A.L. vs. COMMONWEALTH (and a companion case)
Supreme Judicial Court of Massachusetts
April 21, 1988
402 Mass. 234
Suffolk. October 7, 1987. Present: HENNESSEY, C.J., WILKINS, LIACOS, ABRAMS, NOLAN, LYNCH, & O‘CONNOR, JJ.
On appeal of a case brought under the Massachusetts Tort Claims Act,
The duties of a probation officer are defined by the specific instructions of the sentencing judge setting the conditions of probation to be enforced by the probation officer. [242]
The temporal immediacy of threatened harm to an identifiable class of persons occasioned by the negligent act of a public employee is to be considered in terms of the type of danger at issue, thus a threat of child sexual abuse is a continuing danger which may persist for a long period of time. [242-243]
In the circumstances, the parents of two young boys were held not to have been able to protect their children from sexual molestation by the boys’ school teacher, nor were the children able to protect themselves, with the result that only the probation officer supervising the teacher, on probation after convictions of child sexual abuse with the specific condition that he refrain from teaching or associating with young boys, had the knowledge which could have protected the students from harm. [243]
1M.M. vs. Commonwealth.
A probation officer had a duty to plaintiffs, two young boys, to make a reasonable effort to verify the place of employment of a certain probationer, a convicted child molester, to ascertain that he was not teaching or associating with young boys in violation of the specific conditions of his probation. [244]
The duty of a probation officer to make reasonable efforts to ascertain whether a probationer is complying with the terms and conditions of his probation is not a discretionary function so as to exempt the Commonwealth from liability for a probation officer‘s negligence in the conduct of that duty. [245-246]
No principles of judicial immunity applied to relieve the Commonwealth of liability for a probation officer‘s negligent failure to aid in the enforcement of conditions of probation imposed on a probationer convicted of child sexual abuse. [246-247]
Where the Commonwealth was directly liable under the Massachusetts Tort Claims Act,
No error appeared in a judge‘s finding that the amount of a settlement was reasonable in determining the amount of contribution due from one tortfeasor to another. [248]
HENNESSEY, C.J., concurring. [249-250]
NOLAN, J., dissenting, with whom LYNCH, J., joined, was of opinion that the case of Irwin v. Ware, 392 Mass. 745 (1985), is distinguishable from the present case both on its facts and statutory framework. [250-251]
O‘CONNOR, J., dissenting, with whom LYNCH, J., joined, was of opinion that the present case was indistinguishable from Ribeiro v. Granby, 395 Mass. 608 (1985), Nickerson v. Commonwealth, 397 Mass. 476 (1986), and Appleton v. Hudson, 397 Mass. 812 (1986). [251-261]
The cases were consolidated for trial and were tried before James P. Lynch, Jr., J.
The Supreme Judicial Court granted a request for direct appellate review.
Francis G. Chase, Assistant Attorney General, for the Commonwealth.
Jeffrey W. Kobrick (Frank S. Ganak with him) for the plaintiffs.
ABRAMS, J. At trial in the Superior Court, a jury found the Commonwealth liable under the Massachusetts Tort Claims Act,
Edward Darragh was convicted on January 5, 1978, in the Waltham District Court on nine counts of indecent assault and battery on children under the age of fourteen and contributing to the delinquency of minors. Prior to this conviction, Darragh had been convicted twice in 1966 in the Malden and Woburn District Courts for indecent assault and battery on a child under the age of fourteen and for two counts of unnatural acts with young boys between the ages of ten and thirteen. For his 1978 conviction, Darragh received an eighteen-month suspended sentence. As specific conditions of his probation, the sentencing judge directed that Darragh (1) refrain from teaching; (2) refrain from associating with young boys; (3) continue psychotherapy during probation; and (4) sign any releases needed for dissemination of probation information.
Contrary to Darragh‘s representations, he was, in fact, teaching science at the Barnes Middle School in East Boston throughout the period of his probation. Between the fall of 1978 and his arrest in February, 1979, Darragh repeatedly molested M.M., then a sixth grade student. During January and February, 1979, Darragh sexually assaulted A.L., then thirteen years old. Darragh molested both boys in a locked storage room at the school and maintained secrecy by threatening to molest A.L.‘s younger brother if A.L. told anyone of the assaults.
Despite a complaint by the mother of another student who witnessed Darragh‘s abusive behavior,3 the school‘s principal, John T. Daley, took no definitive action to relieve Darragh of his teaching responsibilities. The episodes of abuse involved in this appeal came to light after M.M. and A.L. discussed their mutual problem. M.M. told another boy, who told his sis-
A.L., acting through his parents,4 sued both the city of Boston and the Commonwealth under the Massachusetts Tort Claims Act. The Commonwealth‘s liability was premised on Tierney‘s negligent supervision of Darragh; the city‘s liability was premised on the principal‘s failure to act after being informed of the parent‘s suspicions about Darragh. M.M., acting through his mother,5 sued both entities on the same grounds.
The city of Boston settled with each plaintiff prior to trial.6 The jury found the Commonwealth liable and, as the judge instructed, deducted the city‘s settlement amount from its award to each plaintiff. The court allowed the city‘s motion for contribution from the Commonwealth and, accordingly, ordered the Commonwealth to pay the city $35,000, the difference between the amount of settlement and half the damages owed each plaintiff.7
With these facts in mind, we address the issue whether the Commonwealth is liable for the probation officer‘s negligent failure to ascertain Darragh‘s place of employment. In so doing, we must determine (1) whether the probation officer owed a duty to the plaintiffs in this case, and (2) whether the Commonwealth is liable under the Massachusetts Tort Claims Act for the probation officer‘s negligent violation of such a duty.
In Dinsky, flooding damaged the plaintiffs’ house because the house was located on an improperly graded lot. Prior to construction, the town‘s department of health had notified the building commissioner that the property should be graded “to prevent low spots that will not drain and create a public nuisance,” and instructed the building commissioner to inspect the lot before issuing a building permit. The building commissioner issued the permit without inspecting the property, which was, indeed, improperly graded. Dinsky, supra at 802. We held the town not liable for its failure to inspect the lot prior to issuing the building permit, because “the purpose of a building code has been considered traditionally to be the protection of the general public,” not protection of the property owner. Id. at 805. Thus, the building commissioner owed no special duty to the plaintiffs in Dinsky.8
In analyzing this case under the criteria set forth in Irwin, we first address the question whether Tierney owed a duty to
It is clear that the sentencing judge‘s conditions of probation were designed to protect young boys. The sentencing judge determined that Darragh would molest again if he entered an environment in which he was permitted frequent association with young boys.9 The probability that harm would result from allowing Darragh to teach or to associate with young boys was foreseeable both to the judge and to Tierney, who knew the terms of the probation and was familiar with Darragh‘s criminal record.
The Commonwealth asserts that, even if it was foreseeable that Darragh would molest young boys again, the probation officer owed no special duty to these plaintiffs. The Commonwealth argues that
The duties of each probation officer are defined and informed by the specific instructions of the sentencing judge. See ABA Standards Relating to the Administration of Criminal Justice §§ 3.1-3.2, at 398 (1974) (noting that conditions of probation appropriately deal with many matters designed to help probationer lead a law-abiding life, and that specific conditions of probation should not be required by statute, but by the sentencing judge‘s instructions). Although it is the function of the sentencing judge to set the conditions of probation, the conditions are meaningless without the probation officer‘s enforcement. See generally Carter, supra. Thus, Tierney‘s duty was defined by the judge‘s conditions of probation.
The Commonwealth next contends Tierney owed no duty to the plaintiffs, because the events in this case followed a leisurely course. In making this argument, the Commonwealth points out that the acts of molestation complained of took place nine months after Darragh‘s sentencing. The Commonwealth asserts that the time frame involved in this case renders Irwin, in which the court noted the temporal immediacy of the threatened harm, inapposite. The difference in the temporal immediacy between the accident in Irwin and the acts of molestation involved in this case does not dispose the issue of liability. Even though the nine months between Darragh‘s placement on probation and the first acts of sexual abuse in this case are much longer than the ten minutes involved in Irwin, the expanded time frame in this case is accompanied by a chronic, persistent, and known threat that Darragh, an identifiable perpetrator, would molest young boys. Where officials know of such a chronic and obvious threat of harm to known
Moreover, one of the primary reasons for considering temporal immediacy is to determine whether the threatened persons have an opportunity to protect themselves. In Irwin, only the police officers who knew that a drunk driver was on the road were in a position to prevent the harm. The same can be said of Tierney in this case. Tierney was the only person who had the knowledge which could have protected the plaintiffs. See Irwin, supra at 764.
Clearly, the children‘s parents could not protect them from Darragh.10 Parents have no power to hire or fire teachers. At best, parents can bring teacher misconduct to the attention of school officials. Indeed, it was a parent who brought Darragh‘s misconduct to the attention of school authorities. Unfortunately, however, parents can only report misconduct after the fact of its occurrence. Children, of course, also cannot easily protect themselves from adult misbehavior. Darragh‘s threats silenced the children and prevented the parents from learning of his activities from them for a period of several months. In these circumstances, any suggestion that parents could have protected their children from Darragh‘s molestation is in error.
For these reasons, we conclude that Tierney had a duty to these plaintiffs to make a reasonable effort to verify the place of Darragh‘s employment. As the judge stated, “other than receiving [Darragh‘s] assurances that he was not teaching and was otherwise employed, [the probation officer] did nothing affirmatively to confirm the nature of the non-teaching employment, or to verify that [Darragh] was not in fact teaching within the Commonwealth or elsewhere.” (Footnotes omitted.) Tierney easily could have required Darragh to produce a payroll stub or other evidence of employment which would have alerted the probation officer to Darragh‘s deception and could have saved these plaintiffs from the terrible harm inflicted by Darragh. Tierney alone was in a position to avert this tragedy; accordingly, we conclude that Tierney had a duty to make a reasonable effort to verify Darragh‘s employment.11
2. The Commonwealth‘s liability. The Commonwealth raises two other arguments as to why it has no liability under the Massachusetts Tort Claims Act.
The Legislature enacted
There is no reasonable basis to support the Commonwealth‘s argument that a probation officer‘s duty to monitor a probationer‘s compliance with the terms of his or her probation involves policy or planning judgment as defined in Whitney. Rather, policy decisions with respect to a probationer are made
b. Immunity. The Commonwealth contends that the negligent acts of a District Court probation officer may not impose liability on the Commonwealth, because probation officers enjoy absolute immunity from suit when performing duties at the direction of a judge. The Commonwealth relies on our decision
The plaintiffs allege that Tierney negligently failed to verify Darragh‘s place of employment. Liability thus is premised on Tierney‘s negligent failure properly to follow the court‘s directives. The Commonwealth may not invoke Tierney‘s possible immunity unless Tierney acted pursuant to a judge‘s directive or otherwise in aid of the court. The evidence in this case indicates just the opposite. Any claim to immunity which the Commonwealth might have asserted ceased when Tierney failed to aid in the enforcement of the conditions of Darragh‘s probation. See Acevedo v. Pima County Adult Probation Dep‘t, 142 Ariz. 319 (1984). For the foregoing reasons, we affirm the judge‘s determination that the Commonwealth is liable under
3. Contribution. The Commonwealth contends that the judge erred in ordering the Commonwealth to contribute $35,000 to the city of Boston. The city settled with the plaintiffs prior to trial; at trial, the Commonwealth was allowed to reduce the amount of each plaintiff‘s damages by the amount of the city‘s settlement. The jury determined the amount of liability in each case, and, as it happened, the city had paid more than its pro rata share. The judge therefore allowed the city‘s motion for contribution.
Contribution among joint tortfeasors is governed by statute. See
The Commonwealth asserts that third-party defendants are not compelled to contribute a pro rata share of damages to a tortfeasor because a third-party defendant does not share joint liability to the plaintiff.12 The flaw in this argument is that the Commonwealth does not stand in the position of a third-party defendant. The Massachusetts Tort Claims Act makes the Commonwealth a defendant directly liable to an injured plaintiff for the negligent acts of its employees. Thus, the city was entitled to seek contribution against the Commonwealth as a joint tortfeasor.
The Commonwealth also contends that the city is not entitled to recover contribution against the Commonwealth because the amount paid to M.M. in settlement was not reasonable in light of the disparate amounts of the damages awarded to the plaintiffs.13 In granting the city‘s motion for contribution, the judge found that the amount of the settlement was reasonable given the potential total liability of the city and the Commonwealth. That finding is not erroneous. We do not think that the $10,000 difference between A.L.‘s and M.M.‘s recoveries makes the settlements unreasonable. We affirm the judge‘s allowance of the city of Boston‘s motion for contribution.
Judgments affirmed.
The Massachusetts Tort Claims Act (Act),
NOLAN, J. (dissenting, with whom LYNCH, J., joins). The instant case falls somewhere between the fact patterns of Dinsky v. Framingham, 386 Mass. 801 (1982), with its “relatively leisurely course of events,” Irwin v. Ware, 392 Mass. 745, 756 (1985), and that of Irwin, where the threat posed was imminent and of great magnitude. Factually, I note several distinctions between Irwin and the instant case. A fundamental difference is that, in Irwin, the police officers were aware of the motorist‘s intoxicated state and thus were cognizant of the imminent and foreseeable threat that he posed if not taken into custody. Here, the probation officer had no such awareness of the danger posed by Darragh‘s teaching since the probationer had lied about his employment. Also, there is no question that the intoxicated motorist could not have injured others that evening if he had been removed from the road by the police of-
It was emphasized in Irwin that the victims had no chance to protect themselves. In essence, the police officers constituted the only barrier between the intoxicated driver and other motorists. In the instant case, while I agree that the children could not protect themselves, the probation officer was only one individual out of several groups. For example, the parents, other school teachers, and the school principal were committed to caring for the children‘s needs as well as supervising and protecting them. In addition, the danger posed was not of the same temporal immediacy as in the Irwin case. The motorist in Irwin was involved in the fatal crash just ten minutes after he spoke with the police officers. Irwin v. Ware, supra at 765. Here, it cannot reasonably be said that Darragh instantly posed such an obvious danger to the population of the school. Lastly, the police officers in Irwin were required, as part of their sworn duty, to interrogate operators acting suspiciously, and to detain or to arrest individuals appearing to be intoxicated. In Irwin, the particular statutory scheme at issue imposed a special duty on the police to the motoring public. Id. at 755. Hence, it is clear that Irwin v. Ware, supra, is distinguishable from the present case on both its facts and statutory framework.
Today‘s decision raises the serious question as to where the court will stop in extending liability. The court seems to be making every effort to make Massachusetts the bonanza capital of the nation to the detriment of good order and the long suffering taxpayers. For these reasons, I dissent.
O‘CONNOR, J. (dissenting, with whom LYNCH, J., joins). In my view, the court‘s decision increases the already substantial confusion about government‘s liability for injuries and losses indirectly sustained by private individuals as a result of a public
In this case, as in Dinsky v. Framingham, supra, Irwin v. Ware, supra, Ribeiro v. Granby, 395 Mass. 608 (1985), Nickerson v. Commonwealth, 397 Mass. 476 (1986), and Appleton v. Hudson, 397 Mass. 812 (1986), all cases involving a question of public tort liability for indirect losses caused by the failures of public employees, the critical question is whether this court, as a matter of law, should impose on the particular public officer or employee a duty, owed not just to the public as a whole, but to the individual plaintiffs as well, to exercise care for the plaintiffs’ welfare. Stated another way, the question is whether an individual, who suffers an injury as a result of a public officer or employee‘s careless dereliction of his public duty, should be entitled to recover, and, if so, in what type of cases. See Glannon, The Scope of Public Liability Under the Tort Claims Act: Beyond the Public Duty Rule, 67 Mass. L. Rev. 159, 166 (1982).
Since the question is one of public policy, id., see Orzechowski v. State, 485 A.2d 545 (R.I. 1984), a satisfactory answer not only must promise predictable results but also must reflect a reasonable balance between competing values; the compensation of injured individuals and the protection of government from financial burdens of such magnitude as to threaten government‘s ability to function effectively. See Dinsky, supra at 810. In light of the myriad situations in which private individuals interact with public officers and employees, it is essential to affordable government that the court devise a rule limiting
Recognition of the threat to government posed by liability for indirect harm without substantial limitation has led a majority of jurisdictions to embrace the so-called public duty rule, which holds that the employment duties of public servants are generally owed only to the public, and are enforceable only administratively or by criminal proceedings. However, those jurisdictions also have recognized that special circumstances relative to an individual‘s relationship with a governmental agency, officer, or employee sometimes exist, and that, despite concerns about the public treasury, they demand that the individual be accorded special treatment in the form of a private right of action for the harm he has sustained. The result has been the adoption of two exceptions to the public duty rule.
One of these exceptions is that, when a statute specifically and expressly provides that a public servant‘s employment duties are designed to benefit a class of individuals identified in the statute, those individuals are owed a special duty violation of which will support a private cause of action. For example, in Halvorson v. Dahl, 89 Wash. 2d 673, 677 (1978), a case involving allegations of negligence on the part of building inspectors, the applicable housing code described certain conditions as “dangerous and a menace to the health, safety, morals or welfare of the occupants of such buildings and of the public,” and it provided that the purpose of the code was to address such conditions (emphasis added). In concluding that, by its failure to enforce the housing code, the defendant municipality became liable for the death by fire of an occupant of a building to which the code applied, the Supreme Court of Washington reasoned that “[t]he Seattle Housing Code is an ordinance enacted for the benefit of a specifically identified group of persons as well as, and in addition to, the general public” (emphasis added). Id. The statutory intent exception to the public duty rule, relied on in Halvorson, is sharply limited to regulations (statutory or otherwise) containing language expressly identifying particular groups as intended beneficiaries.
The other entirely distinct, and more frequently applied, exception to the public duty rule holds that a public servant‘s duty runs to specific individuals, as well as to the general public, when a “special relationship” exists between those individuals and the public agency or servant. It would be impractical, and perhaps futile, to attempt to identify all the situations in which courts subscribing to the public duty rule have declared the existence of a special relationship sufficient to support liability. It is clear, however, that judicial concern about the imposition of oppressive financial burdens on government has led courts sharply to limit recognition of special relationships to cases in which the plaintiff has a far more compelling claim than the plaintiffs have had in Irwin v. Ware, supra, and its progeny. See, e.g., Tarter v. State, 68 N.Y.2d 511, 519 (1986) (“any claim based upon the negligent supervision of . . . parolees must fail because of the complete lack of allegations of both a special duty to protect the claimants as identified individuals and the reliance on the part of the claimants on specific assurances of protection“); Ashburn v. Anne Arundel County, 306 Md. 617, 631 (1986) (“In order for a special relationship between police officer and victim to be found, it must be shown that the local government or the police officer affirmatively acted to protect the specific victim or a specific group of individuals like the victim, thereby inducing the victim‘s specific reliance upon the police protection“); Marshall v. Ellison, supra at 735-737 (specifically rejecting the foreseeability of harm approach taken by the court in Irwin v. Ware, supra); Warren v. District of Columbia, 444 A.2d 1, 10 (D.C. App. 1981) (Kelly, J., concurring in part and dissenting in part) (no liability where police officer failed in his duty to obtain identification of plaintiff‘s attacker in violent confrontation witnessed by officer thereby preventing plaintiff from suing the attacker, because the officer had not given the plaintiff a specific assurance of protection justifying reliance by the plain-
Although this court has purported to adopt the public duty rule and its rationale, it has expanded the rule‘s exceptions to the degree that there is little left to the rule in this Commonwealth. Furthermore, the rule as it has been applied by this court has not yielded predictable results nor has it served the purpose for which the traditional public duty rule was created.
The evolvement of the Massachusetts rule began with Dinsky v. Framingham, 386 Mass. 801 (1982). In Dinsky, the defendant town‘s department of health authorized the town‘s building commissioner to issue a building permit for the construction of the plaintiffs’ home on the condition that the lot be graded so as to prevent low spots in which water might collect. The building commissioner issued building and occupancy permits although the grading requirement had not been met. The plaintiffs purchased the home, which thereafter sustained property damage due to flooding, and then brought an action against the town alleging negligence in the issuance of the permits. After a trial, the judge directed a verdict for the town “on the ground that the town owed the plaintiffs no duty of care beyond that owed to the public at large.” Id. at 802. On appeal, this court affirmed, after announcing that “we will not depart from the majority rule that in the absence of a special duty owed to the plaintiffs, different from that owed to the public at large, no cause of action for negligent inspection can be maintained.” Id. at 810. The court concluded that the first exception to the public duty rule, the statutory intention exception, did not apply. There was no separate discussion of the “special relationship” exception.
The next relevant case was Irwin v. Ware, supra. There, two town police officers failed to take into custody an intoxi-
The rule announced and applied in Irwin v. Ware, supra, is unwise not only because of the heavy burden it places on government, but also because it has proven difficult, if not impossible, to apply evenhandedly and without an orientation
Eight months after deciding Ribeiro, the court held in Nickerson v. Commonwealth, 397 Mass. 476 (1986), that the Commonwealth cannot be held liable to a person injured on the highway by an uninsured motor vehicle whose registration had not been revoked by the Registrar of Motor Vehicles as required by law. The court held that the Registrar owed no duty to the plaintiff, explaining, id. at 478, that “[t]he plaintiff‘s case is not advanced by Irwin v. Ware . . . because there this court ruled that the risk created by the negligence of the police in failing to arrest the intoxicated operator of a motor vehicle was foreseeable and because relevant statutes evidence a legislative intent to protect both the intoxicated person and other users of the highway. Further, unlike the instant case, the risk in Ware was ‘of immediate and foreseeable physical injury to persons who [could not] reasonably protect themselves from it.’ Id. at 756.” One might reasonably question whether, apart from the immediacy of the threat posed by the public servant‘s error, there was significant distinction between the facts of Nickerson and the facts of Irwin. Surely, it was foreseeable to the Registrar that a registered but uninsured vehicle might injure someone designed to be protected by compulsory insurance laws, and surely Nickerson, who was changing a tire at the edge of the road when he was struck, was no more able to protect himself from being struck by an uninsured vehicle than the plaintiffs were able to protect themselves from the drunken driver in Irwin.
Now, the court concludes that, in material respects, the present case is like Irwin v. Ware, and not like Dinsky, Ribeiro, Nickerson, and Appleton, and therefore the plaintiffs have a right of action against the Commonwealth. The court reasons that “the conditions of probation imposed by the sentencing judge created a special relationship between these plaintiffs and the probation officer and created a duty beyond that owed
This case cannot fairly be distinguished from Ribeiro, Nickerson, and Appleton. In each of those cases, the relevant statutory regulations, like the conditions of probation here, were designed to protect the victims (among others). In each of those cases, it was foreseeable that the public employee‘s failure to do his job carefully would create a risk of the harm that occurred and that the relevant regulation was designed to prevent. In each of those cases, the foreseeable harm was not immediate as it had been in Irwin. Surely in Nickerson and Appleton, and probably in Ribeiro as well, the plaintiffs were not in a position to protect themselves. Yet, in each of those cases, the plaintiffs lost. Here, the plaintiffs have won. Why?
The point is that the “rule” that has emerged in the Commonwealth really is a “nonrule.” Either all or none of the plaintiffs in the cases discussed above should have been entitled to recover. Under the traditional public duty rule, none would have been entitled to recover, for that rule makes exceptions only where a statute expressly provides that it is intended to benefit a class of identifiable individuals; or, in the alternative, where the public body or its officer or employee has given an express or implied assurance specifically to a plaintiff, in addition to that made to the general public, which fairly justifies detrimental reliance by that plaintiff. This court should follow the traditional public duty rule. It may be less than perfect, but it has the important virtue of being reasonably predictable, and it properly recognizes as a fact of life that government is unduly
