E. Dempsey GUNACA, Plaintiff-Appellant,
v.
The STATE OF TEXAS, office of the District Attorney--El Paso
County, et al., Defendants,
El Paso County, Alicia R. Chacon, County Judge, and Jaime
Esparza, District Attorney, in his official and
individual capacity, Defendants-Appellees.
No. 94-50599.
United States Court of Appeals,
Fifth Circuit.
Oct. 3, 1995.
Charles E. McDonald, El Paso, TX, for appellant.
E. Dempsey Gunaca, El Paso, TX, pro se.
Jo Anne Bernal, Office of County Atty., El Paso, TX, for El Paso County, et al.
Thomas A. Spieczny, El Paso, TX, for Jaime Esparza.
Appeal from the United States District Court for the Western District of Texas.
Before REAVLEY and EMILIO M. GARZA, Circuit Judges, and PRADO, District Judge.*
EMILIO M. GARZA, Circuit Judge:
Dempsey Gunaca sued the State of Texas, El Paso County, El Paso County Judge Alicia Chacon, in her official capacity, and El Paso County District Attorney Jaime Esparza, in his official and individual capacity, over the loss of his job as an investigator at the El Paso County District Attorney's Office. Gunaca alleged age discrimination under the Age Discrimination in Employment Act of 1967, 29 U.S.C. Sec. 621 (1988), and First Amendment violations under 42 U.S.C. Sec. 1983 (1988). The district court granted Esparza, Chacon, and El Paso County's motion for summary judgment, and dismissed Gunaca's complaint. Gunaca appeals the dismissal, and we affirm.
* Dempsey Gunaca was employed as an investigator by the former El Paso County District Attorney, Steve Simmons. When Simmons ran for re-election in 1992, he was defeated in the democratic primary by Jaime Esparza. Esparza, who ran unopposed in the general election, chose not to re-appoint Gunaca to his former position. Gunaca filed suit against Esparza, claiming that Esparza's refusal to re-appoint him was motivated by age discrimination in violation of the ADEA, and by political animus in violation of the First Amendment. Gunaca also named as defendants the State of Texas, El Paso County,1 and El Paso County Judge Alicia Chacon.2 The district court dismissed the State of Texas early in the proceedings, and later heard motions for summary judgment from the remaining defendants. The court granted summary judgment in favor of El Paso County and Chacon on the grounds that neither was a proper party to the suit. The court also granted summary judgment in favor of Esparza, holding that investigators in the El Paso County District Attorney's Office are not "employees" for the purposes of the ADEA, see 29 U.S.C. Sec. 630(f) (1988) (excluding members of "personal staff" of elected county officials from ADEA's definition of "employee"), and that Gunaca failed to provide summary judgment evidence in support of his claim that Esparza's refusal to re-appoint him was motivated by political animus. Gunaca appeals the district court's grant of summary judgment in favor of Esparza, El Paso County, and Chacon.
II
We review the district court's grant of summary judgment de novo. Montgomery v. Brookshire,
* Gunaca argues that the district court erroneously granted Esparza's motion for summary judgment on Gunaca's ADEA claim on the grounds that Gunaca is not an "employee" under Sec. 630(f) of the ADEA. Under the ADEA, it is unlawful to discharge an employee because of the employee's age. 29 U.S.C. Sec. 623(a)(1); accord Montgomery,
[A]ny person elected to public office in any State or political subdivision of any State by the qualified voters thereof, or any person chosen by such officer to be on such officer's personal staff, or an appointee on the policymaking level or an immediate adviser with respect to the exercise of the constitutional or legal powers of the office.
29 U.S.C. Sec. 630(f).3 The district court held that Gunaca "was a member of the personal staff of the district attorney and is therefore not an 'employee' covered by the Act." Gunaca contends that Esparza failed to show that there are no genuine issues of fact as to whether Gunaca fell into the personal staff exception.
"Because the personal staff exception in the ADEA is identical to the personal staff exemption found in Title VII, 42 U.S.C. Sec. 2000e(f), courts construe the two exceptions consistently." Montgomery,
(1) Whether the elected official has plenary powers of appointment and removal, (2) whether the person in the position at issue is personally accountable to only that elected official, (3) whether the person in the position at issue represents the elected official in the eyes of the public, (4) whether the elected official exercises a considerable amount of control over the position, (5) the level of the position within the organization's chain of command, and (6) the actual intimacy of the working relationship between the elected official and the person filling the position.
Id. at 151; see also Clark v. Tarrant County,
The list is not exhaustive, Teneyuca,
Gunaca has conceded that under chapter 41 of the Texas Government Code, the district attorney has plenary power to appoint and remove investigators, see Tex.Gov't Code Ann. Sec. 41.102 (West 1988) ("A prosecuting attorney may employ the assistant prosecuting attorneys, investigators, secretaries, and other office personnel that in his judgment are required for the proper and efficient operation and administration of the office."); Tex.Gov't Code Ann. Sec. 41.105 ("All personnel of a prosecuting attorney's office are subject to removal at the will of the prosecuting attorney."), and that investigators are personally accountable only to the district attorney, see Tex.Gov't Code Ann. Sec. 41.109(b) ("An investigator is under the exclusive authority and direction of the prosecuting attorney...."). Thus, Gunaca has conceded the first two Teneyuca factors.
Gunaca contends, however, that investigators do not represent the district attorney in the eyes of the public because only those employees of the district attorney who are licensed to practice law, such as the assistant district attorneys, can represent the district attorney in the eyes of the public. In applying the third Teneyuca factor in Clark v. Tarrant County,
Gunaca also contends that the district attorney does not exercise a considerable amount of control over investigators. Esparza alleged in his motion for summary judgment, and the district court held, that the language of section 41.109(b) of the Texas Government Code, providing that the district attorney has "exclusive authority and direction" over investigators, established this degree of control. However, in our application of the fourth Teneyuca factor in Montgomery, which we decided after the district court issued its order granting summary judgment, we emphasized instead the degree of control an employer actually exerts over the employee's day-to-day activities. See Montgomery,
Gunaca argues that the working relationship between the district attorney and the investigators is not intimate. In our application of the sixth Teneyuca factor in Montgomery, we considered the frequency with which Montgomery and his employer discussed business and consulted each other regarding their work. Id. at 296. In his motion for summary judgment, Esparza argued that a district attorney must maintain an intimate working relationship with investigators because "[i]n determining whether or not to initiate a criminal prosecution, a district attorney must confer, consult and rely upon the investigator assigned to gather evidence in the case," making the investigator "privy to the confidential communications and deliberations of the elected official." He supported his claim with affidavits from himself and an assistant that included essentially the same statements. Gunaca offered as summary judgment evidence his own affidavit, in which he stated that his working relationship with the former district attorney involved "reporting, reviewing, and seeking approval of investigative activities" but that he was "never included in organizational meetings, planning sessions, policy-making decisions, or case strategy meetings." That Gunaca was not included in such meetings and decision-making does not detract from the fact that he regularly discussed business with the former district attorney, consulted the district attorney regarding work, and was consulted by the district attorney regarding work.
The fifth Teneyuca factor is the level of the position within the organization's chain of command. As we explained in Montgomery: "Factor five concerns [plaintiff's] rank within the organization's command structure. The 'personal staff' exception becomes less applicable the lower the particular employee's position because the exception was primarily intended to exempt the elected official's immediate subordinates or those 'who are his first line advisors.' " Montgomery,
Although the investigators' position in the office's organizational structure provides Gunaca with his strongest argument that investigators are not part of the district attorney's personal staff, the argument does not have much force. Summary judgment evidence established that there are about fifty-five appointed positions in the district attorney's office, half the number of appointed law enforcement officials in the sheriff's office in Montgomery, see Montgomery,
Our inquiry into the nature and circumstances of the employment relationship between Gunaca and the former district attorney for the purpose of determining whether Gunaca is exempt from the protection of the ADEA is highly factual. It would not lend itself well to disposition by summary judgment were it not that most of the necessary facts are provided by statute or by Gunaca's testimony and summary judgment evidence. Our consideration of the Teneyuca factors supports the district court's judgment, and that judgment does not rely on the resolution of any genuine issues of fact. Therefore, we conclude that the district court properly granted Esparza's motion for summary judgment on Gunaca's ADEA claim on the grounds that Gunaca is excluded from the coverage of the ADEA.
B
Gunaca argues next that the district court erroneously granted Esparza's motion for summary judgment on the question of whether Esparza violated the First Amendment by refusing to re-appoint Gunaca in retaliation for Gunaca's political support of the former district attorney.5 Although Esparza contended in his motion for summary judgment that he is entitled to qualified immunity from liability on Gunaca's First Amendment claim, the district court granted Esparza's motion on the grounds that Gunaca "undeniably engaged in protected political activity, [but] has failed to come forward with credible evidence that such activity was the reason for his non-employment."
Government officials performing discretionary functions are entitled to qualified immunity from suit unless their conduct violated clearly established statutory or constitutional rights of which a reasonable person would have known. Gibson v. Rich,
Our second step is to determine whether the constitutional right that Esparza allegedly violated was clearly established at the time of the alleged violation. In Anderson v. Creighton,
In Noyola v. Texas Department of Human Resources,
Esparza took office in January of 1993. By that time, both the Supreme Court and the Fifth Circuit had recognized a class of public employees from whom political allegiance may be demanded: public employees whose First Amendment interests are outweighed by a governmental interest in the employees' political loyalty. See, e.g., Branti v. Finkel,
The right that Gunaca asserts in his complaint and summary judgment response was not clearly established at the time Esparza allegedly violated it because neither the Fifth Circuit nor the Supreme Court had addressed the issue of political patronage in the hiring or firing of investigators in district attorneys' offices, and neither had addressed an issue sufficiently analogous that a reasonable official would understand from its resolution that it is a First Amendment violation to dismiss or to not hire an investigator on the grounds that the investigator supported the campaign of the official's opponent. See Noyola,
III
For the foregoing reasons, we AFFIRM the district court's grant of summary judgment on Gunaca's ADEA and Sec. 1983 claims.
Notes
District Judge of the Western District of Texas, sitting by designation
In his complaint, Gunaca alleged that he "was employed by the Defendant El Paso County."
In his complaint, Gunaca alleged that "Alicia C. Chacon is County Judge of El Paso County, and is charged with the overall supervision of personnel matters, and maintains and administers all County employee payroll and retirement records."
Not long before the events at issue in this suit occurred, Congress passed the Civil Rights Act of 1991, Pub.L. No. 102-166, 105 Stat. 1071 (1991). Section 321 of the Act provided in relevant part that:
The rights, protections, and remedies provided pursuant to section 302 and 307(h) of this title shall apply with respect to employment of any individual chosen or appointed, by a person elected to public office in any State or political subdivision of any State by the qualified voters thereof--
(1) to be a member of the elected official's personal staff....
Section 321(a) (codified at 2 U.S.C. Sec. 1220(a) and amended by the Congressional Accountability Act of 1995, Pub.L. No. 104-1); see generally, Rutland v. Moore,
While no party to the present suit has raised the issue, it is possible that Sec. 321 offered Gunaca a way to circumvent the exemptions found in Sec. 630(f) of the ADEA and a vehicle for his ADEA claim. Cf. Rutland,
" 'It [was] the conferees intent that this exemption [should] be construed narrowly.' " Teneyuca,
Gunaca also argues that the district court erroneously granted El Paso County and Judge Alicia Chacon summary judgment on his Sec. 1983 claim on the grounds that neither was a proper party to the suit. The municipal defendants argued in their motion for summary judgment that, under Texas law, the district attorney possesses exclusive authority to hire and fire investigators. "Accordingly," they concluded, "neither Defendant Chacon nor Defendant County of El Paso can be held legally responsible for Defendant Esparza's decision to refuse to reappoint Plaintiff...." On appeal, Gunaca claims that he "does not dispute the fact that the decision to hire and fire was possessed totally by Esparza," but contends instead, as he did in his response to Esparza's motion for summary judgment, that the municipal officials control investigators' salary and employment benefits. We have previously held that such assertions do not state a claim for municipal liability under Sec. 1983. See Clark v. Tarrant County,
In Matherne, we considered whether a plaintiff's asserted rights under Elrod were "clearly established" at the time the plaintiff's employer allegedly violated them. The plaintiff had provided summary judgment evidence that he did not fall into the Branti exception, and we, taking the facts in the light most favorable to the party responding to the motion for summary judgment, took that fact as established for the purposes of our inquiry. Matherne,
The question " 'is not whether the law was settled, viewed abstractly, but whether, measured by an objective standard, a reasonable officer would know that his action [was] illegal.' " Click v. Copeland,
