Abel v. PLANNING & ZON. COM'N OF NEW CANAANAbel v. PLANNING & ZON. COM'N OF NEW CANAAN
- Reporters:
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- Before:
- McLachlan
Opinion
The named defendant, the planning and zoning commission (commission) for the town of New Canaan (town), granted the applications of the defendants, Grace Property Holdings, LLC (Grace Property) and Pacific Farm, LLC (Pacific Farm),
1
The record reveals the following undisputed facts and procedural history. Pacific Farm owned a seventy-four acre parcel of land known as Windsome Farms (property) in the town, which is bounded to the north by Puddin Hill Road in New York and Lukes Wood Road in Connecticut, and to the east by Smith Ridge Road in Connecticut. In 2007, Pacific Farm entered into a contract with Grace Property, pursuant to which Grace Property agreed to purchase approximately forty-eight acres of the property for the purpose of building a church.
On July 30, 2007, Pacific Farm and Grace Property filed a subdivision application and an application for a special permit with the commission. The subdivision application sought approval of a plan to resubdivide 5 the property into two parcels, parcel A and parcel B. The special permit application sought approval of a proposal to construct the church on parcel B. The proposal was divided into phase one, which consisted of renovating and adding to an existing building to create a temporary sanctuary pending construction of a permanent sanctuary, and phase two, which consisted of the construction of a new sanctuary building with seating for approximately 1200 persons and parking for 321 vehicles. The commission conducted public hearings on both applications in August and September, 2007. On November 27, 2007, the commission granted the subdivision application. It also granted the special permit application with the condition that the applicants would not be allowed to construct phase two, largely because of traffic concerns.
Thereafter, the plaintiffs, who own land in New York
6
within 100 feet of the undivided property, appealed from the commission’s decisions to the trial court pursuant
Meanwhile, Pacific Farm and Grace Property had filed with the commission an application for an amendment to the special permit to allow them to construct a permanent church with a capacity for 900 persons. After a public hearing, the commission approved the
application. The plaintiffs appealed from that decision pursuant to
The plaintiffs claim in both appeals that: (1) the trial court improperly concluded that they did not have standing to appeal from the commission’s decisions pursuant to
In Docket No. SC 18418, the plaintiffs raise the additional claims that: (1) the trial court improperly concluded that their claims in the second appeal were barred by the doctrine of collateral estoppel; and (2) even if this court concludes that they are not statutorily aggrieved under
Finally, in Docket No. SC 18333, the defendants claim as an additional alternate ground for affirmance that the trial court should have dismissed the appeal because the plaintiffs had not properly served process
I
CLAIMS RELATING TO BOTH APPEALS
A
We first address the plaintiffs’ claim that the trial court in each appeal improperly concluded that they lacked standing to appeal from the commission’s decisions pursuant to
In the first appeal, the trial court and the plaintiffs characterized the defendants’ claim that the plaintiffs were not entitled to appeal from the commission’s decisions under
“In order to determine whether a party has standing to make a claim under a statute, a court must determine the interests and the parties that the statute was designed to protect. . . . Essentially the standing question in such cases is whether the . . . statutory provision on which the claim rests properly can be understood as granting persons in the plaintiffs position a right to judicial relief. . . . The plaintiff must be within the zone of interests protected by the statute. . . . It has been [noted] that the zone of interests test bears a family resemblance to the scope of the risk doctrine in the law of torts. . . . In tort law, it is not enough that the defendant’s violation of the law caused injury to a plaintiff. The defendant must also owe that plaintiff a duty. Similarly,
Because an understanding of the reasons for and the scope of the doctrine of extraterritoriality is necessary for the resolution of the plaintiffs’ claim that they come within the zone of interests protected by the statutory scheme, including their claim that
A number of courts have held, however, that the presumption that a statute does not operate outside the state’s territorial jurisdiction applies not only when the application of the statute would regulate out-of-state conduct or property, and would therefore be of questionable validity as applied, but also when the application of the statute would provide a remedy or a benefit to out-of-state persons, which the state clearly has the power to do. For
Other courts have concluded, however, that there is no presumption that statutes that provide remedies or benefits are not for the benefit of persons outside the state’s territorial jurisdiction, especially when the provision of a remedy to such persons would also provide in-state benefits. See
Metropolitan Enterprise Corp.
v.
United Technologies International
Corp., United States District Court, Docket No. 3:03CV1685JBA, 2004 U.S. Dist. LEXIS 12274 (D. Conn. June 28,2004) (“[examination of the statutory language [of the Connecticut Unfair Trade Practices Act] and interpretative case law reveals no reason why a straightforward application of the phrase ‘in this [s]tate’ would exclude the conduct alleged here: [a] Connecticut seller, in connection with the sale or the offering for sale of its jet engines, hatching and implementing a plan inside the borders of Connecticut the deceptive or unfair effect of which is felt outside those borders”);
Diamond Multimedia Systems, Inc.
v.
Superior Court,
19 Cal. 4th 1036, 1063, 968 P.2d 539, 80 Cal. Rptr. 2d 828 (1999) (concluding that California antifraud statute could provide remedy to out-of-state persons without operating extraterritorially because conduct that gave rise to liability occurred in California and stating that “[legislature may reasonably conclude that California does have a legitimate interest in discouraging unlawful conduct that has a potential to harm California investors as well as persons in other states”);
Rosenthal
v.
Dean Witter Reynolds, Inc.,
908 P.2d 1095,
With this background in mind, we turn to the question of whether the plaintiffs in the present case are within the class of persons that the appeal provisions of
We begin with the language of
We conclude that, contrary to the plaintiffs’ claim, the phrase “any person” as used in
The public policy underlying the statutes authorizing municipalities to adopt planning regulations, which govern subdivision plans; see
We see no reason why, in enabling municipalities to adopt planning and zoning
The defendants contend, however, that because persons who do not own land in this state are not subject to this state’s land use regulations, and because persons who own land in this state cannot challenge land use decisions involving land located in New York, it would be unfair and unworkable to allow persons who do not own land in this state to appeal from a land use decision in this state pursuant to
We are not persuaded. First, we conclude that the defendants read
Huntington
Second, to the extent that Wood v. Freeman, supra, 43 Misc. 2d 618, and Browning v. Bryant, supra, 178 Misc. 576, support the general proposition that, because towns lack jurisdiction outside their territorial limits, nonresidents always lack standing to challenge their decisions, we disagree with them for the reasons previously set forth in this opinion. Indeed, as the plaintiffs point out, more recent New York cases have expressed a more expansive view of standing to challenge land use decisions. See Sun-Brite Car Wash, Inc. v. Board of Zoning & Appeals, 69 N.Y.2d 406, 413-15, 508 N.E.2d 130, 515 N.Y.S.2d 418 (1987) (because, “in zoning litigation in particular, it is desirable that land use disputes be resolved on their own merits rather than by preclusive, restrictive standing rules,” and because “the welfare of the entire community is involved when enforcement of a zoning law is at stake,” person who has suffered injury that is within zone of interests that regulation was designed to protect has standing to challenge zoning decision); Douglaston Civic Assn., Inc. v. Galvin, 36 N.Y.2d 1, 6, 324 N.E.2d 317, 364 N.Y.S.2d 830 (1974) (“We are troubled by the apparent readiness of our courts in zoning litigation to dispose of disputes over land use on questions of standing without reaching the merits, an attribute which is glaringly inconsistent with the broadening rules of standing in related fields. . . . [O]ur concern is heightened because of the particular need in zoning cases for a broader rule of standing.” [Citations omitted.]); Huntington v. Oyster Bay, supra, 57 Misc. 2d 822 (adjoining municipality has standing to appeal from land use decision if it is classically aggrieved). Accordingly, we reject the defendants’ claim and conclude that the trial court in each appeal improperly determined that the plaintiffs in the present case lacked standing to appeal from the commission’s deci sions on the ground that they do not own land in this state.
B
We next consider the defendants’ claim that the trial court’s decision in each appeal may be affirmed on the ground that the plaintiffs did not own property within 100 feet of the land involved in the commission’s decisions granting the special permit and the amended special permit, as required to establish statutory standing under
The following undisputed facts are relevant to our resolution of this claim. As we have indicated, Grace Property and Pacific Farm sought to subdivide the property into two parcels, parcel A and parcel B, and sought a special permit to construct a church on parcel B. Although the plaintiffs own land within a 100 foot radius of the undivided property, it is not disputed that none of the plaintiffs owns land within a 100 foot radius of any portion of parcel B.
“It is axiomatic that aggrievement is a basic requirement of standing, just as standing is a fundamental requirement of jurisdiction. If a party is found to lack [aggrievement], the court is without subject matter jurisdiction to determine the cause.” (Internal quotation marks omitted.) Soracco v. Williams Scotsman, Inc., 292 Conn. 86, 91, 971 A.2d 1 (2009). “Because a determination regarding the trial court’s subject matter jurisdiction raises a question of law, our review is plenary.” (Internal quotation marks omitted.) Wilcox v. Webster Ins., Inc., 294 Conn. 206, 214, 982 A.2d 1053 (2009).
In support of their conclusions that the plaintiffs owned property within 100 feet of the land involved in the commission’s decisions, the trial court in each appeal relied on
The defendants claim that these conclusions were incorrect because, under
We conclude that, when there has been an appeal from a subdivision approval, a subdivision becomes effective on the date that an appeal from the subdivision approval is terminated. In construing
This interpretation is bolstered by our statement in
Fyber Properties Killingworth Ltd. Partnership
that, “[b]y amending . . .
We recognize that this interpretation of
II
CLAIM RELATING SOLELY TO DOCKET NO. SC 18418
We next address the plaintiffs’ claim that the trial court in the second appeal, Docket No. SC 18418, improperly determined that they were collaterally estopped from relitigating the issue of statutoiy aggrievement because that issue had been fully and finally litigated in the first
III
CLAIM RELATING SOLELY TO DOCKET NO. SC 18333
We next address the defendants’ claim that the trial court’s decision in the first appeal, Docket No. SC 18333, may be affirmed on the alternate ground that the plaintiffs failed to serve two copies of process on the town clerk as required by
The following undisputed facts are relevant to this claim. The marshal’s return of service states that he left a “true and attested copy of the WRIT, SUMMONS AND COMPLAINT with my doings thereon endorsed. In the hands of: Claudia A. Weber Town Clerk . . . its Registered] Agent for Service for [the commission].” The defendants attached to their motion to dismiss an affidavit by Weber in which she stated that the marshal served her office with only one copy of the summons and complaint.
This court has held that “failure to comply with the statutory requirements for service of legal process on a zoning board in a zoning appeal will deprive the court of subject matter jurisdiction.”
Vitale
v.
Zoning Board of Appeals,
279 Conn. 672, 678, 904 A.2d 182 (2006);
Fedus
v.
Planning & Zoning Commission,
278 Conn. 751, 770 n.17, 900 A.2d 1 (2006) (“it is evident, albeit by implication, that the failure to make timely service on the board does deprive the court of subject matter
We begin our analysis with the language of the relevant statutes.
In support of their claim that the requirement that a person bringing an appeal pursuant to
We disagree with the defendants that this court’s decisions in
Vitale
and R.C.
Equity Group, LLC,
require the dismissal of the present appeals. In
R.C. Equity Group, LLC,
supra, 285 Conn. 251 n.15, this court stated that under
Fedus,
“a failure to name [a] town clerk in the citation of a zoning appeal does not deprive the court of subject matter jurisdiction over the appeal when . . . actual service nevertheless is made on the proper person. When actual service is made, any defect in
the form
of the citation or summons may be corrected
pursuant to
In the present case, the marshal served one copy of process on the town clerk. Under
The judgments in Docket No. SC 18333 and Docket No. SC 18418 are reversed and the cases are remanded to the trial court for further proceedings.
In this opinion the other justices concurred.
Notes
On March 17,2010, this court granted Pacific Farm’s motion to substitute Grace Farms Foundation, Inc., as a defendant. For convenience, we refer to Pacific Farm, Grace Property and Grace Farms Foundation, Inc., individually by name and collectively as the defendants.
The named plaintiff, Mordechai Abel, and Savyona Abel are also plaintiffs in the underlying administrative appeals, but they have not participated in the appeals to this court. Unless otherwise indicated, all references in this opinion to the plaintiffs are to Sanjit Shah, Mary Shah, Daniel Cooper and Karen Cooper.
After obtaining certification to appeal pursuant to
The property previously had been subdivided into ten lots.
Sapjit Shah and Mary Shah own land in Lewisboro, New York. Daniel Cooper and Mary Cooper own land in Pound Ridge, New York.
The trial court denied the motion to dismiss with respect to the first appeal by Mordechai Abel and Savyona Abel, because their property is located in Connecticut. See footnote 2 of this opinion.
The trial court, Pavia, J., denied the defendants motion to dismiss with respect to the second appeal by Mordechai Abel and Savyona Abel, because their property was located in Connecticut. See footnote 2 of this opinion.
Article first, § 10, of the Connecticut constitution provides: “All courts shall be open, and every person, for an injury done to him in his person, property or reputation, shall have remedy by due course of law, and right and justice administered without sale, denial or delay.”
Article four, § 2, of the United States constitution provides: “The Citizens of each State shall be entitled to all Privileges and Immunities of Citizens in the several States.”
Accordingly, we need not reach the plaintiffs’ constitutional claims.
The town zoning regulations provide in relevant part that the purposes of the regulations are: “ [protecting the character and the historic, social and economic stability of all parts of the [t]own and ensuring that development is orderly and beneficial”; New Canaan Zoning Regs., art I, § 1.2.3; “[p]rotecting and conserving the value of land and buildings appropriate to the various zones established by these [regulations and throughout the [t]own”; id., § 1.2.4; and “[cjontrolling development to an amount commensurate with the capacity of the land and the availability and capacity of public facilities and services, thereby facilitating adequate provision for vehicular and pedestrian circulation, water, sewerage, schools, parks and other public requirements.” Id., § 1.2.8.
See Sun-Brite Car Wash, Inc. v. Board of Zoning & Appeals, 69 N.Y.2d 406, 413, 508 N.E.2d 130, 515 N.Y.S.2d 418 (1987) (“the welfare of the entire community is involved when enforcement of a zoning law is at stake”).
The defendants point out that
In support of their conclusions to the contrary, the trial court in each appeal relied heavily on the unreported decision of the trial court, in
Prime America
v.
Planning & Zoning Commission,
Superior Court, judicial district of Stamford-Norwalk, Docket Nos. CV85-0076922S and CV85-0077162S (August 27,1987), aff‘d on other grounds sub nom.
Primerica
v.
Planning & Zoning Commission,
211 Conn. 85, 558 A.2d 646 (1989). The trial court in that case concluded that, because
This clearly is not the law in Connecticut. See Wellswood Columbia, LLC v. Hebron, supra, 295 Conn. 822.
The plaintiffs contend that this court should not consider the defendants’ claimed alternate grounds for affirmance because, if this court determines that the judgment of the trial court in each appeal dismissing the claims of the plaintiffs who are parties to this appeal should be affirmed on the claimed alternate grounds, then the rulings of each trial court denying the defendants’ motions to dismiss the claims of the Connecticut plaintiffs; see footnotes 10 and 11 of this opinion; must be reversed. Thus, the plaintiffs argue, the defendants will have effectively taken an interlocutory appeal from the trial courts’ rulings with respect to the Connecticut plaintiffs, without the participation of those parties. We are not persuaded. Rather, we conclude that, just as this court may render a judgment in an appeal that has a dispositive effect on other pending appeals; see State v. Hampton, 293 Conn. 435, 457, 978 A.2d 1089 (2009) (“judgments that are not by their terms limited to prospective application are presumed to apply retroactively . . . to cases that are pending” [internal quotation marks omitted]); this court may adjudicate the defendants’ alternate grounds for affirmance, even though our judgment may affect the disposition of the claims of other parties to the underlying appeals.
The defendants do not dispute that, if this court finds that the property must be treated as an undivided property during the pendency of these appeals, the “land involved” would not be the discrete portion of the property on which the proposed land use will take place, and the plaintiffs would be aggrieved because they own land within 100 feet of the undivided property. See Caltabiano v. Planning & Zoning Commission, 211 Conn. 662, 663, 560 A.2d 975 (1989) (“the ‘land involved’ in . . . a [zoning] decision concerns the complete tract of land owned by the applicant rather than the discrete part of it containing the activity considered in the decision of the agency”).
In
Fyber Properties Killingworth Ltd. Partnership
v.
Shanoff,
supra, 228 Conn. 478, the plaintiff submitted a subdivision application to the Killingworth planning and zoning commission, which the commission approved. Thereafter, the plaintiff filed the subdivision map with the town clerk, as required by
Although
Fyber Properties Killingworth Ltd. Partnership
relied on the 1991 revision of
The defendants contend, however, that, even if the subdivision was not effective as of the date of the approval, if the trial court in the first appeal ultimately dismisses the plaintiffs’ appeal from the subdivision approval, the subdivision will then become effective and the plaintiffs will lack aggrievement in the second appeal from the approval of the amended special permit application. See Primerica v. Planning & Zoning Commission, 211 Conn. 85, 94, 558 A.2d 646 (1989) (“in order to retain standing as an aggrieved person, a party must have and must maintain a specific, personal and legal interest in the subject matter of the appeal throughout the course of the appeal”). We disagree. Because, under the specific circumstances of this case, the subdivision application and the amended special permit application were interdependent parts of the same transaction, we conclude that the trial court in the first appeal will not be able to determine the legality of the subdivision approval before the trial court in the second appeal determines the legality of the amended special permit approval. Rather, the decision of the trial court in the first appeal will be contingent on the trial court’s determination in the second appeal, and vice versa. Cf. Lord Family of Windsor, LLC v. Planning & Zoning Commission, 288 Conn. 730, 737, 954 A.2d 831 (2008) (“[I]n considering a subdivision application in its planning capacity, the commission is required to enforce applicable zoning regulations .... Thus, the commission is required to assume that a landowner who seeks a subdivision approval will use the subdivided property for the permitted purpose.” [Citation omitted.]). In other words, if the trial court in the second appeal determines that the proposed use violates the zoning regulations, Grace Property and Grace Farms may decide that there is no reason to subdivide the property, and the first appeal may be rendered moot. Conversely, if the trial court in the first appeal determines that the subdivision violates the subdivision regulations, the second appeal will be rendered moot, because the parcel on which the proposed church is to be constructed will not exist. Because the first and second appeals are inextricably intertwined, consolidation of the appeals may be appropriate on remand.
“The common-law doctrine of collateral estoppel, or issue preclusion, embodies a judicial policy in favor of judicial economy, the stability of former judgments and finality. . . . Collateral estoppel, or issue preclusion, is that aspect of res judicata which prohibits the relitigation of an issue when that issue was actually litigated and necessarily determined in a prior action between the same parties upon a different claim. . . . For an issue to be subject to collateral estoppel, it must have been fully and fairly litigated in the first action.” (Internal quotation marks omitted.) Lyon v. Jones, 291 Conn. 384, 406, 968 A.2d 416 (2009).
Cf. Pagano v. Board of Education, 4 Conn. App. 1, 10, 492 A.2d 197 (“Although the administrative appeal case before Judge Kline was a separate case with a separate docket number from that before Judge Healey, functionally the second appeal was a continued, second phase of the first. Under these circumstances, the doctrine of law of the case, rather than collateral estoppel or res judicata, comes into play.”), cert. denied, 197 Conn. 809, 499 A.2d 60 (1985). In addition, this court has held that it “will not apply collateral estoppel, where it would otherwise be applicable, if the party who was unsuccessful in the initial action is barred, as a matter of law, from obtaining appellate review of the initial action.” Commissioner of Motor Vehicles v. DeMilo & Co., 233 Conn. 254, 268, 659 A.2d 148 (1995). Because the plaintiffs in the present case were not able to obtain appellate review of the decision of the trial court in the first appeal before the trial court in the second appeal rendered its decision, it is arguable that the doctrine of collateral estoppel could not have applied.
Grace Property and Pacific Farm suggest that, because the town itself is a proper party to a zoning appeal, service of a single copy of process on the town clerk must be construed to be service on the town, and not the commission. We disagree. Although the town may be a proper party to a zoning appeal, it is not a
necessary
party. See