This is a copyright case involving a claim of coauthorship of the movie Malcolm X. We reject the “joint work” claim but remand for further proceedings on a quantum meruit claim.
I. FACTS
In 1991, Warner Brothers contracted with Spike Lee and his production companies to make the movie Malcolm X, to.be based on the book, The Autobiography of Malcolm X. Lee co-wrote the screenplay, directed, and co-produced the movie, which starred Denzel Washington as Malcolm X. Washington asked Jefri Aalmuhammed to assist him in his preparation for the starring role because Aalmuhammed knew a great deal about Malcolm X and Islam. Aalmuhammed, a devout Muslim, was particularly knowledgeable about the life of Malcolm X, having previously written, directed, and produced a documentary film about Malcolm X.
Aalmuhammed joined Washington on the movie set. The movie was filmed in the New York metropolitan area and Egypt. Aalmuhammed presented evidence that his involvement in making the movie was very extensive. He reviewed the shooting script for Spike Lee and Den-
Aalmuhammed submitted evidence that he directed Denzel Washington and other actors while on the set, created at least two entire scenes with new characters, translated Arabic into English for subtitles, supplied his own voice for voice-overs, selected the proper prayers and religious practices for the characters, and edited parts of the movie during post production. Washington testified in his deposition that Aalmuhammed’s contribution to the movie was “great” because he “helped to rewrite, to make more authentic.” Once production ended, Aalmuhammed met with numerous Islamic organizations to persuade them that the movie was an accurate depiction of Malcolm X’s life.
Aalmuhammed never had a written contract with Warner Brothers, Lee, or Lee’s production companies, but he expected Lee to compensate him for his work. He did not intend to work and bear his expenses in New York and Egypt gratuitously. Aalmuhammed ultimately received a check for $25,000 from Lee, which he cashed, and a check for $100,000 from Washington, which he did not cash.
During the summer before Malcolm X’s November 1992 release, Aalmuhammed asked for a writing credit as a co-writer of the film, but was turned down. When the film was released, it credited Aalmu-hammed only as an “Islamic Technical Consultant,” far down the list. In November 1995, Aalmuhammed applied for a copyright with the U.S. Copyright Office, claiming he was a co-creator, co-writer, and co-director of the movie. The Copyright Office issued him a “Certificate of Registration,” but advised him in a letter that his “claims conflict with previous registrations” of the film.
On November 17, 1995, Aalmuhammed filed a complaint against Spike Lee, his production companies, and Warner Brothers, (collectively “Lee”), as well as Largo International, N.V., and Largo Entertainment, Inc. (collectively “Largo”), and Victor Company of Japan and JVC Entertainment, Inc. (collectively “Victor”). The suit sought declaratory relief and an accounting under the Copyright Act. In addition, the complaint alleged breach of implied contract, quantum meruit, and unjust enrichment, and federal (Lanham Act) and state unfair competition claims. The district court dismissed some of the claims under Rule 12(b)(6) and the rest on summary judgment.
II. ANALYSIS
A. Copyright claim
Aalmuhammed claimed that the movie Malcolm X was a “joint work” of which he was an author, thus making him a co-owner of the copyright.
Defendants argue that Aalmuhammed’s claim that he is one of the authors of a joint work is barred by the applicable statute of limitations. A claim of authorship of a joint work must be brought within three years of when it accrues.
The movie credits plainly and expressly repudiated authorship, by listing Aalmuhammed far below the more prominent names, as an “Islamic technical consultant.” That repudiation, though, was less than three years before the lawsuit was filed. The record leaves open a genuine issue of fact as to whether authorship was repudiated before that. Aalmuhammed testified in his deposition that he discussed with an executive producer at Warner Brothers his claim to credit as one of the screenwriters more than three years before he filed suit. Defendants argue that this discussion was an express repudiation that bars the claim. It was not. Aalmuhammed testified that the producer told him “there is nothing I can do for you,” but “[h]e said we would discuss it further at some point.” A trier of fact could construe that communication as leaving the question of authorship open for further discussion. That leaves a genuine issue of fact as to whether the claim is barred by limitations, so we must determine whether there is a genuine issue of fact as to whether Aalmuhammed was an author of a “joint work.”
Aalmuhammed argues that he established a genuine issue of fact as to whether he was an author of a “joint work,” Malcolm, X. The Copyright Act does not define “author,” but it does define “joint work”:
A “joint work” is a work prepared by two or more authors with the intention that their contributions be merged into inseparable or interdependent parts of a unitary whole.7
“When interpreting a statute, we look first to the language.”
But there is another element to a “joint work.” A “joint work” includes “two or more authors.”
By statutory definition, a “joint work” requires “two or more authors.”
Who, in the absence of contract, can be considered an author of a movie? The word is traditionally used to mean the originator or the person who causes something to come into being, or even the first cause, as when Chaucer refers to the “Author of Nature.” For a movie, that might be the producer who raises the money. Eisenstein thought the author of a movie was the editor. The “auteur” theory suggests that it might be the director, at least if the director is able to impose his artistic judgments on the film. Traditionally, by analogy to books, the author was regarded as the person who writes the screenplay, but often a movie reflects the work of many screenwriters. Grenier suggests that the person with creative control tends to be the person in whose name the money is raised, perhaps a star, perhaps the director, perhaps the producer, with control gravitating to the star as the financial investment in scenes already shot grows.
The Supreme Court dealt with the problem of defining “author” in new media in Burrow-Giles Lithographic Co. v. Sarony.
Answering a different question, what is. a copyrightable “work,” as opposed to who is the “author,” the Supreme Court held in Feist Publications that “some minimal level of creativity” or , “originality” suffices.
Burrow-Giles, in defining “author,” requires more than a minimal creative or original contribution to the work.
The Second and Seventh Circuits have likewise concluded that contribution of independently copyrightable material to a work intended to be an inseparable whole will not suffice to establish authorship of a joint work.
In Thomson v. Larson, an off-Broadway playwright had created a modern version of La Boheme, and had been adamant throughout its creation on being the sole author.
Considering Burrow-Giles, the recent cases on joint works
Aalmuhammed did not at any time have superintendence of the work.
Also, neither Aalmuhammed, nor Spike Lee, nor Warner Brothers, made any objective manifestations of an intent to be coauthors. Warner Brothers required Spike Lee to sign a “work for hire” agreement, so that even Lee would not be a coauthor and co-owner with Warner Brothers. It would be illogical to conclude that Warner Brothers, while not wanting to permit Lee to own the copyright, intended to share ownership with individuals like Aalmuhammed who worked under Lee’s control, especially ones who at the time had made known no claim to the role of coauthor. No one, including Aalmuhammed, made' any indication to anyone prior to litigation that Aalmuhammed was intended to be a co-author and co-owner.
Aalmuhammed offered no evidence that he was the “inventive or master mind” of the movie. He was the author of another less widely known documentary about Malcolm X, but was not the master of this one. What Aalmuhammed’s evidence showed, and all it showed, was that, subject to Spike Lee’s authority to accept them, he made very valuable contributions to the movie. That is not enough for co-authorship of a joint work.
The Constitution establishes the social policy that our construction of the statutory term “authors” carries out. The Founding Fathers gave Congress the pow-r er to give authors copyrights in order “[t]o promote the progress of Science and useful arts.”
The broader construction that Aalmu-hammed proposes would extend joint authorship to many “overreaching contributors,”
Aalmuhammed also argues that issuance of a copyright registration certificate to him establishes a prima facie case for ownership. A prima facie case could not in any event prevent summary judgment in the presence of all the evidence rebutting his claim of ownership. “The presumptive validity of the certificate may be rebutted and defeated on summary judgment.”
Because the record before the district court established no genuine issue of fact as to Aalmuhammed’s co-authorship of Malcolm X as a joint work, the district court correctly granted summary judgment dismissing his claims for declaratory judgment and an accounting resting on co-authorship.
B. Quantum meruit
Aalmuhammed alleged in his complaint that defendants accepted his services, knowing that they were not being provided gratuitously, yet paid him neither the fair value of his services nor even his full expenses. He wrote script material, particularly for the important Islamic religious scenes, arranged with the Egyptians in charge of the mosque for the movie to be shot inside (Aalmuhammed is a Muslim and was the only Arabic-speaking person in the production crew), taught the actors how to pray as Muslims and directed the prayer scenes, and talked to Islamic authorities after the movie was made to assure their support when it was exhibited. These services were very important. The movie would be a dark tale of hate, but for the redemptive, uplifting Islamic religious scenes.
All the services were performed in New York and in Egypt (where the Hajj scenes were shot). Aalmuhammed’s fifth, sixth and seventh claims articulated this claim variously as quasicontract, quantum meruit, and unjust enrichment. These claims are different from Aalmuhammed’s claim to authorship of a joint work. Even though he was not an author, it is undisputed that he made a substantial contribution to the film. It may be that the producer or director, seeing that Aalmu-hammed was performing valuable and substantial services and expending substantial amounts for travel and lodging, in the apparent expectation of reimbursement, had a duty to sign him up as an employee or independent contractor, obtain his acknowledgment that he was working gratuitously or perhaps for Den-zel Washington, or eject him from the set.
The defendants moved to dismiss these claims for failure to state a claim under Rule 12(b)(6), on the ground that the claims were barred by California’s two year statute of limitations. Aalmuhammed argued that New York’s six year statute of limitations applied. The district court granted the motion to dismiss, applying California’s shorter statute.
The parties agree that the district court correctly used law of the forum, California,
Defendants argue that only California had an interest in the application of its statute of limitations, not New York. Their theory is that the defendant corporations have their principal places of business in California, Aalmuhammed resided in neither state (he lives in Florida, though he spent the months of shooting time in New York and Egypt), and Aalmuhammed filed his lawsuit in California.
The defense argument is unpersuasive. The question is which state’s interest would suffer more by the application of the other’s law.
Because New York has the stronger interest and would suffer more damage than California if its law were not applied, New York’s six year statute of limitations governs. The claims were brought within six years of when they accrued. We therefore vacate the dismissal of Aalmuhammed’s implied contract, quantum meruit, and unjust enrichment claims and remand them for further proceedings.
C. Unfair competition
Aalmuhammed claimed that defendants passed off his scriptwriting, directing and other work as that of other persons, in violation of the Lanham Act
We have held that, at least in some circumstances, failure to give appropriate credit for a film is “reverse palming off’ actionable under the Lanham Act.
D. Conduct abroad
The district court dismissed Aalmuhammed’s claims against the Largo defendants under Rule 12(b)(6) for failure to state a claim. The dismissal was based on our decision in Subafilms, that acts of copyright infringement that occur wholly outside of the United States are not actionable under the U.S. Copyright Act.
The complaint does not say whether the Largo defendants’ conduct occurred outside the United States. Defendants argue that it does, by referring to them as “the film’s foreign distributors.” But it also says that their principal place of business is in California. These allegations leave room for proof that the conduct that the Largo defendants engaged in took place within California, even though it had consequences abroad. We cannot tell from the complaint whether foreign distributors do their work in foreign countries, or do it by fax, phone, and email from California. We therefore reverse the dismissal based on extraterritoriality of the claims against the Largo defendants.
AFFIRMED in part, REVERSED and REMANDED in part. Each party to bear its own costs.
Notes
. 17 U.S.C. §§ 101, 201(a).
. Cf. Thomson v. Larson,
. See Covey v. Hollydale Mobilehome Estates,
. See 17 U.S.C. § 507(b); Zuill v. Shanahan,
. Zuill,
. 17 U.S.C. § 101.
. Richardson v. United States,
. Ashton-Tate Corp. v. Ross,
. See Ashton-Tate Corp. v. Ross,
. 17 U.S.C. § 101.
. 17 U.S.C. § 101.
. See Richard Grenier, Capturing the Culture, 206-07 (1991).
. Burrow-Giles Lithographic Co. v. Sarony,
. Id. at 61,
. U.S. Const. Art. 1, § 8, cl. 8.
. Burrow-Giles,
. Feist Publications, Inc. v. Rural Telephone Service Co., Inc.,
. Burrow-Giles Lithographic Co. v. Sarony,
. Feist Publications, Inc. v. Rural Telephone Service Co., Inc.,
. See Burrow-Giles Lithographic Co. v. Sarony,
. Burrow-Giles,
. Id. at 61,
. Thomson v. Larson,
. Thomson,
. Id.
. Id. at 197.
. Id.
. Id. at 198.
. Id.
. Id. at 202-04.
. Id. at 202-24.
. See Thomson v. Larson,
. Thomson v. Larson,
. Burrow-Giles v. Sarony,
. Thomson,
. Burrow-Giles v. Sarony,
. Id.
. Cf. Thomson v. Larson,
. Edward B. Marks Music Corp. v. Jerry Vogel Music Co., Inc.,
. See Burrow-Giles v. Sarony,
. Id.
. U.S. Const. Art. 1, § 8, cl. 8.
. Thomson,
. Id. at 202 (citing Childress v. Taylor,
. S.O.S., Inc. v. Payday, Inc.,
. See 2 George E. Palmer, Law of Restitution § 10.11, at 463 (1978) (“When the plaintiff voluntarily submits an idea to the defendant which the defendant uses to his economic advantage, without any express agreement to pay the plaintiff for such use, ... the plaintiff will be able [in some circumstances] to recover the reasonable value of the use of the idea in a contract action.”).
. Waggoner v. Snow, Becker, Kroll, Klaris & Krauss,
. Waggoner v. Snow, Becker, Kroll, Klaris & Krauss,
. Id.
. Id.
. See Rosenthal v. Fonda,
. 15 U.S.C. §§ 1117, 1125.
. Cal. Bus. & Prof.Code § 17203.
. See Cohen v. Stratosphere Corp.,
. See Campanelli v. Bockrath,
. Smith v. Montoro,
. Cleary v. News Corp.,
. See Subafilms, Ltd. v. MGM-Pathe Communications,
