Yardeny v. Agate
1:22-cv-07875
E.D.N.YJan 13, 2023Background
- Pro se plaintiff Yacov Yardeny sued New York Supreme Court Justice Augustus Agate under 42 U.S.C. § 1983, challenging events from a 2006 state-court matter: alleged failure to serve a notice of default and failure to request evidence in a proof-of-claims proceeding.
- Yardeny sought declaratory relief and was granted in forma pauperis status for filing.
- The district court conducted screening under 28 U.S.C. § 1915(e)(2)(B) and treated the complaint liberally due to Yardeny’s pro se status.
- The court held that claims based on judicial acts are barred by absolute judicial immunity for retrospective relief unless the judge acted in the clear absence of all jurisdiction; no such allegation was plausible here.
- Because immunity and the nature of the claims could not be cured by repleading, the court found amendment futile and dismissed the complaint with prejudice.
- The court also certified that any appeal would not be taken in good faith and denied in forma pauperis status for appeal; the Clerk was directed to enter judgment and close the case.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Judicial immunity | Yardeny contends Agate’s procedural omissions violated due process | Agate’s rulings were judicial acts entitled to absolute immunity | Court: Absolute immunity bars retrospective relief; no plausible allegation of action in clear absence of jurisdiction |
| Failure to state a §1983 claim under §1915 screening | Yardeny alleges a due-process violation actionable under §1983 | Complaint fails to state a cognizable §1983 claim because it attacks judicial acts shielded by immunity | Court: Complaint fails to state a claim and is subject to dismissal under §1915(e)(2)(B) |
| Leave to amend (pro se lenity) | Pro se status counsels liberal leave to amend | Amendment would be futile because immunity is dispositive | Court: Denied leave to amend; dismissal with prejudice as amendment cannot cure defects |
| IFP for appeal / good-faith certificate | Yardeny requested in forma pauperis treatment | Court must certify appealability and good-faith basis | Court: Appeal not taken in good faith; IFP denied for appeal |
Key Cases Cited
- Tulloch v. Coughlin, 50 F.3d 114 (2d Cir. 1995) (recognizing absolute judicial immunity for judges in performance of judicial functions)
- Mireles v. Waco, 502 U.S. 9 (1991) (judicial immunity bars suits for actions within judicial role absent clear absence of jurisdiction)
- Stump v. Sparkman, 435 U.S. 349 (1978) (scope of judicial immunity and protection for judges’ judicial acts)
- Erickson v. Pardus, 551 U.S. 89 (2007) (pro se complaints are to be construed liberally)
- Cuoco v. Moritsugu, 222 F.3d 99 (2d Cir. 2000) (leave to amend generally required for pro se plaintiffs unless futile)
- Tocker v. Philip Morris Cos., 470 F.3d 481 (2d Cir. 2006) (amendment may be denied when it would be futile)
- Coppedge v. United States, 369 U.S. 438 (1962) (standard for finding an appeal is not taken in good faith)
