secondary meaning.
See id.
at 216,
This reasoning applies equally well to generic product configurations, for no designer should have a monopoly on designs regarded by the public as the basic form of a particular item. 12 Two Pesos commented that the “general principles qualifying a mark for registration under § 2 of the Lanham Act are for the most part applicable in determining” protecta-bility under § 43(a), and it made specific reference to the Abercrombie test and the unregistrability of generic marks. 13 Thus Samara Brothers leaves in place the rule that generic product configurations are not protectable as trade dress under § 43(a). To summarize, then, only non-generic product configurations that have acquired distinctiveness through attachment of secondary meaning satisfy the distinctiveness requirement of the Lanham Act.
The district court examined the features of Abercrombie’s catalog listed in the complaint and declared them, oddly, “both generic and descriptive.” The court then viewed the catalog as a whole to determine if its overall appearance created a “unique look that is protectable,” and held that “there is nothing arbitrary or fanciful,
or in any way distinctive,
about the combination of these elements in a clothing catalog that would make the whole of the ‘Aber-crombie Brand,’ at least as it relates to the descriptive language, color combinations, and cutout style, something more than the sum of its non-protectable parts. That observation applies equally to the use of
The court erred. None of the three items of A & F’s trade dress at issue in this case is generic. The label of “generic” is a severe condemnation and, we suspect, one that stings a clothing designer rather harshly. Here, the label is not justified. In language repeatedly quoted by the Supreme Court, Judge Friendly described generic terms as the genus of which a product is a species, e.g., “soap” or “shirts” or “baseball caps.” The equivalent in designs, bearing in mind the word-mark policy that a manufacturer has the right to call a product by its name, would be the most basic incarnation of a given genus of products, i.e., the image that appears in a person’s head when he hears the word “shirt” or “baseball cap.” Clothing bearing images of athletic paraphernalia are not a basic incarnation of certain types of apparel. The genus is athletic (or suggestively athletic) apparel; the species is shirts bearing lacrosse sticks. With respect to the Quarterly, the genus is “mail-order clothing catalogs”; the species is mail order clothing catalogs containing lifestyle editorial content and depicting the goods in the “clothesline” style with color bars to present color options. Just as a manufacturer has a right to call a product by its name, it can sell its clothes by mail by placing images of them in a catalog, but it need not do so in the manner of another producer. While producers have little choice but to call a shirt a shirt, they can place upon a shirt an infinite variety of images and depict that shirt on paper in an infinite variety of ways. That certain of these ways are particularly effective at generating sales does not make them generic.
Since none of the trade dress at issue here is generic, Abercrombie can meet the distinctiveness requirement by showing attachment of secondary meaning to its designs.
See Samara Bros.,
Much of the district court’s opinion reveals a concern for the anti-competitive effect of a judgment for Abercrombie insofar as competitors like American could be left unable to market their goods efficiently and effectively or to design clothes that would compete with A & F’s. 15 Concern for realistic competition in a given industry has a place in trade dress law: the functionality doctrine. Because the record now before this court documents the functionality of certain designs that Abercrom-bie claims as its trade dress, our de novo review leads us to the conclusion that the district court’s judgment for American is supported by a legal determination not expressly reached below.
D
The Supreme Court recently reaffirmed the policy that functional product designs cannot be protected as trade dress.
See TrafFix,
Courts have recognized that “the functionality doctrine may apply even to features of a product that are purely ornamental.”
Knitwaves,
None of the design features that Aber-crombie claims as its trade dress is essential to the use or purpose of the garments, catalog, and stores they adorn. The design features surely affect the cost and quality of the garments and the design of the catalog affects its cost and aesthetics (which determines, in part, its quality as a device for selling clothing), so a jury question exists as to whether the designs are functional in the traditional sense. However, no reasonable jury could deny the existence of a “significant non-reputation-related disadvantage” that would be imposed on competitors by protecting Aber-crombie’s claimed trade dress. That form of functionality governs the analysis of this case. 16
We turn first to Abercrombie’s clothing designs.
19
Abercrombie’s complaint itself
Giving Abercrombie a monopoly on the words it claims form part of its trade dress would hamstring any competitor’s ability to convey the reliability of its own brand. The English language currently contains a limited list of synonyms for reliable and other words that convey a product’s integrity. While Abercrombie designers deserve credit for using the company’s age as a creative indicator of their products’ reliability, few other verbal formulations adequately or efficiently convey this concept. The same is true of using suggestive symbols like lacrosse sticks and the ski patrol cross on clothing to convey the product’s athletic nature or capacity to invoke images of athleticism. Producers have a limited range of sports and sporting equipment to choose from in attempting to convey this idea in this manner on clothing.
20
Producers could go without such images or devise wholly new ways of conveying the athleticism concept in connection with casual clothing, but at present these features are ones that “competitors would have to spend money not to copy but to design around.”
W.T. Rogers Co.,
Finally, Abercrombie is not saved by its characterization of its trade dress as the combination of different design features on its clothing: denying American or other producers the right to combine these functional design features with their own trademarks on clothing bearing certain generic designs (unspecified “solid, plaid, and stripe designs,” without more, are indisputably generic) made from generic fabrics would undoubtedly force these competitors to spend money to design around Aber-crombie’s creations. There can be no dispute that preventing other producers from combining these design elements in the way Abercrombie does would prevent them from competing effectively in the market for casual clothing aimed at young people. No reasonable jury could find to the contrary. Remand for further proceedings in the district court on this question would be a waste of judicial resources, not to mention the parties’ time and money-
We reach the same conclusion with respect to Abercrombie’s claim of trade dress in its in-store display setups 21 and use of college students as sales associates. Forbidding clothiers to use college students to sell garments to or for college-age people indubitably prevents them from effectively competing in the market for casual clothing directed at young people.
Abercrombie’s catalog is a different matter entirely.
22
Of course, the Quarterly has certain functions, including “the creation of a cutting edge ‘cool’ Abercrombie image,” and, presumably, selling clothes. But that does not make the catalog’s overall design functional. Nor does the presence of many functional elements in the Quarterly’s design. Even if the elements Abercrombie identifies were all separately functional, as American argued and the district court held, A
&
F’s arrangement of these features can constitute more than the sum of its non-protectable parts.
See Publications Int’l, Ltd. v. Landoll, Inc.,
A
&
F has chosen to print its catalog on an unusual kind of paper, leaving competitors a variety of other paper options. The clothes offered for sale appear in “clothesline” or “cutout” form (the garments ap
Abercrombie claimed three “things” as its trade dress. Its clothing designs and its in-store presentation are not protecta-ble because they are functional, despite their distinctiveness. As to the overall design of the A & F Quarterly, however, we will assume that it satisfies the distinctiveness and non-functionality conditions for protectability because, for purposes of the instant appeal, American conceded secondary meaning and the record evidence raises genuine issues as to the material fact of non-functionality. We therefore proceed to assess whether Abercrombie could prevail on its trade dress infringement claim.
E
In order to prevail on a § 43(a) claim, a plaintiff must establish the existence of a likelihood of confusion as to the source or origin of the plaintiffs and defendant’s products. This court has held that “[t]he general concept underlying the likelihood of confusion is that the public believe that the [mark or dress] owner sponsored or otherwise approved the use of the trademark” or trade dress.
Carson v. Here’s Johnny Portable Toilets, Inc.,
The Sixth Circuit has identified eight factors as informing the likelihood of confusion inquiry: 1) strength of the plaintiffs mark, 2) relatedness of the goods, 3) similarity of the marks, 4) evidence of actual confusion, 5) marketing channels used, 6) likely degree of purchaser care, 7) defendant’s intent in selecting the mark, and 8) likelihood of expansion of the product lines.
See Frisch’s Rests.,
A & F’s Quarterly is described above. AE also uses the clothesline format to display its goods, although it puts significantly fewer garments on each page than A & F does and presents its clothes in a spare, as opposed to dense, fashion. AE uses colorbars and design bars underneath almost all its garments, while A & F does so occasionally, sometimes displaying several full-size images instead. The most striking visual difference between the catalogs lies in the photographs, which dominate the catalogs’ overall content. Throughout the Quarterly, A
&
F makes extensive use of photographs depicting apparently college-aged people in often erotic or homoerotic poses or situations wearing clothes with A & F logos displayed more or less prominently. A & F works
On these undisputed facts, we conclude that the trade dress of American’s catalog is, as a matter of law, not similar to the A & F Quarterly in terms of the overall visual impression the two catalogs create. No rational trier of fact could conclude
When the trade dresses are so “clearly distinguishable and would appear so to all but the most obtuse consumer,”
Haagen-Dazs,
IV
For the foregoing reasons, we conclude that Abercrombie’s clothing designs and in-store presentations are legally functional non-protectable trade dress and that Abercrombie could not possibly have carried its burden of proving that American’s catalog was confusingly similar to what we have presumed is the protectable trade dress of Abercrombie’s Quarterly. On this basis, we AFFIRM the judgment of the district court in favor of defendant American Eagle Outfitters, Inc.
Notes
. The district court’s opinion on American's motion for summary judgment overlooked or discounted this evidence, remarking on "the absence of any allegation that through in-store displays ... American Eagle has recreated the A & F look within its stores.”
. Both Ohio and federal courts have recognized that the same analysis applies to claims under Ohio's statutory and common law of unfair competition and the Lanham Act. See
Leventhal & Assocs., Inc.
v.
Thomson Cent. Ohio,
. That Abercrombie appealed only from the grant of summary judgment and not the order staying discovery is likewise of no moment. A stay of discovery is not a final appealable order.
. "Product configuration” seems to have become the vogue term replacing "product design.”
. The Court wrote:
The language of the Lanham Act describes [the universe of things that can qualify as a trademark] in the broadest of terms. It says that trademarks "includ[e] any word, name, symbol, or device, or any combination thereof.” [15 U.S.C.] § 1127. Since human beings might use as a "symbol” or "device” almost anything at all that is capable of carrying meaning, this language, read literally, is not restrictive.
Qualitex, 514 U.S.
at 162,
. As the Supreme Court observed, § 43(a) "provides little guidance as to the circumstances under which unregistered trade dress may be protected,” but courts have successfully reasoned by analogy to the conditions for trademark protection.
Samara Bros., 529
U.S. at 210,
. After concluding that the eight identified elements of purported trade dress were not inherently distinctive and had not acquired secondary meaning, the Eighth Circuit opined in dicta that the eight elements were functional because they were chosen to respond to consumer demand for the core concept of informal country dining.
See Prufrock,
. Federal Rule of Civil Procedure 8(0 states that "All pleadings shall be so construed as to do justice.” "As this court has stated, ‘the fundamental tenor of the Rules is one of liberality rather than technicality....’ ”
Minger v. Green,
. In discussing the protectability of the Quarterly, we must be careful not to over-read
. Abercrombie can seek protection of its Quarterly because Abercrombie closely associates in time and space — as indicated by the Quarterly's sales-related content and its display in Abercrombie stores — the visual images contained in the Quarterly with its products. As promotional material closely associated with its products in the same way that product packaging either containing visual images or conveying an ephemeral image is closely associated with the product its contains, the design of the Quarterly can properly be regarded as a component of the trade dress of Abercrombie's clothing insofar as it constitutes a particular sales technique,
Original Appalachian Artworks,
. American complains that "Abercrombie’s purported trade dress is an ever changing melange of words, logos, and colors; elements are added and dropped with every season and every change in what is currently
American’s argument posits that trade dress encompassing multiple products must be uniform and consistent over time and across products. This point certainly applies to the trade dress of a family of products.
See Regal Jewelry Co. v. Kingsbridge Int’l, Inc.,
. An anachronism demonstrates the point: an ancient Roman designer who conceived and marketed a new tunic by having it fit the body snugly with sleeves down to the wrist slit at mid-forearm on the underside, a simple cuff for buttoning, buttons spaced evenly down the front, and a stiff folding collar with splayed points might have deserved trade dress protection of his innovative design if consumers viewed the products as coming from a single source, but the same design today would be regarded as a standard men's shirt, and the public would have no occasion to regard a garment of such basic design as coming from a certain shirtmaker, for the design is a generic one and does not distinguish the good.
.
See also
15 U.S.C. § 1064(c) (providing for cancellation of any mark that has become "the common descriptive name of an article or substance,”
i.e.,
a generic term);
Keebler Co. v. Rovira Biscuit Corp.,
. This court has applied a seven-factor test for determining the existence of secondary meaning in trade dress.
See Marketing Displays, Inc. v. TrafFix Devices, Inc.,
. Addressing its comments primarily to Abercrombie’s attempt to protect the design of the Quarterly, the district court opined that protecting a marketing style or method would unduly interfere with competitors' right to depict their products fairly. The court observed, "Within the scope of advertising certain types of clothing, retailers must be free to use common verbal or pictorial descriptions of their goods without fear that they can be held liable for infringement. At a minimum, those would include such matters as showing the clothing in "cutout” fashion, ... using combinations of standard colors ... universally-recognized patterns ... and common fabrics ... in clothing design and manufacture .... All of these factors are both generic and descriptive....”
. For quite some time, the circuits have disagreed about the most appropriate theory of functionality to use in aesthetic functionality cases. Courts have divided between those recognizing the identification theory (which at times employed the "indicia of source,” "actual benefit,” "consumer motivation,” and "commercial success” tests of a feature’s capacity to identify the manufacturer to consumers) and the competition theory (which at times employed the “comparable alternatives,” "essential to usage,” "relation to usage,” "ease of manufacture,” and "effective competition" tests of whether granting a monopoly on a feature would prevent other suppliers from competing in the market for the product). See Mitchell M. Wong, The Aesthetic Functionality Doctrine and the Law of Trade Dress Protection, 83 Cornell L.Rev. 1116, 1132-52 (1998). The Seventh Circuit explained its adoption of the competition theory by identifying problems with the identification theory: it held that it is error to
define nonfunctional as serving primarily to identify the manufacturer. Understood literally, this would mean that if a particular design feature had two equally important purposes, one to please consumers and theother to identify the manufacturer, it would be functional and could not be trademarked. But a trademark, especially when it is part of the product, rather than being just the brand name, is bound to be selected in part to be pleasing; so this definition of functionality could rule out trademark protection for design features. [It is also error to consider a feature functional] 'when it serves to provide a reason for purchase which is unrelated to the fact that the source of the product is a particular manufacturer.' A reason — not the most important or even equally important reason; hence [under this reasoning] a pleasing trade name, symbol, or design feature cannot be trademarked.... [T]he fact that a design feature is attractive does not ... preclude its being trademarked. If effective competition is possible without copying that feature, then ... it is not a functional feature.
W.T. Rogers Co. v. Keene,
.The Seventh Circuit described the comparable alternatives problem thus; “a functional feature is one which competitors would have to spend money not to copy but to design around, as they would have to do if they wanted to come up with a nonoval substitute for a football. It is something costly to do without (like the hood [of a car] itself), rather than costly to have (like the statue of Mercury [decorating the hood]).”
W.T. Rogers Co.,
. As the Seventh Circuit explained: "[I]t would ... be unreasonable to let a manufacturer use trademark law to prevent competitors from making pleasing substitutes for his own brand; yet that would be the effect of allowing him to appropriate the most pleasing way of configuring the product."
W.T. Rogers Co.,
. For ease of reference, we here reprint the features Abercrombie claims comprise the trade dress of its garment designs: "a) use of the Abercrombie Marks, in particular the A & F trademark in universe bold condensed typeface; b) use of the word
performance
on labels and advertising and promotional material to
. We were hard-pressed to think of many sports whose equipment has not yet been used on clothing that appears in the record, and it may be only a matter of time before one of the parties displays fencing paraphernalia on its garments in order to invoke the particular image of athleticism and class that accompanies that sport.
. Abercrombie’s failure to describe these setups in its complaint and its brief or include a depiction of one in the record indicates that its claim of trade dress in its in-store presentation lacks sufficient particularity. See supra Part III.B.
. Again, for ease of reference, A & F describes its catalog's trade dress thus: "the creation of a cutting edge ‘cool’ Abercrombie image through photographs and advertising and promotional material ... which presents the Abercrombie Brand and Trade Dress in a unique manner, namely, it features the Aber-crombie Brand and Trade Dress in a 'cutout’ or ‘clothesline’ style and uses color bars to illustrate the available colors of goods, while combining a consistent conceptual theme with a lifestyle editorial content of music, electronics, books, and magazine features and is printed on cougar vellum paper which is unique for a catalog.” Compl. ¶ 7(h).
. See Laura Bird, Advertising Beyond Mail Order: Catalogs Now Sell Image, Advice, The Wall Street Journal (July 29, 1997) (" 'A & F Quarterly1 is just the latest retail catalog to blur the distinction between mail-order and magazine.... Unlike traditional mail order books, these thick, glossy 'magalogs' are designed primarily as advertising vehicles to sell a certain image and bring shoppers into stores.”).
. In the world of fashion, as in the world of technology, it appears that the judicial system may be ill-equipped to keep pace with rapidly evolving trends and innovations.
See United States v. Microsoft Corp.,
