Lead Opinion
OPINION
This is an appeal from a judgment of forfeiture. The trial court ordered $18,800 in U.S. currency forfeited to the Houston Police Department (70%), Harris County District Attorney’s Office (Harris County Treasurer’s Fund No. 5922, 27%), and Harris County Treasury Fund no. 5940 (three percent).
In three points of error, Jones, a respondent below, contends (1) the trial court erred when it denied her innoсent owner defense; (2) the forfeiture was overwhelmingly disproportionate to her and violated due process; and (3) the forfeiture was punitive and did not serve the purposes for which the forfeiture statute was enacted. In three points of error, Guzman, the other respondent below, argues (1) the State faded to show a reasonable belief there was a substantial connection between the money and criminal activity; (2) it was error to allow Officer Walker to give an expert opinion; and (3) the forfeiture judgment was based on unreliable and prejudicial evidence, i.e., a narcotics detection dog who was rewarded each time it made a positive alert. We affirm.
A. The Facts
On July 5, 1994, Houston police arrested Guzman and charged him with possession with intent to deliver over 400 grams of cocaine. At the time of Guzman’s arrest, he was driving the Nissan, and police found a kilo of cocaine in his waist band and the $18,800 at issue in a duffel bag in the rear of the car. On October 28,1994, after pleading guilty, Guzman was sentenced to 20-years confinement and a fine of $1.00.
On August 3,1994, the State filed its notice of seizure and intended forfeiture of the $18,-800 and the Nissan. The cash and the car were seized based on the same violation for which Guzman was prosecuted, convicted, and sentenced. Guzman claimed the $18,800 in cash, but denied any ownership interest in the car. Jones claimed the Nissan.
Jones is a mail carrier for the U.S. Postal Service and has been since 1992. She has no history of felony convictions, drug convictions, or probation. She was not present at Guzman’s arrest and has not been charged with any crime.
Officer Walker testified the Houston police received information from an informant that a black male known only as “Alex” was working the 6800 blоck of Luddington in southwest Houston dealing crack cocaine, driving a Nissan. Walker and other officers went out to the 6800 block and “set up” there. They saw “Alex” driving the Nissan that had been described to them by the informant. As Guzman approached the gates of the apartment complex the police had been told he frequented, Walker and his partner pulled in front of the Nissan, and a marked police car pulled up in back of the Nissan. Walker
Walker testified that Guzman said he had a recent “falling out” with his girlfriend, Jones, and she put Guzman out of the apartment they were sharing. At the time of his arrest, Guzman claimed the Nissan belonged to him. Walker testified that he found several receipts in the Nissan for repairs to the Nissan’s transmission and air conditioning. The receipts showed that Guzman had paid for the repairs in cash. In the glove compartment of the Nissan, Walker fоund a traffic ticket issued to Guzman while he was driving the Nissan.
Other police officers found the $18,800 in the rear cargo area of the Nissan in a black duffel bag. Walker testified he asked Guzman where the money came from. According to Walker, Guzman told him “he had just sold a kilo of cocaine at the Fiesta Food Mart.” Guzman also told Walker that he was selling drugs so he could get a place to live and some furniture.
Walker testified that “a canine was run” on the black duffel bag containing the $18,800. The canine gave a positive alert, consistent with what Walker had previously observed as а positive reaction to contraband, i.e., when the dog found contraband he became aggressive, tearing at the contraband and barking very loudly.
B. The Law
Property that is contraband is subject to seizure and forfeiture under chapter 59 of the Texas Code of Criminal Procedure. Tex. Code Crim.P. art. 59.02(a). “Contraband” means property of any nature, including real, personal, tangible, or intangible, that is used or intended to be used in the commission of any felony under chapter 481 of the Texas Health and Safety Code, the Texas Controlled Substances Act. Tex.Code CRIM.P. art. 59.01(2)(B)(i). The offense оf “possession with intent to deliver more than 400 grams of cocaine” is a felony under the Controlled Substances Act. TexHealth & Safety Code §§ 481.033(1)(D), 481.113.
In a forfeiture proceeding, the State must prove by a preponderance of the evidence the property seized is contraband and, therefore, the property is subject to forfeiture. State v. $11,014,
There is an “innocent owner” defense which provides an owner’s interest in property may not be forfeited under chapter 59 if the owner: (1) acquired and perfected her interest before or during the act giving rise to the forfeiture; and (2) did not know or should not reasonably have known of the act giving risé to the forfeiture or that it was likely to occur at or before the time of acquiring and perfecting the interest. Tex. Code CRIM.P. art. 59.02(c). The claimant making the innocent owner defense has the burden to prove it. $9,050 v. State,
C. Jones’s Points of Error
1. The innocent owner defense
In point of error one, Jones insists the trial court erred when it denied her innocent own
We construe this point of error to be there is neither legal nor factually sufficient evidence to support the trial court’s finding in its findings of facts that “The 1990 Nissan, Model 240SX VIN JN1HSS6POLW144462 made the subject of this suit is contraband as defined by Tex.C.Crim.P. Article 29.01(2)(B)(I),”
We review the evidence to support the trial court’s findings of fact by the same standards we use to review the evidence to support jury findings, thаt is, by applying the legal and factual sufficiency tests. $24,180 v. State,
If an appellant challenges the “factual sufficiency” of the evidence to support an adverse finding, we must consider and weigh all the evidence, both that in support of and contrary to the challenged finding. 1985 Cadillac,
Jones’s complaint about her “innocent owner” defense is a “matter of law” point because she had the burden of proof on it. There are two parts to the “innocent owner” defense. First, the owner must have acquired and perfected her interest before or during the act giving rise to the forfeiture. The parties have stipulated to Jones’s ownership of the Nissan, so there is no dispute that she satisfied the first part of the defense.
Secоnd, the owner must not have known or should not reasonably have known of the act giving rise to the forfeiture, in this case, Guzman’s possession of, with intent to deliver, cocaine. We acknowledge the trial court agreed to take judicial notice of the papers filed in this civil case. Although Jones refers to “discovery admissions and interrogatories,” they are not contained in the record.
Accordingly, there is no evidence in the record before us that Jones did not know or should not reasonably have known that Guzmаn was using her car for possession of cocaine with intent to deliver. The only evidence in the record concerning Jones consists of the facts that she is a postal worker; had shared an apartment with Guzman, but recently kicked him out; was not present at the time of his arrest; has not been charged in connection with his offense; and has no history of felony convictions or probations. This evidence is not probative to prove she did not know or should not have reasonably known about the offense that gave rise to the forfeiture of her car. Compare with Mitchell,
Accordingly, Jones did not establish her “innocent owner” defense as a matter of law. Because there is no evidence on the issue, we also overrule her factually insufficient challenge.
Jones’s complaint that the State did not show a substantial connection between the forfeited Nissan and Guzman’s criminal activity is a “no evidence” point because the State had the burden of proof on it. Looking only at the evidence in support of the finding the Nissan was contraband, we find that Walker’s testimony shows an informant describing Guzman and the Nissan to the police and telling the police that Guzman was selling crack cocaine. This information was confirmed when Walker and other officers set up in the location mentioned by the informant. There is also the evidence of car repair receipts signed by Guzman, further indicating a connection between Guzman and the Nissan. When Walker and the other officers sandwiched Guzman in the Nissan between their vehicles, Walker noticed Guzman stuffing something in his pants and moving around the car. Although Walker believed Guzman may have had a gun, a search of Guzman produced a large amount of cocaine. Finally, Guzman stated to police that he had just completed a drug deal, the inference being that he had driven to the present location in the Nissan from the Fiesta Mart. This evidence is legally sufficient to establish a substantial connection between the Nissan and Guzman’s criminal activity. 1985 Cadillac,
Accordingly, we find the evidence legally sufficient to support the finding the Nissan was contraband, i.e., there was a substantial connection between the Nissan and Guzman’s criminal activity. Nor is there any evidence disputing the nexus between the Nissan and Guzman’s possession of cocaine with intent to deliver. Accordingly, we find the evidence factually sufficient to support a substantial connection between the two.
We overrule Jones’s point of error one.
2. Forfeiture violates due process and is punitive
In Jones’s point of error two, she contends the forfeiture of her Nissan is overwhelmingly disproportionate to her because she was not charged in the underlying indictment and
Her reliance on Ursery and One Assortment of 89 Firearms is misplaced. The issue addressed by those cases is whether the imposition of an in rem civil forfeiture, after a defendant has already been acquitted or convicted and sentenced to imprisonment, a fine, or both, constitutes double jeopardy. Ursery, 518 U.S. at -,
Nor does the holding in Calero-Toledo assist Jones. In Calero-Toledo, the Court recognized that it is difficult to reject the constitutional claim of an owner whose property subjected to forfeiture had been taken from him without his privity or consent and, by analogy, the claim of an owner who proved not only that he was uninvolved in and unaware of the wrongful activity, but also that he had done all that reasonably could be expected to prevent the proscribed use of his property.
But in this ease appellee voluntarily entrusted the lessees with possession of the yacht, and no allegation has been made or proof offered that the company did all that it reasonably could do to avoid having its property put to an unlawful use.
The Court in Austin found the forfeiture provisions of two federal statutes were subject to the limitations of the eighth amendment’s excessive fines clause.
Despite the willingness of the Court in Austin to apply the excessive fines clause to forfeiture proceedings, Bennis holds that a state statute that does not protect an innocent owner against a forfeiture of proрerty does not offend the due process clause of the fourteenth amendment or the takings clause of the fifth amendment.
We conclude today, as we concluded 75 years ago, that the cases authorizing ac*264 tions of the kind at issue are “too firmly fixed in the punitive and remedial jurisprudence of the country to be now displaced.”
Article 59.02 of the Texas Code of Criminal Procedure provides protection for the property of an “innocent owner” in forfeiture proceedings if the owner establishes that he or she is truly innocent. We have concluded there is no evidence in the record that establishes Jones was a truly innocent owner. Neither Austin nor Bennis mandates the Nissan be returned to her.
We overrule Jones’s points of error two and three.
D. Guzman’s Points of Error
1. No substantial connection
In point of error one, Guzman argues the trial court erred when it allowed the forfeiture of $18,800 because the State did not show a reasonable belief there was a substantial connection between the money and criminal activity. He maintains there is no direct evidence linking the money to manufacturing, delivering, selling, or possessing a controlled substance, and the “dog alert” and the testimony of Walker are insufficient to support the forfeiture of the $18,800. Guzman reliеs on $2,067 v. State,
As we did with Jones’s point of error one, we construe this point as a challenge to the legal and factual sufficiency of the evidence to support the trial court’s finding in its findings of facts that, “The $18,800.00 in U.S. Currency made the subject of this suit is contraband as defined by Tex.C.Crim.P. Article 59.01(2)(A)(I).” Because the State has the burden of establishing the $18,800 is contraband, State v. $11,014,
One piece of evidence linking the money to criminal activity is the presenсe of the money in the same place where narcotics are found. Here, cocaine and the money were both located in the Nissan. Another piece of evidence linking the money to criminal activity is the “alert” of the trained narcotics dog. In a case where a narcotics dog made one alert on a cabinet containing money that was suspected of having been used in drug trafficking, the Fourteenth Court of Appeals stated:
[T]he presence of money at the same location in which narcotics are found does not conсlusively establish that the money is used in the commission of a felony, [but] it does, nonetheless, tend to demonstrate some evidence that the money was contraband. The positive alert by the detection dog on the safety deposit box, although tenuous, is more than a mere scintilla of evidence of a connection between the marijuana and the funds.
$136,205 (Johnson),
It is true that in $80,631, the court held the alert of the dog standing alone did not constitute evidence the currency was used in connection with a drug deal.
Walker testified that Guzman told him at the time of Guzman’s arrest that he had “just” sold a kilo of cocaine. In State’s Exhibit No. 1, an affidavit admitted into evidence, an investigator with the Harris County District Attorney’s Special Crimes Bureau testified the wholesale value of a kilo of cocaine on the streets of Harris County was between $17,000 and $22,000.
In $2,067,
Accordingly, we find the evidence legally sufficient to support a finding the $18,800 was contraband. Nor is there any evidence to the contrary disputing the nexus between the $18,800 and Guzman’s possession of cocaine with intent to deliver. Accordingly, we find the evidence factually sufficient to support a substantial connection between the two.
We overrule Guzman’s point of error one.
2. Improper expert opinion
In point of error two, Guzman contends the trial court committed reversible error by overruling his objection to allоwing Walker to give an expert opinion on a subject he was not an expert in, i.e., the “alert” of a trained drug detection dog.
Rule 702 of the Texas Rules of Civil Evidence, which was modeled on Fed.R.Evid. 702, governs the admissibility of expert testimony. E.I. du Pont de Nemours & Co. v. Robinson,
If scientific, technical, or other specialized knowledge will assist the trier of fact to understand the evidence or to determine a fact in issue, a witness qualified as an expert by knowledge, skill, experience, training, or education, may testify thereto in the form of an opinion or otherwise.
The rule encompasses not only scientific knowledge, but specialized knowledge. See Daubert v. Merrell Dow Pharm., Inc.,
Expert testimony should be admitted only when it is helpful to the jury, and when the expert’s knowledge and experience оn a relevant issue are beyond that of an average juror. United Blood Servs.,
Testimony concerning the use of dogs to detect drugs and how a dog signals the presence of drugs is not the kind of information with which the average juror would be familiar. Accordingly, we hold that such specialized knowledge must be testified to by an expert.
At the time of Guzman’s arrest, Walker had been a Houston pohce officer for 11 years and assigned to the narcotics division for more than five years. Although Walker had seen canines alert on drugs many times, on voir dire he admitted that he had no training in working with drug detection dogs and no authorization to work drug detection dogs. He also stated that he did not know if the dog in question was certified to be a drug detection dog. He said: “I’m just relying on the experiences I had and [what] I observed the dog do.”
We agree that it was error to allow Walker to testify as an expert about the “alert” of the drug detection dog. When evidence is erroneously admitted in a civil case, the appellant satisfies Tex.R.App.P. 81(b)(1) by showing the error in admitting thе evidence was reasonably calculated to cause, and probably did cause, the rendition of an improper judgment. McCraw v. Maris,
Here, Guzman cannot show the admission of the evidence regarding the dog’s “alert” probably resulted in the rendition of an improper judgment. Walker’s testimony placed both the money and the cocaine in the Nissan, establishing proximity. The link is further strengthened by Walker’s testimony that Guzman told him that he had “just” sold a kilo оf cocaine and the affidavit of the investigator stating the wholesale value of cocaine was between $17,000 and $22,000, a range within which the $18,800 at issue fell.
We overrule Guzman’s point of error two.
3. The unreliable and prejudiced narcotics detection dog
In point of error three, Guzman insists the trial court based its forfeiture judgment on unreliable and prejudicial evidence, i.e., the narcotics detection dog was biased and prejudiced in that each time the dog makes a positive alert to money, it is given a toy or reward.
Because of our disposition of Guzman’s point of error two, it is unnecessary for us to address this point.
We affirm the judgment of forfeiture.
HUTSON-DUNN, J., concurring.
Notes
. All forfeited funds are to be administered by both agenсies and Harris County in compliance with their local agreement under TexCode CrimJP. art. 59.06(c) and audited in accordance with TexCode Crim.P. art. 59.06(g).
. The transcript does not contain any request for findings of facts and conclusions of law, but it does contain a document entitled "Findings of Fact and Conclusions of Law.” There are two findings of fact:
1. The $18,600 in U.S. Currency made the subject of this suit is contraband as defined by Tex.C.Crim.P. Article 59.01(2)(A)(I).
2. The 1990 Nissan, Model 240SX VIN JN1HS36POLW144462 made the subject of this suit is contraband as defined by Tex. C.Crim.P. Article 29.01(2)(B)(I).
The reference to article "59.01(2)(A)(I)” is probably incorrect because the felony in question does not fall under the Penal Code, but under the Health and Safety Code. The reference to "29.01” is probably incorrect and should probably be "59.01.”
. We note that the Supreme Court has given mixed signals on this issue. In City of Brownsville v. Alvarado,
Concurrence Opinion
concurring.
I concur with the result reached by the majority and with the reasoning expressed, except with respect to point of error two.
An expert is one who possesses a higher degree of knowledge than an ordinary person or the trier of fact. Potter v. Anthony Crane Rental of Texas, Inc.,
Was Officer Walker an expert?
At the time of Guzman’s arrest, Walker had bеen a Houston police officer for 10 years and had been assigned to the narcotics division for approximately five years. Walker had observed “very many” field tests for drugs. He had seen dogs “alert” on money on many occasions, including the canine in this particular case. He stated he was familiar with a dog’s positive alert.
Officer Walker possessed a higher degree of knowledge concerning drug detecting dogs than an ordinary person or the trier of fact. I conclude that he was an expert and could properly testify concerning the “alert” of the dog. Accordingly, the trial court did not abuse his discretion when he admitted the testimony challenged by Guzman.
I would overrule point of error two on this basis.
