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994 N.W.2d 347
N.D.
2023
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Background

  • Wootan was charged with multiple offenses; as part of a plea agreement he pled guilty to manslaughter, attempted aggravated assault on a peace officer, reckless endangerment, and preventing arrest.
  • Sentences imposed totaled 16 years composed of multiple counts, some with portions suspended; Wootan contends he was told the sentences would run concurrently but they could run consecutively.
  • Wootan filed a verified application for post-conviction relief alleging ineffective assistance of counsel based on (1) counsel’s alleged misinformation that sentences would run concurrently and (2) counsel’s failure to reduce the plea terms to writing.
  • The district court scheduled an evidentiary hearing; the State filed a tardy motion for summary judgment which the court allowed, then granted summary judgment dismissing Wootan’s application for lack of any material factual dispute.
  • The Supreme Court held the district court erred in granting summary judgment on the concurrency-advice claim (remanding for an evidentiary hearing) but affirmed summary judgment on the failure-to-write claim.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether counsel’s advice that sentences would run concurrently constituted ineffective assistance requiring an evidentiary hearing Wootan: counsel told him sentences would be concurrent; had he known they could be consecutive he would have gone to trial State: no genuine issue of material fact; summary judgment appropriate Reversed in part — verified application raises genuine issues under both Strickland prongs; remand for evidentiary hearing
Whether counsel’s failure to reduce plea terms to writing was ineffective assistance Wootan: counsel should have put plea terms in writing State: Rule 11 doesn’t require nonconditional pleas be written; no deficiency Affirmed — plea was not conditional; not ineffective to omit writing
Whether Wootan’s verified post-conviction application may be treated as an affidavit opposing summary judgment Wootan: verified application constitutes admissible sworn evidence State: disputed adequacy of evidence to create a material factual issue Court: Verified application treated as affidavit (per Davies); its statements suffice to raise a factual issue on the concurrency claim

Key Cases Cited

  • Strickland v. Washington, 466 U.S. 668 (establishes two-prong ineffective assistance test)
  • Hill v. Lockhart, 474 U.S. 52 (prejudice standard when plea is at issue)
  • Stein v. State, 920 N.W.2d 477 (attorney misinformation about sentence can be unreasonable)
  • Davies v. State, 917 N.W.2d 8 (verified post-conviction application may be treated as an affidavit)
  • Farrell v. State, 606 N.W.2d 524 (not all plea agreements must be reduced to writing)
  • Campbell v. State, 956 N.W.2d 387 (post-conviction summary dismissal standards)
  • Myers v. State, 891 N.W.2d 724 (post-conviction proceedings governed by civil rules)
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Case Details

Case Name: Wootan v. State
Court Name: North Dakota Supreme Court
Date Published: Aug 17, 2023
Citations: 994 N.W.2d 347; 2023 ND 151; 20230036
Docket Number: 20230036
Court Abbreviation: N.D.
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    Wootan v. State, 994 N.W.2d 347