302 Conn. 772
Conn.2011Background
- Yeager sues Alvarez for injuries from a 2006 rear-end collision, alleging serious and permanent back injuries and related medical expenses.
- During pretrial discovery, interrogatories 6 (last treatment) and 17 (itemized expenses) were propounded; Yeager answered Aug. 8, 2007, and disclosed some medical records, including Mintz’s March 5, 2007 report.
- In Aug. 2007 Yeager underwent two surgeries (discography and plasma disc decompression) on Aug. 29, 2007; she did not update her response to interrogatory 6 to reflect the Aug. 2007 surgeries.
- On Dec. 3, 2007 Yeager made a $300,000 offer of compromise under § 52-192a; defendants did not accept within the 30-day statutory period.
- In Feb. 2008 Yeager disclosed Mintz’s Aug. 29, 2007 surgery more fully; in Oct. 2008 defendants moved to extend time or strike the offer for failure to disclose under Practice Book § 13-15, arguing prejudice and confusion about Mintz’s surgery.
- The trial court struck the offer of compromise as a discovery sanction, the jury returned a verdict for Yeager ($1,380,240), and the court denied posttrial interest; Yeager appealed, challenging the strike and inability to award § 52-192a interest.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the court had authority to strike an offer of compromise from the record | Yeager contends the court lacked authority to strike the offer under discovery sanctions | Alvarez contends the court had inherent power to sanction and strike the offer | Authority exists, but strike was abuse of discretion |
| Whether striking the offer conflicts with § 52-192a’s mandatory interest provision | Strike contradicts the statute requiring interest if conditions are met | Strike is permissible as a discovery sanction even with § 52-192a in play | Sanction permissible; no conflict, as no valid offer remained for the court to consider under § 52-192a |
| Whether the sanction was properly tailored and proportional to the discovery violation | Strike was excessive given lack of intentional misconduct and limited prejudice | Sanction appropriate to deter noncompliance and preserve discovery process | Sanction was an abuse of discretion; not proportional given lack of bad faith or clear prejudice |
| Whether the discovery violation and its sanction were adequately analyzed under the Millbrook framework | Trial court misapplied Millbrook three-prong test and mis-assessed prejudice | Sanction appropriately pursued under the court’s sanctioning authority | Millbrook framework applied; court erred in weighing prejudice and disclosing facts; overall abuse of discretion |
Key Cases Cited
- Millbrook Owners Assn., Inc. v. Hamilton Standard, 257 Conn. 1 (2001) (three-prong framework for sanctions: clarity, violation, proportionality)
- State v. Clemente, 166 Conn. 501 (1974) (courts have inherent power to regulate proceedings and sanctions)
- Mulrooney v. Wambolt, 215 Conn. 211 (1990) (discovery sanctions to impose reasonable bounds and order on discovery)
- Usowski v. Jacobson, 267 Conn. 73 (2003) (recognizes proportionality considerations in sanctions; continuing duty to disclose)
- DiLieto v. County Obstetrics & Gynecology Group, P.C., 297 Conn. 105 (2010) (statutory interest under § 52-192a is ministerial for posttrial motion; policy favoring settlements)
- Connecticut Light & Power Co. v. Gilmore, 289 Conn. 88 (2008) (purpose of ministerial record examination under § 52-192a)
- Briggs v. McWeeny, 260 Conn. 296 (2002) (examples of sanctions and discovery misconduct in context of proportionality)
