56 Fair Empl.Prac.Cas. 1051,
Elizabeth WILSON, Plaintiff-Appellant,
v.
ZAPATA OFF-SHORE COMPANY, Defendant-Appellee.
Elizabeth WILSON, Plaintiff-Appellant,
v.
ZAPATA OFFSHORE, Defendant-Appellee.
No. 89-2825.
United States Court of Appeals,
Fifth Circuit.
Aug. 19, 1991.
John L. Maxey, II, Jackson, Miss., Wynn E. Clark, Owen, Galloway & Clark, Gulfport, Miss., for plaintiff-appellant.
Chris A. Lorenzen, Crain, Caton, James & Womble, Houston, Tex., for defendant-appellee.
Appeals from the United States District Court for the Southern District of Texas.
Before GARWOOD and WIENER, Circuit Judges, and VELA1, District Judge.
GARWOOD, Circuit Judge:
Plaintiff-appellant Elizabeth Wilson (Wilson) originally filed two actions against her former employer, defendant-appellee Zapata Off-Shore Company (Zapata). The first, filed October 9, 1984, alleged a claim for sex discrimination under 42 U.S.C. Sec. 2000e et seq. (Title VII); and the other, filed August 6, 1987, alleged Jones Act (46 U.S.C.App. Sec. 688) and general maritime law claims for emotional distress. These suits were subsequently consolidated for trial simultaneously before the bench and a jury, respectively. Wilson suffered a take-nothing judgment in each suit and has raised issues on appeal challenging both judgments. Finding no reversible error, we affirm.
Facts and Proceedings Below
Wilson worked for Zapata between 1980 and 1984. During that time, she was quickly promoted through several positions to her final position as Motorhand A at more than double her starting salary. Wilson left Zapata in October 1984 because she was experiencing emotional problems, which she claims were caused by a hostile work environment aboard the rig. She was admitted to Riverside Hospital in Jackson, Mississippi on October 16, 1984, where she was treated for anxiety-related disorders. Following her discharge from the hospital in November 1984, Wilson continued to seek psychiatric counseling, and she did not hold a steady job for over two years.
Wilson alleges that she was "the object of sexual advances [by male co-employees] almost from the beginning of her employment on the rig." She claims that when she fended off these unwelcome advances, the men tried to use their authority to demote her or to see that she did not receive certain promotions. In March 1984, Wilson complained to the EEOC that she was discriminated against in promotion decisions and was subjected to sexual harassment. These allegations later formed the basis of her Title VII complaint. Meanwhile, on July 12, 1985, Wilson filed a Longshore and Harbor Workers' Compensation Act (LHWCA)2 claim for compensation against Zapata based on allegations similar to those described above. The administrative law judge rendered a decision on September 30, 1986, denying benefits because Wilson was a seaman and thus covered under the Jones Act, not the LHWCA. Wilson filed an appeal, which was dismissed on October 28, 1987. The LHWCA claim has not been pursued further.
While the appeal was pending in her LHWCA suit, Wilson filed suit against Zapata under the Jones Act, claiming that Zapata negligently permitted the male crew to create a hostile work environment that led to her eventual nervous breakdown. Because Jones Act suits are subject to a three-year statute of limitations,3 the district court directed a verdict on all acts, omissions, and conduct occurring before August 6, 1984 (three years prior to the date the Jones Act suit was filed), and prohibited the jury from considering substantively any conduct before that date. The court did, however, permit evidence concerning prior conduct of Zapata's crew toward Wilson to be admitted for the purpose of showing Wilson's condition or propensity to injury. At trial, Wilson presented extensive testimony, spanning her entire career with Zapata, recounting numerous incidents that she claimed constituted harassment. In addition to the testimony describing incidents prior to the bar date, Wilson also testified that while on the job she was fondled and grabbed by two male co-employees within the limitations period. Zapata, on the other hand, denied that Wilson had been subjected to a hostile work environment. The men Wilson accused of sexually harassing her denied the incidents alleged, and explained their actions of seeking demotions or filing reports criticizing Wilson's work on the ground that Wilson had been promoted too quickly and was unable to adequately perform as Motorhand A. The Zapata witnesses admitted that Wilson might have been subjected to "heckling" or practical jokes, but asserted that the heckling was "good natured" and usual practice on board such rigs. This observation was specifically confirmed by Wilson's female co-employee roommate on board the rig, who further testified that Wilson herself frequently engaged in this sort of teasing. In closing argument, Zapata implied that Wilson's emotional breakdown was attributable to several factors outside the work environment. Wilson had been seeing a married man for some time, and gave birth to his child out of wedlock. Unsurprisingly, Wilson's relationship with this man was turbulent. In addition, Wilson had a history of gastrointestinal problems prior to her association with Zapata.
After hearing all of this evidence, the jury found that Wilson had not been injured within the limitations period. In accordance with the jury's findings, the district court entered a take-nothing judgment on the Jones Act claims on May 2, 1989. The Title VII claims were tried simultaneously to the bench, and the district court issued findings of fact and conclusions of law, which stated that Wilson had not been subjected to sexual harassment or discrimination. Accordingly, on July 19, 1989, the district court entered a take-nothing judgment on the Title VII claims. Wilson has raised issues on appeal relating to both judgments.
Discussion
I. Jones Act Claims
A. Sexual harassment under the Jones Act
Although Zapata did not raise this issue below or in its brief, Zapata has subsequently brought to this Court's attention4 the recent Sixth Circuit opinion in Griggs v. National Railroad Passenger Corporation, Inc.,
The Griggs decision is apparently the only circuit court decision on this issue. In Griggs, the plaintiff alleged that her employer, Amtrak, had negligently permitted racial and sexual harassment to occur; as a result, she claimed to have suffered from, among other things, depression and migraine headaches. However, the plaintiff made only general allegations and did not detail the racial or sexual occurrences. Observing that "the facts alleged by the plaintiff are those of which Title VII claims are made," the court concluded that "plaintiff's claims are not cognizable under the FELA." Griggs,
This Circuit has recognized that "[c]ourts have long allowed plaintiffs to recover for psychic and emotional harm in Federal Employers' Liability Act or Jones Act/maritime cases." Hagerty v. L & L Marine Services, Inc.,
"The wording [of the FELA] was not restrictive as to the employees covered; the cause of the injury, except that it must constitute negligence attributable to the carrier; or the particular kind of injury resulting.
"To read into this all-inclusive wording a restriction as to the kinds of employees covered, the degree of negligence required, or the particular sorts of harms inflicted, would be contradictory to the wording, the remedial and humanitarian purpose, and the constant and established course of liberal construction of the Act followed by this Court." Urie,
A recent district court opinion considered but rejected application of Griggs to facts similar to those now before us. In Masiello v. Metro-North Commuter Railroad,
We find Griggs inapposite on the present facts. Although Wilson's Jones Act complaint is quite terse and does not detail the allegations upon which her suit is founded, we do, unlike the Griggs court, have the benefit of a full and complete record. We decline to hold that Wilson's claims of harassment are not cognizable under the Jones Act. We assume that the Jones Act does not cover conduct that is wrongful only by virtue of the provisions of Title VII. However, the record before us reveals that Wilson has claimed more than conduct which is wrongful only because it was motivated by a bias against the victim on account of her sex. Rather, Wilson's evidence tended to show harassment, both physical and otherwise, resulting in physical and emotional injury. There is evidence indicating that she suffered physical manifestations of harm, including weight loss, vomiting, and diarrhea. In addition, Wilson testified to incidents of unwanted physical contact instigated by her male co-workers, contact which in some instances amounted to a common-law battery. Such conduct could be found wrongful even if Title VII had never been enacted and without regard to concepts of sex discrimination. These assertions of tortious physical contact and significant physical injury are sufficient to create a claim for harassment,8 which this Circuit has recognized as cognizable under the Jones Act. See Hagerty, supra. Accordingly, we now turn to the merits of Wilson's Jones Act appeal.
B. Statute of limitations
The district court directed a verdict on all acts, omissions, and conduct occurring before August 6, 1984 (three years prior to the date the Jones Act suit was filed). The first interrogatory to the jury asked whether "Wilson [was] injured on the job after August 5, 1984," which the jury answered, "No." By answering the first question in the negative, the jury did not reach the subsequent questions. Wilson presents three grounds for reversing the district court's directed verdict on the limitations issue.
A motion for directed verdict presents the district court with a question of law, Glazer v. Glazer,
1. Equitable tolling by LHWCA claim
In a case of first impression, we must address Wilson's argument that the Jones Act statute of limitations should have been tolled by her pursuit of a LHWCA claim, which was ultimately denied on jurisdictional grounds.10 Wilson relies on Burnett v. New York Central Railroad Co.,
This Circuit has addressed, but not yet resolved, the issue of whether the Jones Act statute of limitations may be tolled by pursuit of a Jones Act claim that was denied on jurisdictional grounds. Covey v. Arkansas River Co.,
Statutory limitation periods are " 'designed to promote justice by preventing surprises through the revival of claims that have been allowed to slumber until evidence has been lost, memories have faded, and witnesses have disappeared.' " American Pipe and Construction Co. v. Utah,
Given the policies favoring limitation periods, federal courts have typically extended equitable relief only sparingly. Irwin v. Veterans Administration, --- U.S. ----,
We reject Wilson's arguments for equitable tolling by virtue of her LHWCA claim.
2. Discovery rule
Wilson argues, alternatively, that the "discovery rule" should be applied, and that the district court erred by not allowing the jury to decide when she discovered her injury. One of the leading cases in this Circuit on limitations analysis in Jones Act cases is Albertson v. T.J. Stevenson & Company, Inc.,
We find Wilson's argument for application of the discovery rule to be without merit. The law in this circuit requires application of the time-of-event rule "whenever the plaintiff is aware of or has had reasonable opportunity to discover 'the critical facts of [the] injury and its cause.' " Clay v. Union Carbide Corp.,
3. Continuing Tort
Wilson also argues that her harassment by several members of Zapata's crew constituted a continuing tort such that her cause of action did not accrue until the date of the last act, which was September 1984. She cites cases that hold generally that when an injury is caused by continuing or repeated acts, the statute of limitations may be tolled until the last day the employee was subjected to the conditions causing the injury. See Fletcher v. Union Pacific Railroad Co.,
We conclude that Wilson's reliance on the continuing tort doctrine is misplaced. The district court did not bar Wilson's entire cause of action, but merely recovery for injuries sustained outside the limitations period. If Zapata's conduct truly constituted a continuing tort, the jury would have found that Wilson was injured after August 5, 1984. However, the jury found that Wilson did not sustain an injury after that date. We reject Wilson's argument that her claims all accrued in September 1984.
4. Conclusion
In conclusion, we hold that the district court properly directed a verdict in favor of Zapata for all conduct occurring more than three years before Wilson filed suit under the Jones Act, and properly instructed the jury to allow recovery only for injuries sustained after that time.
C. Jury charge on aggravation of a pre-existing condition
Wilson's objection to the jury charge is apparently two-fold. We first address Wilson's complaint that the district court failed to hold a formal charge conference prior to allowing the jury to retire. Federal Rule of Civil Procedure 51 requires that a party wishing to preserve error on a jury charge must object "before the jury retires." Therefore, this Court has held that the district court must give the parties an opportunity to make objections to the charge before allowing the jury to retire. Doucet v. Gulf Oil Corp.,
Addressing the substance of the charge, we note that parties are not entitled to have the jury instructed in the precise language or form they suggest. Pierce v. Ramsey Winch Co.,
"THE COURT: All right. How about this? An emotional affront without physical impact is an injury if it has serious consequences similar to those resulting from a physical injury?"MR. CLARK: I think that's pretty accurate."
Further, we will not reverse if we conclude, based upon the entire record, that the challenged instruction would in all likelihood not have affected the outcome of the case. Bass v. USDA,
We conclude that Wilson's contentions with respect to the jury charge present no reversible error.
D. Admission of hospital record
Wilson next challenges the district court's refusal to exclude portions of hospital records reporting a statement by Wilson's sister, Laird, to a social worker, who recorded that "informant reports that the patient is a habitual liar and has been all of her life." Wilson objected at trial on grounds that the evidentiary foundation had not been made under Fed.R.Evid. 803(6) (specifically, that Zapata had failed to establish that the records were accurate); that the statement was multiple hearsay under Fed.R.Evid. 805; and, if otherwise admissible, the statement was unduly prejudicial under Fed.R.Evid. 403. Wilson renews these objections on appeal.
Wilson is correct that the hospital record contains double hearsay. Double hearsay in the context of a business record exists when the record is prepared by an employee with information supplied by another person. If both the source and the recorder of the information, as well as every other participant in the chain producing the record, are acting in the regular course of business, the multiple hearsay is excused by Rule 803(6). United States v. Baker,
Rule 803(6) provides a hearsay exception for records kept in the course of any regularly conducted business activity, which would include hospitals. See Advisory Committee's Notes on Federal Rule of Evidence 803(6), 28 U.S.C.App., p. 723; Ricciardi v. Children's Hospital Medical Center,
Wilson complains that a proper foundation was not laid for the admission of the records. An affidavit of the custodian of records of Dr. Debra Rogers, who is listed as the psychiatrist on the disputed report, was submitted in connection with the social worker's report.15 The affidavit contains statements that track the language of Rule 803(6) nearly word for word. Although Wilson is correct that the affidavit does not contain a statement verifying the accuracy of the report, Rule 803(6) does not require testimony that the record is accurate. As this Court has previously held, "Any person in a position to attest to the authenticity of certain records is competent to lay the foundation for the admissibility of the records; he need not have been the preparer of the record, nor must he personally attest to the accuracy of the information contained in the records." Rosenberg v. Collins,
The second level of hearsay presents a closer question. The out-of-court statements by Laird were offered to prove the truth of the matter asserted, and thus were classic hearsay. Zapata argues that Laird's statements fall within Fed.R.Evid. 803(4), which excepts from the hearsay rule statements made for purposes of medical diagnosis or treatment. The test, when examining whether statements contained in medical records relating to a patient's condition are admissible hearsay, is whether such statements are of the type pertinent to a physician in providing treatment. Cook v. Hoppin,
Wilson also asserts that even if the hospital records were admissible, they were unduly prejudicial and should have been excluded under Federal Rule of Evidence 403. For the reasons noted above, we doubt that the statements had much of real value to contribute, though by the same token it does not appear that the records would likely influence the jury to make its decision on an improper basis.
We pretermit determination of whether admission of the records was error. Even it were, we will not reverse if we find that the error was harmless. Fed.R.Civ.P. 61; Fed.R.Evid. 103. We conclude that it is highly probable that the admission of these medical reports did not affect Wilson's substantial rights. We note that Wilson's sister was called to testify and denied making the statements to the social worker. There was abundant other evidence casting serious doubt on Wilson's credibility, as well as directly contradicting her version of the crucial events on which she based her suit.E. Conclusion
We affirm the district court's judgment with respect to Wilson's Jones Act claims, including the denial of her motion for new trial.
II. Title VII Issues
Findings of Fact and Conclusions of Law
Federal Rule of Civil Procedure 52(a) requires a court trying an action without a jury to "find the facts specially and state separately its conclusions of law thereon...." This Circuit has "routinely reversed a trial court that has failed to set forth sufficient findings of fact and conclusions of law in actions under Title VII." Ratliff v. Governor's Highway Safety Program,
Wilson further alleges that the district court failed to recognize the elements of sexual harassment in the context of a hostile environment. If the district court operated under an erroneous conception of the law regarding sexual harassment in the work environment, its findings cannot stand. See Parson v. Kaiser Aluminum & Chemical Corp.,
Conclusion
For the reasons stated, the judgments of the district court are
AFFIRMED.
Notes
District Judge of the Southern District of Texas, sitting by designation
33 U.S.C. Sec. 901 et seq
The Jones Act incorporates by reference the Federal Employers' Liability Act (FELA), which has a three-year statute of limitations. 45 U.S.C. Sec. 56
Federal Rule of Appellate Procedure 28(j) provides that if "pertinent and significant authorities" come to a party's attention after its brief is filed or after oral argument, but before an opinion has been rendered, the party may "promptly advise the clerk of the court, by letter, with a copy to all counsel, setting forth the citations."
45 U.S.C. Sec. 51 et seq
46 U.S.C.App. Sec. 688 provides that "all statutes of the United States modifying or extending the common-law right or remedy in cases of personal injury to railway employees shall apply" to Jones Act seamen
On reconsideration, the court declined to rehear the case en banc, but modified the original opinion, stating that a Jones Act plaintiff may recover for serious mental distress assuming an "actionable injury." Hagerty,
Because we find that Wilson has asserted tortious physical contact and physical injury, we need not reach the issue of whether a purely emotional injury would be cognizable under the Jones Act
A defendant's motion for directed verdict on a seaman's claim under the Jones Act is reviewed under the strict standard applied in FELA cases. Thornton v. Gulf Fleet Marine Corp.,
Coverage under the LHWCA is limited to "employees," defined as follows:
"The term 'employee' means any person engaged in maritime employment, including any longshoreman or other person engaged in longshoring operations, and any harbor-worker including a ship repairman, shipbuilder, and a ship-breaker, but such term does not include--
"....
"(G) a master or member of a crew of any vessel...." 33 U.S.C. Sec. 902(3).
The test to determine "member of a crew" status under the LHWCA is the same as the test for "seaman" status under the Jones Act. Barrett v. Chevron U.S.A., Inc.,
The LHWCA provides that, in cases of covered employment, the employer is liable for and is bound to secure the payment of compensation payable under the provisions of the Act resulting from a covered injury irrespective of fault. 33 U.S.C. Sec. 904(b)
The parties apparently engaged in an informal charge conference as an ongoing process occurring during several recesses throughout the trial. Near the end of the trial, the court explained the procedure by which it would take formal objections:
"What I am probably going to do is order you to make your objections to the charge on grounds of insufficiency of the evidence and all of those kinds of things, omissions. And after the jury retires and then you will object to that, and I will overrule the objections so that there is no chance of anybody saying you waived it by consenting to a bizarre practice. But given the lateness of the hour, I think we ought to go ahead and get it argued, and I will take your objections.... But the ones for the record, to preserve the points for later motions, we can do later."
Just prior to closing argument, the court asked whether the charge contained any "other typing or omission defects." Plaintiff's counsel responded, "We see none, Judge. We have got some objections and we have gone over them before. I understand you want us to do them later." The court replied, "I order you to do them later." Following closing argument, and during jury deliberation, the court entertained formal objections by both parties to the entire charge.
Special interrogatory number 1 defined "injury" as
"damage to the structure of the body, including diseases that naturally result from the harm. An emotional affront, without physical impact, is an injury if it has serious consequences similar to those resulting from a physical injury."
The only objection at trial made with respect to special interrogatory 9 or proposed instruction P-15 was as follows:
"There is no objection to question number 9, except we believe that Plaintiff's instruction P-15 on aggravation should have been given to adequately instruct the jury on aggravation, since the court was limiting us to post August 5 of '84, acts and omissions and conditions of the vessel."
In fact, the court did instruct the jury on aggravation, by including within interrogatory number 9 the following:
"Do not include any amount for any condition existing before August 5, 1984, except to the extent that the other condition was aggravated. The worker who is more difficult to cure because of an earlier injury is entitled to compensation for the full cost of the results of the current injury."
Wilson makes much of the fact that the affidavits were not stapled to the underlying records. However, Wilson does not seriously contend that she was misled as to whether such affidavits existed or whether they were intended to establish the foundation for admitting the records. Accordingly, we find this argument to be without merit
