Alfred J. RUSSO, Petitioner v. ALLEGHENY COUNTY, and the Court of Common Pleas of Allegheny County, Pennsylvania, Criminal Division, Respondents
Commonwealth Court of Pennsylvania
Decided Oct. 7, 2015
125 A.3d 113
Submitted on Briefs June 12, 2015.
Accordingly, I would first hold that the appeal was moot, but in the alternative I would vacate the order of the trial сourt and remand, with specific instructions to remand to the OOR, to fully consider whether the requested records, which included materials submitted as part of a proposal, constitute a “public record” under sections 102 and 708(b) of the RTKL.
Caroline Liebenguth, Philadelphia, for respondents.
BEFORE: DAN PELLEGRINI, President Judge, P. KEVIN BROBSON, Judge, JAMES GARDNER COLINS, Senior Judge.
OPINION BY Senior Judge JAMES GARDNER COLINS.
Before the Court are the preliminary objections filed by the Court of Common Pleas of Allegheny County, Criminal Division (CCP) to the complaint filed by Alfred J. Russo, following his termination from employment with CCP in 2009. This matter was initially filed in the Court of Common Pleas оf Allegheny County1 (Trial Court) against CCP and Allegheny County as dual employers. The Trial Court transferred the action against CCP to this Court based on the Trial Court‘s lack of jurisdiction over claims asserted against Commonwealth parties, but retained the case against Allegheny County. For the reasons stated below, we sustain the preliminary objections filed by CCP and dismiss the complaint.
In his complaint, Russo alleges that he was hired by CCP as a minute clerk in 1974 and he was eventually promoted to the position of Manager of the Criminal
Russo filed his complaint against CCP and Allegheny County2 in the Trial Court on February 9, 2011 asserting five causes of action: (i) wrongful discharge based upon the violation of his employment contract; (ii) failure to pay for accrued sick days in violation of his employment contract; (iii) a common-law wrongful discharge claim; (iv) a whistleblower claim based upon his employment contract; and (v) a statutory whistleblower claim. (Compl. ¶¶ 23-34.) Russo seeks reinstatement to his position and damages to compensate him for a loss of earnings, his lost sick days, reimbursement for medical coverage and emotional distress. (Compl. ¶¶ 19-22, Relief Requested.)
CCP and Allegheny County each filed preliminary objections to the complaint. On February 12, 2015, the Trial Court issued an order transferring the action against CCP to this Court on the basis that original jurisdiction over claims relating to Commonwealth entities lies exclusively with this Court.3 See
CCP argues in its preliminary objections that the common law claims asserted by Russo are barred by sovereign immunity because the claims are not encompassed in the General Assembly‘s waivers of sovereign immunity for tort or contract claims against Commonwealth parties. CCP further argues that the claim under the Whistleblower Law4 must be dismissed because the Whistleblower Law does not apply to CCP, Russo did not allege that he reported wrongdoing to an appropriate authority and the claim was untimely filed outside the six-month statute of limitations. Finally, CCP argues that his claims are precluded by the doc-
We first address counts I, II and IV of the complaint which are premised on an alleged employment contract between Russo and CCP.5 CCP argues that as a court of the unified judicial system it is a part of the Commonwealth government and entitled to sovereign immunity as a Commonwealth entity. The Pennsylvania Constitution provides that the Commonwealth and its officers and employees mаy only be sued where the General Assembly has authorized the suit.
Under Article 5, Section 1 of the Pennsylvania Constitution, the “judicial power of the Commonwealth shall be vested in a unified judicial system.”
While the precise issue of whether courts of common pleas retain sovereign immunity has not been addressed, this Court has ruled that Magisterial District Judges are officers of the Commonwealth, rather than the counties in which they sit, and therefore enjoy sovereign immunity except where abrogated by the state.
Having concluded that CCP is immune from suit except where authorized by the General Assembly, we must determine whether immunity has been waived with respect to the contract-based claims that Russo asserts in counts I, II and IV of the complaint. In Section 1702 of the Procurement Code, the General Assembly has waived sovereign immunity with respect to contract claims against the Commonwealth and its employees and officials acting within the scope of their duties in cases relating to protests of solicitations and awards, pre-litigation resolution of procurement contract disputes and claims in the Board of Claims related to certain classes of contracts.
The waiver of sovereign immunity in Section 1702 applies only to claims against “Commonwealth agencies.”
Moreover, even if we were to determine that CCP could be a party to a
Turning to count III of the complaint, which asserts a common law claim for wrongful discharge, we conclude that CCP is also immune from that claim. A tort claim for wrongful discharge may be brought only in the limited circumstance where an employer terminates an at-will employee in violation of a clear mandate of public policy. Weaver v. Harpster, 601 Pa. 488, 975 A.2d 555, 563 (2009); Clay v. Advanced Computer Applications, Inc., 522 Pa. 86, 559 A.2d 917, 918 (1989). The General Assembly has waived sovereign immunity with respect to tort claims in the portion of the Judicial Code commonly known as the Sovereign Immunity Act.
Accordingly, it is clear that the courts of the unified judiсial system are not “Commonwealth parties” within the meaning of the Sovereign Immunity Act. Because sovereign immunity has not been waived with respect to the courts of the unified judicial system, we must conclude that the courts of the unified judicial system retain their sovereign immunity as related to tort claims. See
Furthermore, even if we were to conclude that the General Assembly intended to waive sovereign immunity for the courts of the unified judicial system for tort claims, the Sovereign Immunity Act provides for only nine categories of claims as to which immunity is waived.7
Finally, we address count V of the complaint which asserts a claim under the Whistleblower Law. The Whistleblower Law provides protection to employees of public employers who report violations of state, local or federal law or participate in investigations, legislative inquiries or court actions.
CCP argues that the General Assembly did not intend to include the courts of the unified judicial system as an employer within the meaning of the Whistleblower Law because doing so would violate separation of powers and unconstitutionally infringe on the authority of the judiciary in employment matters over its own employees. Under the princiрle of separation of powers inherent in the Pennsylvania Constitution, the legislature, executive and judiciary are independent, co-equal branches of government and no branch may exercise the functions specifically committed to another branch. Pennsylvania State Association of Jury Commissioners v. Commonwealth, 621 Pa. 360, 78 A.3d 1020, 1032 (2013); Beckert v. Warren, 497 Pa. 137, 439 A.2d 638, 642 (1981). Among the powers granted to the judiciary is the responsibility of the Supreme Court to “exercise general supervisory and administrative authority” аnd “prescribe general rules governing practice, procedure and the conduct” for the courts of the unified judicial system.
No appellate court of the Commonwealth has addressed whether the Whistleblower Law may be constitutionally en-
A review of the text of the Whistleblower Law does not conclusively resolve the issue of whether the legislature intended it to apply to judicial employers.8 An “emрloyer” under the Whistleblower Law is defined as a “public body” or an individual, partnership, association or corporation that receives money from a public body to perform work or provide services to a public body.
(1) A State officer, agency, department, division, bureau, board, commission, council, authority or other body in the executive branch of State government.
(1.1) The General Assembly and its agencies.
(2) A county, city, township, regional governing body, council, school district, special district or municipal corporation, or a board, department, commission, council or agency.
(3) Any other body which is created by Commonwealth or political subdivision authority or which is funded in any amount by or through Commonwealth or political subdivision authority or a member or employee of that body.
Id.
The statutory definition of a “public body” could be read broadly to apply to the judiciary under part (3) of the definition as a “body which is created by Commonwealth ... authority ... or funded in any amount by or through Commonwealth or political subdivision authority.”
Furthermore, we agree with the analysis in Jakomas that the enforcement mechanisms prescribed in the Whistleblower Law could not be constitutionally enforced against a judicial employer. Our appellate courts have been steadfast in safeguarding the judiciary‘s right to hire, fire and supervise its own employees and have struck down any legislation that interferes with that authority. See First Judicial District, 727 A.2d at 1112 (holding that the Pennsylvania Human Relations Commission does not have jurisdiction to adjudicate complaints made by court employees against their employers); Kremer v. State Ethics Commission, 503 Pa. 358, 469 A.2d 593, 595-96 (1983) (holding that the State Ethics Commission could not subject judges to a financial disclosure requirement because it would infringe on the Supreme Court‘s authority to supervise judges); Eshelman v. Commissioners of the County of Berks, 62 Pa.Cmwlth. 310, 436 A.2d 710, 713 (1981), aff‘d, 502 Pa. 430, 466 A.2d 1029 (1983) (holding that an arbitrator‘s award pursuant to the Public Employe Relations Aсt concerning the hiring, supervision and discharge of court-appointed employees usurped the exclusive role of the courts over employment decisions). The remedies set forth in the Whistleblower Law requiring the reinstatement of a fired employee or the reinstatement of seniority rights would interfere with the exclusive right of courts to supervise their employees and therefore would be unconstitutional as applied against court employers. The rules of stаtutory construction require that we presume that the General Assembly does not intend “a result that is absurd, impossible of execution or unreasonable” or that would “violate the Constitution of ... this Commonwealth.”
The complaint is dismissed.
Judge McCullough did not participate in the decision in this case.
ORDER
AND NOW, this 7th day of October, 2015, the preliminary objections filed by the Court of Common Pleas of Allegheny County, Criminal Division in the above matter are SUSTAINED and Petitioner‘s complaint is hereby DISMISSED.
JAMES GARDNER COLINS
Senior Judge
