Lead Opinion
This appeal presents the question whether reports by compliance inspectors of a water and sewer department that “owe[ their] existence” to investigative duties assigned to the inspectors are protected by the First Amendment from managerial discipline. Garcetti v. Ceballos,
I. BACKGROUND
In August and September 2004, Abdur-Rahman and Petty commenced work as Compliance Inspectors in the Compliance Unit of the Water & Sewer Department
In early 2005, the department expanded the job duties of the inspectors and assigned them the task of “investigating [sanitary sewer overflows] ... to determine whether grease was the cause.” In January and February 2005, the inspectors investigated two sewer overflows: one at Panthersville Road and another at Fair-lake Drive. The inspectors allege that, “during the course of their employment, [they] articulated concerns” that sewer overflows “were not being properly reported” to state authorities and were not cordoned off or bioremediated as required by state and federal laws, and they specifically reported their concerns in January and February 2005 about the sewer overflows at Panthersville Road and Fairlake Drive.
On January 26, 2005, Gudewicz recommended that the employment of the inspectors be terminated because of unsatisfactory work performance. On February 8, Walker approved Gudewicz’s recommendation, and on March 11, the inspectors were fired. On April 11, 2005, the inspectors filed a complaint with the Department of Labor against DeKalb County, the supervisors, and other defendants and alleged a violation of the whistleblower provision of the Clean Water Act, 33 U.S.C. § 1367(a). On September 22, 2006, an administrative law judge dismissed all defendants except the county.
In January 2007, the inspectors filed a complaint against the supervisors. 42 U.S.C. § 1983. The inspectors alleged that their supervisors had violated the whistleblower provision of the Clean Water Act, 33 U.S.C. § 1367(a), and the First Amendment. The inspectors alleged that the county “commissioned” them to report about “the causation of [sewer overflows], but not regarding the reporting, remediation, or posting of [sewer overflows].” The inspectors sought constitutional protection for their statements about reporting, bioremediation, and posting.
The supervisors moved for judgment on the pleadings on the grounds that section 1983 does not provide a remedy for violation of the Clean Water Act, the complaint failed to state a claim under the First Amendment, and the supervisors were immune from suit. The district court stayed proceedings pending the outcome of the administrative action. The administrative law judge denied relief on the ground that the inspectors had not proved that they were terminated because they engaged in activity protected by the Clean Water Act. The inspectors appealed to the Administrative Review Board of the Department of Labor, and the district court again stayed proceedings. The supervisors then renewed their motion for judgment on the pleadings, and the district court granted judgment on the pleadings in favor of the supervisors.
II. STANDARD OF REVIEW
“We review de novo a district court’s entry of judgment on the pleadings,
III. DISCUSSION
Our discussion is divided in two parts. We first discuss why section 1983 does not provide a private right of action for violations of the Clean Water Act. We then discuss our conclusion that the reports of the inspectors were not protected by the First Amendment because the inspectors did not speak as “ ‘eitizen[s] on a matter of public concern.’ ” Battle v. Bd. of Regents for the State of Ga.,
A. Section 1983 Does Not Provide a Right of Action for Violations of the Clean Water Act.
The inspectors’ first argument is foreclosed by a longstanding decision of the Supreme Court. In Middlesex County Seiuerage Authority v. National Sea Clammers Association,
Although the inspectors argue that a private right of action has been recognized by one of our sister circuits, the decision on which they rely, Charvat v. Eastern Ohio Regional Wastewater Authority,
B. The Reports of the Inspectors Were Not Protected by the First Amendment Because the Inspectors Did Not Speak as Citizens.
“[T]he law is well-established that the state may not demote or discharge a public employee in retaliation for speech protected under the [F]irst [A]mendment.” Bryson v. City of Waycross,
Three concerns animate the requirement that an employee speak as a citizen to receive constitutional protection for her speech. First, because “government offices could not function if every employment decision became a constitutional matter,” Connick v. Myers,
Garcetti controls our analysis of whether the inspectors spoke as citizens. In Garcetti, the Supreme Court considered whether a memorandum written by Ceballos, a deputy district attorney, about misrepresentations contained in an affidavit used by police to obtain a search warrant was protected by the First Amendment. Id. at 413-17,
“The controlling factor” in Garcetti was that Ceballos’s statements were made pursuant to his job duties. Id. at 421, 126
The Court, stated that a “practical” inquiry is necessary to determine whether speech owes its existence to an employee’s professional duties. Id. at 424,
In Garcetti, the practical inquiry was straightforward because Ceballos admitted that he wrote the memorandum as part of his job duties. On the basis of this admission, the Court concluded that the memorandum was not protected speech.
Although our practical inquiry is less straightforward because the inspectors, in the light of Garcetti, do not admit that they spoke pursuant to their official duties, the result is no less clear: the reports of the inspectors to their supervisors about sewer overflows they were required to investigate are not protected under the First Amendment. The inspectors’ reports about sewer overflows concerned information they requested and investigations they performed for the purpose of fulfilling their assigned job duties. The inspectors’ reports “owe[ their] existence,” id. at 421,
Although researching sanitary sewer overflows initially was not part of the job duties of the inspectors, the inspectors requested and reviewed data on sanitary sewer overflows as part of their efforts to discharge their enumerated job responsibilities related to the fat, oil, and grease ordinances of DeKalb County. By their own admission, the inspectors researched environmental problems to enhance the effectiveness- of environmental controls: the amended complaint states that sanitary sewer overflows were also called “spills,” and that the inspectors “undertook to research the existing sanitary sewer overflow ... problem in DeKalb County so as to ascertain ‘[sanitary sewer overflow] hotspots’ ... in order to write a better and more effective [fat, oil, and grease] code.” Also by their own admission, the inspectors believed that the data they requested were so important to their jobs that, in response to resistance from their supervi
In early 2005, the enumerated job duties of the inspectors were expanded to include “investigating [sanitary sewer overflows]” to determine whether grease was the cause of the overflows. The investigation by the inspectors of the two sanitary sewer overflows that form the basis for their complaint occurred in January and February 2005, during and after the expansion of their duties. The inspectors’ reports about overflows “owe[ their] existence,” Garcetti,
The inspectors attempt to distinguish their responsibilities to determine the causes of sanitary sewer overflows from their reports about the bioremediation and posting of overflows, but this distinction is artificial. By their own admission, the inspectors acquired the information and conducted the investigations that formed the basis for their reports to discharge their assigned official responsibilities. The inspectors also did not communicate their concerns to their colleagues in the Construction and Maintenance Unit with primary oversight of compliance issues for sewer overflows; instead, they spoke directly to Gudewiez, their supervisor in the Compliance Unit. This choice suggests that the inspectors did not believe that raising concerns about sewer overflows was exclusively the responsibility of someone else in some other unit of their department and that they did not take a narrow, rigid view of their own responsibilities.
It cannot be that the job duties of the inspectors were so narrow that they encompassed only a portion of the reports their job precipitated. The inspectors concede that their reports about the cause of the sewer overflows are not protected under the First Amendment, and the only portion of their reports for which they seek protection concerns other aspects of the same sewer overflows. On this logic, certain sentences in a conversation between the inspectors and their supervisors about the inspectors’ investigations of sewer overflows were protected, and other sentences were not. This approach parses the inspectors’ reports too finely. It is dubious, to say the least, that the inspectors’ duties were so narrow that they excluded only the speech for which they now seek constitutional protection. None of the statements in their reports can reasonably be separated from the job duties of the inspectors, and all of their speech “owes its existence to” those duties. Id.
Our precedents require that we reject the distinction the inspectors advocate. We review “the content, form, and context of a given statement, as revealed by the whole record!,]” Vila,
In D’Angelo, we ruled that a high school principal did not speak as a citizen when he worked, on his own initiative, to convert his high school to charter status and was terminated later.
In Vila, we examined the “content, form, and context” of reports by a vice president of a community college of illegal and unethical behavior of the president and other employees of the college, and we concluded that the vice president made her reports, save one, pursuant to her job duties.
In :Battle, we read Garcetti as requiring a functional review of an employee’s speech based on her duties in the financial aid office of a public university. Battle,
We rejected the attempt of the employee in Battle to distinguish Garcetti and ignore the content, form, and context of her speech. In the light of federal guidelines charging all financial aid administrators to report suspected fraud, we concluded that even if the employee had no duty to investigate fraud, she was obligated to report suspected fraud. Id. We stated, “The issue in Garcetti was whether a public employee was speaking pursuant to an official duty, not whether that duty was part of the employee’s everyday job functions.” Id.
Our refusal to divorce the speech of public employees from their employment context is consistent with the reasoning of the Supreme Court in Garcetti. The Supreme Court explained that public employees “retain some possibility of’ constitutional protection when they “make public statements outside the course of performing their official duties.... because that is the kind of activity engaged in by citizens who do not work for the government,” but the statements of public employees retain their official status when “there is no relevant analogue to speech by citizens who are not government employees.” Garcetti,
The inspectors seek constitutional protection for any statement they were not required to make, even if it owed its existence to the performance of their official responsibilities, so they can expand that protection beyond citizen speech. See id. at 423, 426,
At every turn, the argument of the inspectors is incompatible with the precedents of our Court and the Supreme Court that limit the claims of government employees under the First Amendment to citizen speech on matters of public concern. To remain faithful to these precedents, we must review the whole record, and we cannot focus exclusively on whether the inspectors were required to speak. We cannot separate the statements the inspectors made from the official responsibilities to which those expressions were related. We affirm the judgment that the inspectors’ complaint under the First Amendment fails as a matter of law.
TV. CONCLUSION
We AFFIRM the judgment on the pleadings in favor of Walker and Gudewicz.
Dissenting Opinion
dissenting:
I dissent, believing that the majority has misapplied First Amendment principles to the facts of this case.
As an initial matter, there is no question that public employees do not surrender their First Amendment speech rights merely by virtue of their employment. See, e.g., Pickering v. Bd. of Educ.,
The issue was whether government employees could be prevented or chilled by the fear of discharge from joining political parties and other associations that certain public officials might find subversive. The explanation for the Constitution’s special concern with threats to the right of citizens to participate in political affairs is no mystery. The First Amendment was fashioned to assure unfettered interchange of ideas for the bringing about of political and social changes desired by the people. Speech concerning public affairs is more than self-expression; it is the essence of self-government. Accordingly, the Court has frequently reaffirmed that speech on public issues occupies the highest rung of the hierarchy of First Amendment*1287 values, and is entitled to special protection.
Connick v. Myers,
It is with these principles as a foundation that the Supreme Court has nonetheless recognized that the “free speech rights of public employees are not absolute,” Givhan v. W. Line Consol. Sch. Dist.,
However, the sacrifice of First Amendment rights by public employees in the interest of managerial efficiency is the exception, not the rule. To that end, the Supreme Court has ensured the broadest possible First Amendment protection for public employees by, among other things, holding specifically that the government’s managerial interests do not necessarily outweigh the rights of the employee to speak on a matter of public concern simply because the speech relates to his or her employment, nor, for that matter, because he speaks to his co-workers or supervisors rather than to the public. See, e.g., Garcetti v. Ceballos,
The Court has long recognized that the fact that a public employee’s speech relates to his job is not dispositive because “[t]he First Amendment protects some expressions related to the speaker’s job.” Garcetti,
The Court has also long recognized that the fact that an employee chooses to speak to his supervisor rather than to the public does not in itself eliminate First Amendment protection:
That [the employee] expressed his views inside his office, rather than publicly, is not dispositive. Employees in some*1288 cases may receive First Amendment protection for expressions made at work. Many citizens do much of their talking inside their respective workplaces, and it would not serve the goal of treating public employees like any member of the general public to hold that all speech within the office is automatically exposed to restriction.
Garcetti,
Based on these cases, it is clear that public employees are both employees and citizens. Under the First Amendment, an employee/citizen can speak on a matter of public concern that relates to his job or place of employment, and he can address that issue of public concern to the newspaper or to his supervisors. How then do we distinguish between speech in the workplace that is protected under the First Amendment and speech that is not? This is the issue the Supreme Court recently attempted to clarify in Garcetti, when it held that public employees are not speaking in their role as citizens and may therefore constitutionally be subject to managerial discipline when they “make statements pursuant to their official duties.”
I believe the majority opinion misapplies Garcetti — which did not overrule the framework for analyzing public employee speech cases set forth in, among others, Pickering, Myers, and Givhan — to conclude that the employees’ speech regarding sanitary sewer overflow (“SSO” or “spill”) reporting, posting, and remediation is unprotected by the First Amendment.
To begin with, the record is undisputed that, unlike in Garcetti, the employees in this case had no official professional duty to report SSOs to state or federal environmental authorities, to post or remediate SSO sites, or to complain about the failure to do any of these things, but did so anyway out of concern for the health and safety of their community.
The majority brushes off these undisputed facts regarding the limited scope of the employees’ duties by repeatedly asserting that because the employees’ speech “owe[s][its] existence to [the employees’] official responsibilities and cannot reasonably be divorced from those responsibilities,” the employees’ speech is not protected. Thus, the essence of the majority opinion, with its emphasis on Garcetti’s phrase “owes its existence to,” appears to be that speech about anything a public employee learns about in the course of performing his job — here, the inspection of SSO sites for purposes of ascertaining whether grease was their cause — is unprotected, because the speech would not exist without the job activity. But this is not the holding of Garcetti
When examined in its proper context, the phrase “owes its existence to” cannot bear the weight the majority accords it. The phrase is found in one passage of the Garcetti opinion, as follows:
The significant point is that [Ceballos’] memo was written pursuant to Ceballos’ official duties. Restricting speech that owes its existence to a public employee’s professional responsibilities does not infringe any liberties the employee might have enjoyed as a private citizen. It simply reflects the exercise of employer control over what the employer itself has commissioned or created.
Rather than focus on the opinion’s “significant point,” however, the majority broadly applies Garcetti’s “owes its existence” language to eliminate constitutional protection for all of the employees’ statements regarding SSOs, and in doing so
In Garcetti, deputy district attorney Richard Ceballos, acting as a calendar deputy during the period in question, spoke to his supervisors and a deputy sheriff about several concerns raised by a defense attorney regarding inaccuracies in an affidavit written by the deputy sheriff and used to obtain a search warrant. Id. at 413-14,
In rejecting Ceballos’s argument, the Court held that “[t]he controlling factor in Ceballos’ case is that his expressions were made pursuant to his duties as a calendar deputy.” Id. at 421,
Thus, speech owes its existence to the employee’s official duties — for Garcetti purposes — when something about the speech itself (for example, its content, tone, timing, or target) significantly affects the quality of that employee’s job performance, thereby triggering the government
I believe the record is clear that the employees were not speaking pursuant to their official duties, but rather as concerned citizens, when they complained about the reporting, posting, and remediation of SSOs. The majority relies on an overly broad reading of Garcetti — specifically, the Court’s one-time use of the phrase “owes its existence to” — to deny First Amendment protection to the employees’ speech, and in doing so sidesteps decades of Supreme Court precedent. I would therefore reverse the district court’s grant of judgment on the pleadings to the supervisors and remand for further fact finding.
Notes
. Moreover, the law is well established that the State may not demote or discharge a public employee in retaliation for speech protected under the First Amendment. Pickering,
. In Myers, for example, the Supreme Court held that when a public employee distributed a questionnaire to her co-workers in an effort to air various issues arising out of a "personal employment dispute,”
. In light of this clear Supreme Court precedent, I do not agree with the majority that the fact that the employees chose to take their complaints to their supervisors rather than to the press “suggests that the [employees] did not believe that raising concerns about sewer overflows was exclusively the responsibility of someone else in some other unit of their department .....” In addition to the fact that the Supreme Court has said that an employee's choice of forum for speech is not dispositive, this statement is pure speculation, which should not be the basis of an appellate court's decision. For example, an equally plausible explanation is that the employees went to their supervisors as a matter of courtesy or discretion, or because they did not know who else to talk to, or because they believed their supervisors could most expeditiously bring the matter to the attention of the appropriate person.
. The employees complained specifically about (1) SSOs not being properly reported to the Georgia Environmental Protection Division, as required by law; (2) SSO sites not having proper posting; (3) the testing and determination of fish kill at SSO sites for reporting purposes; (4) the calculation of spill gallonage at SSO sites for reporting purposes; (5) SSOs not being properly cordoned off to protect the public from exposure to raw sewage; and (6) SSO sites not being properly bioremediated, causing a potential health hazard to the public.
. The testimony in this case, including that of the supervisors, confirms unequivocally that the employees had no official duties to report, post, or remediate SSO sites. In their amended complaint and their brief to the district court opposing judgment on the pleadings, the employees cite to the testimony elicited during their administrative hearing: under the Clean Water Act ("CWA”). Among other things, several of their fellow compliance inspectors confirmed that SSO reporting, posting, and testing did not fall within the responsibilities of the Compliance Unit. Petty testified that when he spoke to his supervisor Gudewicz about his health and safety concerns, Gudewicz told him that Petty’s only job with respect to SSOs was to determine whether grease was the "culprit.” Gudewicz also testified that he did not know anything about the posting requirements for SSOs until sometime in 2005 and that it was not his ■ responsibility to correct any inaccuracies on the SSO reporting forms. Similarly, Gudewicz's supervisor John Walker testified that the employees had no duties regarding the reporting, posting, or clean-up of SSO sites.
. The majority claims to reject the employees' position in this case in which we examine, for Garcetti purposes, only whether an employee’s job duties "mandated the act of speaking, as revealed by facts considered in isolation.” This is an incorrect characterization of the employees’ position, and mine. There is no question that speech not specifically mandated by an employee’s job might nevertheless be pursuant to the employee’s official duties and thus unprotected by the First Amendment. See, e.g., Boyce v. Andrew,
