596 U.S. 619
SCOTUS2022Background:
- Two consolidated §1782 discovery requests sought U.S. evidence for arbitration abroad: Luxshare v. ZF (DIS commercial arbitration in Germany) and Fund for Protection of Investors’ Rights in Foreign States v. Lithuania (UNCITRAL ad hoc investor–state arbitration).
- Luxshare served §1782 subpoenas on ZF and officers in Michigan; district court granted discovery and the Sixth Circuit denied a stay; Supreme Court took the case before judgment.
- The Fund sought §1782 discovery from AlixPartners and Simon Freakley in SDNY; the district court granted relief and the Second Circuit affirmed.
- Core legal question: whether the phrase “foreign or international tribunal” in 28 U.S.C. §1782 includes private arbitral bodies or is limited to governmental/intergovernmental adjudicative bodies.
- The Supreme Court unanimously held §1782 reaches only governmental or intergovernmental adjudicative bodies and concluded neither the DIS commercial panel nor the ad hoc UNCITRAL investor–state panel qualified.
- Judgment: Sixth Circuit order denying quash reversed; Second Circuit judgment reversed; §1782 discovery for these arbitrations is not authorized.
Issues:
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether “foreign or international tribunal” in §1782 covers private arbitral bodies | §1782’s term “tribunal” is broad (per Intel) and can include private arbitral panels | “Foreign/international tribunal” implies governmental or intergovernmental adjudicator; private bodies fall outside §1782 | §1782 is limited to governmental or intergovernmental adjudicative bodies; private tribunals excluded |
| Whether the DIS commercial arbitration panel (Luxshare v. ZF) is a §1782 tribunal | DIS arbitration is foreign and adjudicative, so §1782 applies | DIS is a private, party‑created arbitration organization; no sovereign authority conferred | DIS panel is private and not a “foreign or international tribunal” under §1782 |
| Whether the ad hoc UNCITRAL investor–state panel (Fund v. Lithuania) is a §1782 tribunal | Presence of a sovereign party and treaty selection clause makes the ad hoc panel intergovernmental | The treaty merely offers arbitration as a forum; the ad hoc panel is formed by party consent and lacks sovereign‑conferred official authority | The ad hoc UNCITRAL panel is not imbued with governmental authority by the states and is not a §1782 tribunal |
Key Cases Cited
- Intel Corp. v. Advanced Micro Devices, Inc., 542 U.S. 241 (recognizing §1782 can extend beyond traditional courts to some noncourt tribunals)
- BG Group plc v. Republic of Argentina, 572 U.S. 25 (treaty interpretation like contract interpretation to determine parties’ intent)
- Stolt‑Nielsen S.A. v. AnimalFeeds Int’l Corp., 559 U.S. 662 (arbitrators derive authority from parties’ agreement)
- Granite Rock Co. v. Teamsters, 561 U.S. 287 (arbitration is matter of consent)
- AT&T Technologies, Inc. v. Communications Workers, 475 U.S. 643 (arbitrators’ authority flows from parties’ agreement)
- Abdul Latif Jameel Transp. Co. v. FedEx Corp., 939 F.3d 710 (6th Cir.) (circuit precedent treating private arbitral panels as §1782 tribunals)
- Servotronics, Inc. v. Rolls‑Royce PLC, 975 F.3d 689 (7th Cir.) (circuit precedent rejecting §1782 coverage for private arbitrations)
