25 Fair Empl.Prac.Cas. 256,
Deborah S. WILLIAMS, individually, and on behalf of all
other persons similarly situated, Plaintiff-Appellant,
v.
COLORADO SPRINGS, COLORADO, SCHOOL DISTRICT # 11, and
Cоlorado Springs Teachers Association, Defendants-Appellees.
No. 79-1301.
United States Court of Appeals,
Tenth Circuit.
Argued July 7, 1980.
Decided Feb. 9, 1981.
Martin A. Mansfield, Jr., Littleton, Colo., for plaintiff-appellant.
R. E. Anderson of Horn, Anderson & Johnson, Colorado Springs, Colo., for defendants-appellees.
Before SETH, Chief Judge, McKAY, and SEYMOUR, Circuit Judges.
SEYMOUR, Circuit Judge.
This Title VII race discrimination action was brought under 42 U.S.C. § 2000e et seq., by Deborah Williams on behalf of herself and all other black persons who have been employed as school teachers or who have applied for employment as school teachers in Colorado Springs, Colorado School District # 11. Williams alleges that in violation of Title VII, (1) the District's hiring and assignment practices have resulted in the concentration of black teachers in a few schools within the District and (2) she was denied employment with the District for the school year 1973-74 because of her race. After trial to the court, judgment was rendered in favor of District # 11 on both the individual claim and the class action. We affirm in part and reverse in part.
In July 1970, Williams was hired by the District for the 1970-71 school year to teach fourth grade in Garfield Schoоl. Three weeks after she commenced employment with the District, she was reassigned to Roosevelt School due to increased student enrollment there. From the start, Williams experienced difficulty adjusting to Roosevelt. Unlike Garfield, Roosevelt employed a team teaching system, under which four teachers taught a group of approximately 115 students in an open classroom. This system required the teachers to coordinate their efforts closely, and Williams, who was the only black teacher at the school, experienced difficulty collaborating with the other teachers. She testified she was told by a fellow teacher that she was not wanted at Roosevelt, and that the teachers often failed to include her in planning sessions. Indeed, after her first day at Roosevelt, E. B. Whisenhunt, Roosevelt's white principal, told her that he would never have hired her.
Roughly four months later, Whisenhunt informed Williams that her contract would probably not be renewed for the next yеar. He told her she was not meeting the District's teaching standards and provided her a written list of deficiencies in her performance. On January 28, 1971, Whisenhunt wrote Williams a letter advising her again that it was doubtful her contract would be renewed. In March, Williams received her official first year evaluations, all of which were poor. The evaluators included Mrs. Arnold, a visiting black supervisor; Mrs. MacMichael, a white supervisor; and Mr. Whisenhunt. All three recommended that her contract not be renewed. Whisеnhunt commented:
"I would recommend that she return to school for course work in elementary reading, math, science, social studies, and child development. Ultimately I believe this to be in her best professional interest, and in the educational welfare of her students to be."
Rec., vol. IX, exhibit 21.
When Williams was informed she would not be given a contract for the next year, she decided to pursue a master's degree in teaching at Colorado College. She earned four A's and four B's in graded courses and received her degree on January 28, 1973. She then reapplied for a teaching position with the District for the 1973-74 school year. After interviewing with a number of principals at different elementary schools in the District, she failed to receive an offer of employment.
Shortly thereafter, Williams filed charges with the Colorado Civil Rights Commission and the Equal Employment Opportunity Commission. When the E.E.O.C. dismissed Williams' complaint, she brought this action. The complaint alleges the District unlawfully discriminated against her in refusing tо hire her for the 1973-74 school year. It also directly attacks the District's hiring and assignment procedures on behalf of a class of all those black persons who have been adversely affected by such procedures.
Under the District's hiring and assignment system, a school principal is vested with almost complete discretion in hiring teachers for that school. The district court found that
"(w)hile the central administrative personnel office receives the applications for employment and screens them for qualifications, the individual hiring decisions are made by school principals. The principals who make these hiring decisions are free to use individual subjective evaluations of the applicants without being restricted by hiring guidelines other than the necessary teacher certification."
Rec., vol. I, at 38. Mr. Lynn, an administrator in the personnel office, explained the rationale for the District's principal-centered hiring system:
"(The principal) is really closеr to the need our buildings are so different.
"The programs are different. They are in a really better position to know exactly what is needed in a teacher to fill a particular vacancy. They know their program better than we do."
Rec., vol. II, at 193. When asked to specify the major needs to which he was referring, Mr. Lynn testified: "It can be programmed (sic ). It can be personalities. It can be a staff balance, age, sex, race to make up the uniqueness of the building; the incomе area; the size; many things." Id. at 201.
The District's black teachers are concentrated in schools with a large proportion of black students, particularly those schools with black principals. Statistical evidence was presented ranking the District schools by the cumulative total of full-time black teachers employed per year at each school between 1972 and 1978. It showed that 3 of the 37 elementary schools in the District employed more than 50% of the District's black teachers during this period and 5 of 37 schools employed more than 67%. The evidence also revealed that 17 District elementary schools did not have a single black teacher between 1972 and 1978. Mr. Larry Osaki, a qualified statistician, concluded that this skewed distribution of black teachers in the District was best explained by the distribution of black students among the various schools in the District. Plaintiff argues that this concentration of black teachers in the few schools with high black student populations demonstrаtes that the District's hiring practices have had a discriminatory impact on black teachers in violation of 42 U.S.C. § 2000e-2(a)(2), namely, that employment opportunities for black instructors have effectively been limited to those schools with a substantial number of black students.1
With respect to the class claim, the trial court held the evidence sufficient to make a prima facie showing that the District's hiring system was unlawful. However, the court found that the District had successfully rebutted the prima faciе case by articulating a legitimate, nondiscriminatory reason for its principal-centered hiring practices, i. e., a principal's superior knowledge of the peculiar needs of his own school. The district court also ruled that Williams established a prima facie case of employment discrimination with regard to her individual claim. The court again concluded that the District had rebutted the prima facie showing by articulating a legitimate reason for her nonemployment, i. е., that the principals who had considered her had selected other applicants for nondiscriminatory reasons.
On appeal, Williams contends that (1) the trial court improperly applied the "disparate treatment" standard of McDonnell Douglas Corp. v. Green,
I.
The Class Action
Disparate treatment and disparate impact are "alternative theories upon which a right to relief under Title VII may be established in a given case." Wright v. National Archives & Records Service,
"In a Title VII case based on disparate impact, the consequences of the employment practice are prohibited, and good intent or absence of discriminatory intent does not redeem employment procedures or testing mechanisms that operate as 'built-in headwinds' for minоrity groups and are unrelated to measuring job capability. Griggs v. Duke Power Co.,
See also Muller v. United States Steel Corp.,
The class action in this case is based upon a disparate impact theory. Williams claims that the District's hiring and assignment practices have caused black teachers to be concentrated in a few District schools. The trial court correctly held the evidence established a prima facie case of a Title VII violation. Here, as in Sledge v. J. P. Stevens & Co.,
"We need not inquire whether this burden was satisfiеd solely by the statistical evidence of the significant disadvantages under which the plaintiff class laboured, since where, as here, such proof is coupled with evidence that defendant based hiring and other employment decisions upon the subjective opinions of white (superiors), the trial court is entitled to infer, as it did here, that the defendant illegally discriminated ...."
See also James v. Stockham Valves & Fitting Co.,
Once the plaintiff establishes a prima fаcie case of discriminatory impact, "the employer must meet 'the burden of showing that any given requirement (has) ... a manifest relationship to the employment in question.' " Dothard,
"(T)he business purpose must be sufficiently compelling to override any racial impact; the challenged practice must effectively carry out the business purpose it is alleged to serve; and there must be available no acceptable alternative policies or practices which would better accomplish the business purpose advanced, or accomplish it equally well with a lesser differential racial impact."3
Robinson v. Lorillard Corp.,
Williams contends the district court failed to apply these standards for discriminatory impaсt cases in dismissing the class action. We agree. Instead, it appears the court applied the standards for evaluating "disparate treatment" claims set forth in McDonnell Douglas Corp. v. Green,
What must be done to rebut a prima facie showing in a disparate treatment case is significantly different from a sufficient rebuttal in a disparate impact case. See Kirby,
In light of the district court's misapplication of "disparate treatment" standards to this "disparate impact" claim, we reverse and remand the class action for further consideration consistent with this oрinion. We express no view on whether the District's evidence was sufficient to rebut the prima facie case of the class under the more exacting "business necessity" standard established in Griggs,
In Muller, we declared our concern with the defendant's "lack of meaningful standards to guide the promotion decision, whereby there is some assurance of objectivity. Such personal and subjective criteria encourage and foster discrimination."
"Greater possibilities for abuse ... are inherent in subjective definitions of employment selection and promotion criteria. Yet they are not to be condemned as unlawful per se, for in all fairness to applicants and employers alike, decisions about hiring and promotion in supervisory and managerial jobs cannot realistically be made using objective standards alone. Thus, it is especially important for courts to be sensitive to possible bias in the hiring and promotion process arising from such subjective definition of employment criteria."
See also Barnett v. W. T. Grant Co.,
On remand, it is incumbent upon the trial court to carefully weigh the evidence presented by the District in determining if the District's hiring and promotion procedures are justified under the business necessity standard.5II.
The Individual Claim
Williams also challenges the trial court's finding that the District's failure to hire her for the 1973-74 school year did not constitute discriminatory treatment. As indicated earlier, in McDonnell Douglas,
The trial court held the District successfully rebutted Williams' showing of a prima facie case with evidence that the school principals who interviewed her for a position had legitimate reasons for not selecting her, and that she failed to demonstrate these reasons were merely a pretext for discrimination. We must uphold the trial court's findings unless they are clearly erroneous. Zenith Radio Corp. v. Hazeltine Research, Inc.,
The District presented evidence that Williams received extremely poor evaluations from all of her supervisors during the 1970-71 school year. Mrs. Arnold, a black supervisor in the District who had evaluated Williams in 1971, informed one of the principals interviewing Williams in 1973 that shе had "deep concerns" about Williams' reemployment with the District. That principal selected a different applicant who had also taught in the District but who had good references. Another principal who interviewed Williams for a first grade position stated that he selected instead an applicant who had been teaching first grade in another District school. He testified that this applicant, who was applying for a transfer within the District, had to be placed in one of the District's schools, and since she was at least as well qualified as the other applicants, he selected her. A third principal testified that he selected an applicant whom he felt would be "open to suggestions, very willing to work with other people, just very congenial" rather than Williams whom he characterized as "rather brusk, and rather overbearing" in the interview. Rec., vol. VI, at 5.
In view of this evidence, we cannot say the trial court's finding that the District articulated legitimate, nondiscriminatory reasons for Williams' rejection was clearly erroneous. Nor under the strict standard for reviewing factual findings can we say that the trial court was clearly erroneous in finding that those reasons were not merely pretexts for discrimination.
The judgment below is reversed insofar as it dismisses the class action, and the case is remanded for further proceedings consistent with this opinion. The judgment in favor of defendants on Williams' individual claim is affirmed.
Notes
Section 703(a)(2) of Title VII of the Civil Rights Act of 1964, 42 U.S.C. § 2000e-2(a)(2), prоvides:
"(a) It shall be an unlawful employment practice for an employer
(2) to limit, segregate, or classify his employees or applicants for employment in any way which would deprive or tend to deprive any individual of employment opportunities ... because of such individual's race ...."
If the District's hiring practices confined black applicants for teaching positions to certain schools within the District as plaintiff's evidence suggests, there is no question they violated this prоvision. The Supreme Court has emphasized that "Title VII provides for equal opportunity to compete for any job ...." International Brotherhood of Teamsters v. United States,
As have other courts, we have spoken of business necessity in terms of a "showing that the maintenance of safety and efficiency requires the practice," Muller,
Whether the business purpose can be "served by a reasonably available alternative method having less discriminatory effects," see Muller,
That District # 11 may have later adopted such a system and may now have higher minority representation is, of course, irrelevant to whether the District earlier violated Title VII. As we stated in Jones v. Lee Way,
We have already pointed out that proof of purрoseful discrimination is not necessary in a disparate impact case. See page 8 supra
In United States v. Hazelwood School Dist.,
