960 F.3d 119
2d Cir.2020Background:
- On April 27, 2020 two Democratic commissioners of the New York State Board of Elections used newly enacted N.Y. Elec. Law § 2-122-a(13) to remove 10 of 11 qualified Democratic presidential candidates (and their pledged delegates) from the June 23 primary ballot, leaving only Joe Biden and effectively canceling the presidential primary.
- The Board cited COVID-19 public-health concerns and limited election-administration resources as its justification for omitting candidates who had publicly suspended or terminated campaigns.
- Andrew Yang (a suspended candidate), several of his pledged delegates, and intervening Sanders delegates sued, asserting First and Fourteenth Amendment free-speech and associational claims and seeking a preliminary injunction to restore the candidates and hold the primary.
- The district court (S.D.N.Y.) granted a preliminary injunction on May 5, 2020 ordering reinstatement and the holding of the primary; the Board appealed.
- The Second Circuit affirmed: applying the Anderson–Burdick framework, it found a strong showing of irreparable harm, a clear or substantial likelihood of success on the merits as-applied, and that the equities and public interest favored maintaining the injunction.
Issues:
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether removing qualified candidates and canceling the primary unduly burdens First/14th Amendment associational and speech rights | Yang/delegates: removal prevents them from competing for pledged delegates and from association/voting rights protected by the First Amendment | Board: statute authorizes omission of candidates who publicly suspend; action advances public health and efficient election administration during COVID-19 | Court: burden is substantial; as-applied likely unconstitutional under Anderson–Burdick; injunction warranted |
| Appropriate legal standard for election restriction | Plaintiffs: burden merits close scrutiny under Anderson–Burdick or strict scrutiny if severe | Board: action reasonable and nondiscriminatory, justified by public-health and administrative interests | Court: applied Anderson–Burdick (need not decide strict-scrutiny); plaintiffs likely to prevail even under the flexible test |
| Adequacy of COVID-19 and resource justifications to permit omission of candidates | Plaintiffs: justifications overbroad and speculative; absentee voting and many counties will still hold contested elections | Board: omitting the presidential primary reduces in-person contacts and conserves limited resources | Court: justifications overstated and insufficient to justify burden; absentee voting and many contested races undermine Board’s public-health/resource claims |
| Balance of equities and public interest for preliminary relief | Plaintiffs: without injunction their rights to participate and to have delegates attend the national convention will likely be extinguished | Board: administrative burden and public-health risks counsel against reinstating an uncontested primary | Court: equities and public interest favor plaintiffs; cost to State does not override constitutional harms; injunction properly tailored |
Key Cases Cited
- Tashjian v. Republican Party of Conn., 479 U.S. 208 (1986) (First Amendment associational freedom is integral to liberty protected by Due Process)
- NAACP v. Alabama ex rel. Patterson, 357 U.S. 449 (1958) (associational privacy and freedom principles)
- Anderson v. Celebrezze, 460 U.S. 780 (1983) (framework for evaluating burdens on ballot access and political rights)
- Burdick v. Takushi, 504 U.S. 428 (1992) (balancing test for election regulations; severe burdens trigger strict scrutiny)
- Democratic Party of U.S. v. Wisconsin ex rel. La Follette, 450 U.S. 107 (1981) (political party rights to determine nominee-selection processes)
- Eu v. San Francisco County Democratic Central Committee, 489 U.S. 214 (1989) (limits on state regulation of party structure and primaries)
- California Democratic Party v. Jones, 530 U.S. 567 (2000) (cannot excuse unconstitutional restriction because other means of association remain)
- Winter v. Natural Resources Defense Council, Inc., 555 U.S. 7 (2008) (injunction standards and balancing of equities/public interest)
- Faiveley Transp. Malmo AB v. Wabtec Corp., 559 F.3d 110 (2d Cir. 2009) (standard of review for preliminary injunction legal conclusions)
- Mastrovincenzo v. City of New York, 435 F.3d 78 (2d Cir. 2006) (distinction between mandatory and prohibitory preliminary injunctions)
