994 N.W.2d 347
N.D.2023Background
- Wootan was charged with multiple offenses; as part of a plea agreement he pled guilty to manslaughter, attempted aggravated assault on a peace officer, reckless endangerment, and preventing arrest.
- Sentences imposed totaled 16 years composed of multiple counts, some with portions suspended; Wootan contends he was told the sentences would run concurrently but they could run consecutively.
- Wootan filed a verified application for post-conviction relief alleging ineffective assistance of counsel based on (1) counsel’s alleged misinformation that sentences would run concurrently and (2) counsel’s failure to reduce the plea terms to writing.
- The district court scheduled an evidentiary hearing; the State filed a tardy motion for summary judgment which the court allowed, then granted summary judgment dismissing Wootan’s application for lack of any material factual dispute.
- The Supreme Court held the district court erred in granting summary judgment on the concurrency-advice claim (remanding for an evidentiary hearing) but affirmed summary judgment on the failure-to-write claim.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether counsel’s advice that sentences would run concurrently constituted ineffective assistance requiring an evidentiary hearing | Wootan: counsel told him sentences would be concurrent; had he known they could be consecutive he would have gone to trial | State: no genuine issue of material fact; summary judgment appropriate | Reversed in part — verified application raises genuine issues under both Strickland prongs; remand for evidentiary hearing |
| Whether counsel’s failure to reduce plea terms to writing was ineffective assistance | Wootan: counsel should have put plea terms in writing | State: Rule 11 doesn’t require nonconditional pleas be written; no deficiency | Affirmed — plea was not conditional; not ineffective to omit writing |
| Whether Wootan’s verified post-conviction application may be treated as an affidavit opposing summary judgment | Wootan: verified application constitutes admissible sworn evidence | State: disputed adequacy of evidence to create a material factual issue | Court: Verified application treated as affidavit (per Davies); its statements suffice to raise a factual issue on the concurrency claim |
Key Cases Cited
- Strickland v. Washington, 466 U.S. 668 (establishes two-prong ineffective assistance test)
- Hill v. Lockhart, 474 U.S. 52 (prejudice standard when plea is at issue)
- Stein v. State, 920 N.W.2d 477 (attorney misinformation about sentence can be unreasonable)
- Davies v. State, 917 N.W.2d 8 (verified post-conviction application may be treated as an affidavit)
- Farrell v. State, 606 N.W.2d 524 (not all plea agreements must be reduced to writing)
- Campbell v. State, 956 N.W.2d 387 (post-conviction summary dismissal standards)
- Myers v. State, 891 N.W.2d 724 (post-conviction proceedings governed by civil rules)
