A.W.
v.
The JERSEY CITY PUBLIC SCHOOLS; New Jersey Department of Education; Jeffrey V. Osowski, former Director, Division of Special Education; Barbara Gantwerk, Director, Office of Special Education Programs; Silvia Elias, former. Executive Director of Pupil Personnel Services; Priscilla Petrosky, Associate Superintendent for Special Education; John Iwanowski; Mary Hepburn; Joan Edmiston; Denise Braak; Mary Maceachern; Edward Fauerbach, Learning Disabilities Teacher-Consultants; Norma Chrisomalis; Gwendolyn Jackson; Linda Colon; Ronne Bassman; William Ronzitti; Roxanne Johnson, Supervisors of Special Education; Sharnette Green, Teacher; Melinda Zangrillo, Coordinator of Compliance; Jane Doe and John Doe (1)-(5), all in their official and individual capacities.
New Jersey Department of Education; Jeffrey V. Osowski; Melinda Zangrillo; Barbara Gantwerk, Appellants.
No. 05-2553.
United States Court of Appeals, Third Circuit.
Argued July 10, 2006.
Reargued En Banc February 21, 2007.
Filed: May 24, 2007.
Michael C. Walters [argued], Office of Attorney General of New Jersey, Division of Law, Trenton, NJ, for Appellants.
Stephen M. Latimer, Loughlin & Latimer, Hackensack, NJ, Elizabeth A. Athos [argued], Education Law Center, Newark, NJ, Rebecca K. Spar [argued-en banc], Cole, Schotz, Meisel, Forman & Leonard, Hackensack, NJ, for Appellee.
Argued July 10, 2006
Before: SLOVITER, McKEE and RENDELL, Circuit Judges.
Reargued En Banc Feb. 21, 2007
Before: SCIRICA, Chief Judge, SLOVITER, McKEE, RENDELL, BARRY, AMBRO, FUENTES, SMITH, FISHER, JORDAN and VAN ANTWERPEN*, Circuit Judges.
OPINION OF THE COURT
RENDELL, Circuit Judge.
In this appeal, we reexamine our holding in W.B. v. Matula,
The District Court, relying on Matula, held that the alleged violations of plaintiff's rights were actionable under § 1983 and denied defendants' motion for summary judgment on the ground of qualified immunity, concluding that plaintiff's cause of action could be maintained and there was sufficient evidence for a jury to find that defendants violated clearly established federal law. We will reverse.
I. Background
In January 2001, A.W., a dyslexic former student of the Jersey City Public Schools ("JCPS"), filed this action in the United States District Court for the District of New Jersey. A.W. alleged that New Jersey officials failed to comply with federal law and, as a result, deprived him of a free, appropriate public education. In addition to suing JCPS and its officials, A.W. also brought claims against Barbara Gantwerk, Director of the Office of Special Education Programs for the New Jersey Department of Education ("NJDOE"), and Melinda Zangrillo, Coordinator of Compliance at NJDOE, in their personal capacities.1
With respect to Gantwerk and Zangrillo, A.W. asserted that, in response to his December 1997 complaint alleging that he had unidentified and untreated dyslexia, Gantwerk and Zangrillo conducted an inadequate investigation and provided no relief to A.W., despite ample evidence of A.W.'s disability. In A.W.'s amended complaint,2 he sought to hold Gantwerk and Zangrillo personally liable under § 1983 for violations of A.W.'s rights under the IDEA and Section 504 of the Rehabilitation Act ("Section 504"), 29 U.S.C. § 794.
Following the completion of all discovery other than expert depositions, defendants moved for summary judgment on numerous grounds, including qualified immunity and a challenge to the use of § 1983 to remedy the alleged violations of the IDEA and Section 504. On April 21, 2005, the District Court struck A.W.'s claim for declaratory relief and denied summary judgment to the defendants on all other bases. The Court found that the IDEA could be enforced through an action under § 1983 based on our decision in W.B. v. Matula,
II. Jurisdiction and Standard of Review
The District Court had subject matter jurisdiction pursuant to 28 U.S.C. § 1331 and § 1343. Its order denying qualified immunity comes to us as a "final" order for review under 28 U.S.C. § 1291. See Mitchell v. Forsyth,
We will engage in plenary review of a district court's summary judgment ruling on qualified immunity, Kopec v. Tate,
III. Discussion
A. Qualified Immunity for Statutory Violations
The first issue we confront is whether we should decide the availability of § 1983 relief for the alleged violations of A.W.'s statutory rights as part of the qualified immunity inquiry that is the basis for the appeal before us. We conclude we can, and should.
We have jurisdiction to decide this question because it arises in the course of our analysis of defendants' request for qualified immunity. Under Saucier v. Katz,
Violations of federal statutes, however, are not always actionable. See Davis v. Scherer,
In fact, we cannot imagine a qualified immunity inquiry involving statutory rights that does not include an inquiry into the availability of relief and the existence of a cause of action along with an inquiry into the existence of the violation itself. This would be a useless act. We cannot conceive of why we should subject the state actors here to a trial when the right of the plaintiff to sue is questionable. It makes little or no sense.6 The privilege of qualified immunity is "effectively lost if a case is erroneously permitted to go to trial." Saucier,
Here, the District Court followed our decision in Matula, where we held that violations of IDEA-created rights are actionable under § 1983.7 Matula,
B. W.B. v. Matula
Matula involved the precise issue before us: can school officials be sued pursuant to § 1983 based on alleged violations of a child's rights secured by the IDEA. In addressing this question, we strove to determine Congress' intent, noting the distinction regarding the use of § 1983 to redress statutory, rather than constitutional, violations:
When the rights at issue are statutory, however, a § 1983 action is impermissible when "Congress intended to foreclose such private enforcement." Wright v. Roanoke Redevelopment & Housing Authority,
Matula,
In Matula, we concerned ourselves with the jurisprudential and legislative directives regarding the availability of relief for IDEA violations. We noted that in Smith v. Robinson,
Nothing in this chapter shall be construed to restrict or limit the rights, procedures, and remedies available under the Constitution, the Americans with Disabilities Act of 1990, title V of the Rehabilitation Act of 1973, or other Federal laws protecting the rights of children with disabilities, except that before the filing of a civil action under such laws seeking relief that is also available under this subchapter, the procedures under subsections (f) and (g) of this section shall be exhausted to the same extent as would be required had the action been brought under this subchapter.
20 U.S.C. § 1415(l).9
In an attempt to ascertain the significance of Congress' addition of this provision, we reviewed its legislative history in some detail:
The Senate Report [on § 1415(l)] discussed Smith at length, including quoting favorably from the Smith dissent, see S.Rep. No. 99-112, 99th Cong., 2d Sess. (1986), reprinted in 1986 U.S.C.C.A.N. 1798, 1799 ("Senate Report"). The House Conference Report stated "[i]t is the conferees' intent that actions brought under 42 U.S.C.1983 are governed by [§ 1415(l)]." H.R.Conf.Rep. No. 99-687, 99th Cong., 2d Sess. (1986); 1986 U.S.C.C.A.N. 1807, 1809. In addition, the House Report made explicit that "since 1978, it has been Congress' intent to permit parents or guardians to pursue the rights of handicapped children through EHA, section 504, and section 1983 . . . . Congressional intent was ignored by the U.S. Supreme Court when . . . it handed down its decision in Smith v. Robinson." H.R.Rep. No. 99-296, 99th Cong., 1st Sess. 4 (1985) ("House Report") (first emphasis added). Section 1415(l)] was thus enacted to "reaffirm, in light of [Smith], the viability of section 504, 42 U.S.C 1983, and other statutes as separate vehicles for ensuring the rights of handicapped children." Id.
Id. at 494. In Matula, we concluded that "[f]ar from inferring a congressional intent to prevent § 1983 actions predicated on IDEA then, we conclude that Congress explicitly approved such actions." Id.
Also underlying our ruling in Matula was the Supreme Court's statement in Franklin v. Gwinnett County Public Schools,
the traditional presumption in favor of all appropriate relief is not rebutted as to § 1983 actions to enforce IDEA. Defendants have identified no "clear direction" in the text or history of IDEA indicating such a limitation, and indeed there is strong suggestion that Congress intended no such restriction. Certainly the plain language of § 1983 authorizes actions at law or equity, and our prior holding in Diamond compels the conclusion that, as a matter of law, an aggrieved parent or disabled child is not barred from seeking monetary damages in such an action.
Id. at 495. We should note that we were not alone in this view at the time, as we cited to numerous other courts' opinions that approved § 1983 actions to enforce IDEA rights. See id. (collecting cases).
However, following Matula, reasonable minds have differed as to the correctness of our interpretation of the congressional reaction to Smith v. Robinson embodied in § 1415(l). In addition, over the past decade, the Supreme Court has further refined its guidance as to how we should decide whether § 1983 relief is available for violations of statutory rights, most recently in City of Rancho Palos Verdes v. Abrams,
The Courts of Appeals for the Fourth and Tenth Circuits have taken issue with our reading of § 1415(l) and discernment of Congress' intent in enacting it. They note that the provision does not refer to § 1983; rather, it focuses on substantive rights.10 In Sellers v. School Board of Manassas, Virginia,
By preserving rights and remedies "under the Constitution," section 1415[(l)] does permit plaintiffs to resort to section 1983 for constitutional violations, notwithstanding the similarity of such claims to those stated directly under IDEA. But section 1415[(l)] does not permit plaintiffs to sue under section 1983 for an IDEA violation, which is statutory in nature. Nothing in section 1415 [(l)] overrules the Court's decision in Smith to the extent it held that Congress intended IDEA to provide the sole remedies for violations of that same statute.
Id. (internal citations omitted). The court further disagreed with the notion that the legislative history reveals the requisite intent to permit § 1983 suits merely because § 1983 is referred to in the House Reports. Id. at 531. The court concluded that insofar as one of the specific substantive provisions preserved in § 1415(l) is the Constitution, it was not surprising that the legislative history referenced § 1983, which provides a vehicle for redressing violations of constitutional rights. Id. "When construed in their most natural form, the excerpts demonstrate the unremarkable proposition that Congress intended section 1415[(l)] to restore the ability of disabled children and their parents or guardians to utilize section 1983 to protect constitutional rights." Id.11
In Padilla, the Court of Appeals for the Tenth Circuit noted that the issue had created a circuit split. Padilla,
Were we deciding this case in the year 2001, after these courts had voiced their disagreement with Matula, we might be conflicted as to whether to revisit the issue. On the one hand, the Courts of Appeals for the Fourth and Tenth Circuits offered the convincing arguments, noted above, as to how Congress' enactment of § 1415(l) did not provide for § 1983 as a remedial tool here, and as to how our analysis with respect to the availability of relief in Matula was incomplete in light of other Supreme Court cases. On the other hand, several other courts had expressed views similar to ours in Matula, or had assumed § 1983 to be available.12 While the former may have tipped the scales somewhat towards rethinking Matula even then, the Supreme Court's discussion of the availability of § 1983 as a vehicle for redressing violations of federal statutory rights in Rancho Palos Verdes,
C. Rancho Palos Verdes
Rancho Palos Verdes,
The Supreme Court held many years before Matula that violations of certain federal statutory rights are actionable under § 1983. See Maine v. Thiboutot,
In [Middlesex County Sewerage Authority v. National Sea Clammers Ass'n,
It was not until after our decision in Matula that the Supreme Court offered us more precise guidance as to restrictions on the availability of § 1983, stating that "[e]ven if a plaintiff demonstrates that a federal statute creates an individual right, there is only a rebuttable presumption that the right is enforceable under § 1983." Blessing v. Freestone,
Then, in Rancho Palos Verdes,
The Court reiterated that to sustain a § 1983 action for the violation of a statutory right, a plaintiff must demonstrate that the federal statute creates an individually enforceable right in the class of beneficiaries to which he belongs. Gonzaga Univ. v. Doe,
In discussing its prior decisions on the availability of § 1983 as a remedy for violations of statutory rights, the Court noted that in all of the cases in which it found § 1983 available to provide a remedy for a violation of statutory rights, the statute at issue did not contain a private judicial remedy (or, in most of the cases, even a private administrative remedy). Id. at 121,
The Court noted the significance of Congress' inclusion of private remedial provisions in the statute: it is ordinarily an indication that Congress did not intend "to leave open a more expansive remedy under § 1983." Id. However, the "ordinary inference that the remedy provided in the statute is exclusive" can be overcome by "textual indication, express or implicit, that the remedy is to complement, rather than supplant, § 1983." Id. at 122,
The Court found that the Telecommunications Act did provide an express, private judicial remedy and that there was no textual indication that the remedy provided was meant "to complement, rather than supplant, § 1983." Id. The Court also noted that the remedy made available by the Telecommunications Act "adds no remedies to those available under § 1983, and limits relief in ways that § 1983 does not." Id. at 122,
1. The IDEA
Guided by the method of analysis outlined in Rancho Palos Verdes, we now look to the IDEA to determine whether Congress intended to allow rights granted by the IDEA to be remedied through a § 1983 action. For purposes of this appeal, the parties do not dispute that the IDEA creates individually enforceable rights in the class of beneficiaries to which A.W. belongs. Therefore, we presume that Congress intended § 1983 to be an available remedy for violations of the IDEA. Gonzaga Univ. v. Doe,
Under the IDEA, any aggrieved party may "present a complaint . . . with respect to any matter relating to the identification, evaluation, or educational placement of the child, or the provision of a free appropriate public education to such child." 20 U.S.C. § 1415(b)(6). The party may elect to have the complaint investigated by the state educational agency, see 34 C.F.R. § 300.661, or avail itself of an "impartial due process hearing," 20 U.S.C. § 1415(f). Any party aggrieved by the outcome of the due process hearing "shall have the right to bring a civil action with respect to the complaint presented . . . in a district court of the United States, without regard to the amount in controversy." 20 U.S.C. § 1415(i)(2)(A). This action must be initiated within 90 days from the date of the hearing officer's decision. § 1415(i)(2)(B). The district court is authorized to grant "such relief as the court determines is appropriate," including attorneys' fees, reimbursement for a private educational placement, and compensatory education. See 20 U.S.C. § 1415(i)(3)(B)(i) (attorneys' fees); Burlington Sch. Comm. v. Dep't of Educ.,
A.W. argues that the "ordinary inference that the remedy provided in the statute is exclusive" is overcome by the "textual indication" in § 1415(l) of the IDEA that the remedies provided for in the statute are "to complement, rather than supplant, § 1983." Id. However, finding the reasoning of Sellers and Padilla convincing, we do not agree that § 1415(l) shows that Congress intended the remedies in the IDEA to complement, rather than supplant, § 1983. Just like the savings clause in Rancho Palos Verdes, this provision merely evidences Congress' intent that "the claims available under § 1983 prior to the enactment of the [Act] continue to be available after its enactment." Id. at 126,
We agree with the reasoning of the Courts of Appeals for the Fourth and Tenth Circuits, to say nothing of that of the Supreme Court in Smith, regarding the comprehensive nature of the IDEA's remedial scheme. The holding in Smith, although superseded in part by the passage of § 1415(l) of the IDEA, was not overruled to the extent that the Court found that the IDEA provides a comprehensive remedial scheme. Indeed, since Smith, the Court has continued to refer to the IDEA as an example of a statutory enforcement scheme that precludes a § 1983 remedy. See Rancho Palos Verdes,
2. Section 504
Similarly, we must examine Section 504 of the Rehabilitation Act to determine whether Congress intended to allow rights granted therein to be remedied through a § 1983 action. We look first to what means of redress are available under the statute itself.
The Rehabilitation Act adopts the scheme of "remedies, procedures, and rights set forth in Title VI of the Civil Rights Act of 1964," 42 U.S.C. § 2000d et seq., to remedy alleged violations of Section 504 by recipients of federal funding.15 29 U.S.C. § 794a(a)(2). Title VI provides for federal funding to be terminated if an entity receiving assistance fails to comply with its requirements. 42 U.S.C. § 2000d-1. Title VI does not, however, contain an express private right of action. Rather, the Supreme Court has found an implied right of action under the statute and Congress has acknowledged this right in amendments to the statute, "leaving it `beyond dispute that private individuals may sue to enforce' Title VI." Barnes v. Gorman,
The remedies for violation of Section 504 "are coextensive with the remedies available in a private cause of action brought under Title VI of the Civil Rights Act of 1964." Gorman,
It is beyond question that Section 504's remedial scheme is far less detailed than the IDEA's remedial scheme. See Powell v. Ridge,
The Court of Appeals for the Seventh Circuit has held that the remedial scheme in Title VI is comprehensive, and that Congress did not intend to allow violations of Title VI to be remedied through § 1983. See Alexander v. Chicago Park Dist.,
We recognize that two of our sister courts of appeals have concluded that the remedial scheme in Title IX is not comprehensive. See Crawford v. Davis,
We find the reasoning of the Courts of Appeals for the Seventh and Second Circuits regarding the nature of the remedial scheme under Section 504 to be more persuasive. Following Rancho Palos Verdes, we will ordinarily infer that when a private, judicial remedy is available for alleged statutory violations, this remedy is intended to be exclusive. See Rancho Palos Verdes,
IV. Conclusion
A.W. has not alleged an actionable violation of his rights under the IDEA or Section 504. Accordingly, we will reverse the order of the District Court denying defendants' motion for qualified immunity and remand to the District Court for entry of judgment in favor of defendants.
Notes:
Notes
Honorable Franklin S. Van Antwerpen assumed senior status on October 23, 2006 after the case was initially argued and continues to participate in the matter pursuant to I.O.P. 9.6.4
A.W. reached a settlement with JCPS and its officials in February 2004
The procedure leading to the amendment of A.W.'s original complaint was as follows: the NJDOE defendants, including Gantwerk and Zangrillo, filed a motion to dismiss A.W.'s complaint for failure to state a claim upon which relief can be granted, based on sovereign immunity and other grounds. A.W. filed a motion in opposition and also filed a motion to amend his complaint. On March 18, 2002, the District Court issued an order denying the motion to dismiss and granting A.W. leave to file an amended complaint. The defendants appealed this order, which we affirmed, holding that the various defendants had waived sovereign immunity from suit under the IDEA and Section 504 by accepting federal financial assistanceSee A.W. v. Jersey City Pub. Schs.,
The official's conduct inSaucier allegedly violated the plaintiff's Fourth Amendment rights and was actionable pursuant to Bivens v. Six Unknown Named Agents of the Federal Bureau of Narcotics,
A.W. has not brought claims against defendants directly under the IDEA or Section 504. Appellee Br. 15. We therefore need not address whether defendants could be sued directly under these statutes, rather than under § 1983
We also think that it can be said that the question of whether § 1983 is available to remedy violations of the IDEA and Section 504 is "`inextricably intertwined' with the issue of qualified immunity, that is, . . . its review is `necessary to ensure meaningful review' of the qualified immunity issue," and that we therefore have jurisdiction over this aspect of the District Court's orderSee Walker v. City of Pine Bluff,
The Court of Appeals for the Second Circuit in a strikingly similar situation has also viewed the issue of the availability of relief as a threshold issue and, concluding that § 1983 was not available to remedy the alleged statutory violations, dismissed an appeal of a denial of qualified immunity as mootSee Morris-Hayes v. Bd. of Educ. of Chester Union Free Sch. Dist.,
The District Court did not specifically address whether the alleged Section 504 violations were actionable under § 1983, perhaps because defendants focused their arguments on the alleged IDEA violations. We address this issue, however, because determining whether an alleged statutory violation is actionable is part and parcel of our "threshold" inquiry into defendants' qualified immunity defense
TheSmith decision refers to the Education of the Handicapped Act ("EHA"). Congress changed the name of the statute to the Individuals with Disabilities Education Act ("IDEA") in 1990. See Pub.L. No. 101-476, 104 Stat. 1141 (1990). To avoid confusion, we refer to the statute throughout this opinion as the IDEA.
At the time we decidedMatula, this provision was codified at 20 U.S.C. § 1415(f). Throughout this opinion, we refer to it at its current location in the Code, § 1415(l).
Several district courts have also made this observationSee, e.g., Carney v. Nevada, No. 05 Civ. 713,
InSellers, the court also called upon an interpretive rule whereby, because the IDEA was enacted pursuant to Congress' spending power, the statutory response to Smith should not be read to impose liability on state officials unless it is unambiguous. The court found a lack of the requisite clarity, in that § 1415(l) does not state or imply that § 1983 suits may be brought for IDEA violations.
The courts that have concluded that Congress intended to allow recourse to § 1983 to remedy IDEA violations have based their reasoning on the same reading of the legislative history of the IDEA that we adopted inMatula. See Marie O. v. Edgar,
The Telecommunications Act amended the Communications Act of 1934 to include § 332(c)(7)
The Court's opinion inRancho Palos Verdes did not address the legislative history of the Telecommunications Act, nor discuss whether it is appropriate to consider a statute's legislative history as evidence of what Congress intended. However, Justice Stevens suggested in his concurrence in Rancho Palos Verdes that the Court assumed "that the legislative history of the statute is totally irrelevant" in discerning whether Congress intended to allow § 1983 actions.
For some employment-related claims, the Rehabilitation Act incorporates the remedial scheme provided by Title VII of the Civil Rights Act, rather than that of Title VI. 29 U.S.C. § 794a(a)(1). Title VII, unlike Title VI, mandates that aggrieved employees exhaust certain EEOC procedures prior to filing an action in court. Several of the decisions cited by defendants are therefore easily distinguishable because they examine the remedial scheme provided by Title VII, rather than Title VISee Lollar v. Baker,
