ABELARDO CHAPARRO, Plaintiff, v. DAVID C. SHINN, Defendant.
No. CV-19-0205-CQ
SUPREME COURT OF THE STATE OF ARIZONA
March 5, 2020
Cеrtified Question from the United States District Court for the District of Arizona, No. CV 19-00650-PHX-DWL (MHB)
QUESTION ANSWERED
COUNSEL:
Mark Brnovich, Arizona Attorney General, Oramel H. Skinner, Solicitor General, Drew C. Ensign (argued), Deputy Solicitor General, Rusty D. Crandell, Deputy Solicitor General, Brunn (Beau) W. Roysden III, Division Chief Appeals & Constitutional Litigation Divisiоn, Robert J. Makar, Anthony R. Napolitano, Assistant Attorneys General, Phoenix, Attorneys for Defendant David C. Shinn, Director, Arizona Department of Corrections
Lindsay Herf, Robert J. Dormady, Katherine Puzauskas, Arizona Justice Project, Phoenix; Howard R. Cabot, Randal B. McDonald (argued), Austin C. Yost, Perkins Cоie LLP, Phoenix, Attorneys for Abelardo Chaparro
JUSTICE BEENE authored the Opinion of the Court, in which CHIEF JUSTICE BRUTINEL, VICE CHIEF JUSTICE TIMMER, and JUSTICES BOLICK, GOULD, LOPEZ, and PELANDER (RETIRED)* joined.
¶1 The United States District Court for the District of Arizona certified the following question to this Court: Whether, in light of
¶2 We hold that a sentence imposing “life without possibility of parole for 25 years” means the convicted defendant is eligible for parole after serving 25 years’ imprisonment despite
BACKGROUND
¶3 In 1993, the Arizona Legislature amended
¶4 In April 2017, the Arizona Department of Corrections (“ADOC“) infоrmed Chaparro he would not be parole eligible and that his only avenue for release would be to apply for commutation of his prison sentence after serving 25 years. Subsequently, Chaparro repeatedly requested parole eligibility with ADOC officials, who dеnied those requests. In February 2018, Chaparro received a letter from ADOC informing him that he “would not be parole certified.”
¶5 Chaparro has served 24 years of his sentence. Accordingly, if Chaparro is parole eligible, ADOC would have been required under
¶6 We have jurisdiction pursuant to
DISCUSSION
¶7 The trial court sentenced Chaparro to “[l]ife without possibility of parole for 25 years.” The State contends this sentence does not make Chaparro eligible for pаrole. It argues the sentence is ambiguous because it is unclear as to what happens after Chaparro serves 25 years of the sentence and whether “parole” could mean another form of release. Finally, the State asserts that even if the sentеnce does provide for parole, a court cannot enforce the illegally lenient sentence. Chaparro argues his illegally lenient parole eligible sentence is unambiguous and final under Arizona law.
A.
¶8 We first address whether Chaparro‘s sentence provides the possibility of parole. We conclude that although the trial court‘s use of “parole” and “community supervision” is ambiguous, the December Order and the sentencing transcript demonstrate that the trial court intended for Chaparro to be eligible for pаrole after 25 years’ imprisonment. See State v. Ovante, 231 Ariz. 180, 188 ¶¶ 38–39 (2013) (stating courts interpret a criminal sentence with the goal of giving effect to the sentencing court‘s intent).
¶9 Generally, language is deemed ambiguous “when it is open to multiple reasonable interpretations.” Glazer v. State, 244 Ariz. 612, 614 ¶ 12 (2018). If the language is subject to more than one reasonable interpretation, we will resolve the ambiguity by examining other factors, including the surrounding circumstances. See Ryan v. Napier, 245 Ariz. 54, 64 ¶ 41 (2018).
¶10 Chaparro‘s sentence is ambiguous because it refers both to “parole,” which was abrogated before the conduct that resulted in his conviction, and to “community supervision,” which applied to all qualifying offenses committed on or after January 1, 1994. See
¶11 The trial court‘s December Order illustrates that it intended Chaparro to have the possibility of parole after 25 years. Chaparro‘s original sentence stated “natural life,” which would contradict the “possibility of parole.” See
¶12 Similarly, the transcript of the sentencing hearing clarifies that the trial court believed parole was an available sentencing option regardless of the reference to community supervision. During the sentencing hearing the trial court explained the sentencing options:
Dо you understand one of them is death, one of them is life imprisonment for the rest of your natural life, and the other one is life imprisonment without possibility of parole for 25 years? . . . Those are the only three things I can do.
The trial court did not mention release or commutatiоn as an option. Therefore, although community supervision does not apply to a parole eligible inmate, the sentencing hearing and December Order manifest the trial court‘s intent for Chaparro to be parole eligible.
¶13 We are also unpersuadеd by the State‘s argument that “parole” is shorthand for “release” in the form of commutation. At the time of sentencing, Arizona laws differentiated the terms “parole” and “commutation.” See
¶14 Dictionary definitions, Arizona law, and federal law all distinguish parole and other forms of release like commutation. “Absent statutory definitions, courts apply common meanings and may look to dictionaries.” State v. Pena, 235 Ariz. 277, 279 ¶ 6 (2014) (internal citations omitted). “Parole” has a distinct meaning from “commutation” in the dictionary. Compare Parole, Black‘s Law Dictionary (11th ed. 2019) (“[C]onditional release of a prisoner from imprisonment before the full sentence has been served.“), with Commutation, Black‘s Law Dictionary (11th ed. 2019) (“[E]xecutive‘s substitution in a particular case of a less severe punishment for a more severe one that has alreаdy been judicially imposed on the defendant.“).
¶15 Similarly, Arizona statutory law distinguishes parole and forms of executive clemency like commutation. Pursuant to
¶16 Finally, the United States Supreme Court has rejeсted the idea that parole is the same as executive clemency. See Lynch v. Arizona, 136 S. Ct. 1818, 1819 (2016) (stating the possibility of clemency does not diminish a capital defendant‘s right to inform a jury of his parole ineligibility); Solem v. Helm, 463 U.S. 277, 300–01 (1983) (“As a matter of law, parole and commutation are different conсepts . . . . Parole is a regular part of the rehabilitative process. . . . Commutation, on the other hand, is an ad hoc exercise of executive clemency.“).
¶17 In sum, although the trial court‘s use of “parole” and “community supervision” was ambiguous, the sentencing hearing and December Order clarify the trial court‘s intent to providе the opportunity for parole. And because the meaning of “parole” is not ambiguous or synonymous with other forms of release, Chaparro is eligible for parole after serving 25 years.
B.
¶18 The parties agree that Chaparro‘s sentence, as interpretеd above to include parole eligibility after he has served 25 years, is illegally lenient because it violates
¶19 Illegally lenient sentences are final under Arizona law absent timely appeal or post-judgment motion. See Dawson, 164 Ariz. at 283–84;
¶20 The State attempts to distinguish the illegally lenient sentence in Dawson, which allowed for parole eligibility soonеr than statutorily permitted, from Chaparro‘s illegally lenient sentence. It claims the trial court violated separation of powers by creating parole eligibility for Chaparro—a purely legislative function—and that the “court is utterly without power to make a defendant parole eligible where statutory law prohibits it.” See State v. Miranda, 200 Ariz. 67, 69 ¶ 5 (2001) (“Defining crimes and fixing punishments are functions of the legislature.“). But the State recognizes in its brief that “[m]ere misapplication of the governing law” does not raise separation of powers concerns. Thаt is precisely what occurred both here and in Dawson.
¶21 Rather than perform a legislative function, the trial court misapplied the law when it conferred parole eligibility. Therefore, the trial court did not violate separation of powers by including, albeit incorreсtly, parole eligibility in its sentencing order, nor does this Court do so by upholding that sentence, which the State failed to appeal. Rather, as in Dawson, absent a timely appeal, the illegally lenient sentence must stand. See 164 Ariz. at 280 (“Unless an appellate court has the constitutional or statutory power to act to correct such an error, its refusal to act cannot violate the constitutional doctrine of separation of powers.“).
¶22 We also reject the State‘s argument that the sentence is subject to collatеral challenge because it is void. See Walker v. Davies, 113 Ariz. 233, 235 (1976) (stating a judgment that is “void upon its face” may be collaterally attacked at any time). Here, because the trial court had subject matter jurisdiction, the “order is voidable, rather than void.” See
CONCLUSION
¶23 For the foregoing reasons, we answer the district court‘s certified question as follows: Regardless of
