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Wood v. Allbaugh
17-6052
10th Cir.
Dec 13, 2017
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Background

  • Michael W. Wood, an Oklahoma inmate, pleaded guilty to first-degree murder and received life without parole.
  • Wood filed a federal habeas petition under 28 U.S.C. § 2254 raising multiple claims attacking the voluntariness and factual basis of his plea and counsel’s effectiveness.
  • The district court’s initial disposition was reversed on appeal and remanded per Wood v. McCollum, directing reconsideration consistent with Moore v. Schoeman.
  • On remand Wood amended his petition to omit an unexhausted claim and proceeded on six claims, including: lack of on-the-record competency colloquy, misunderstanding of potential sentence, inadequate factual basis for plea, ineffective assistance (failure to investigate/call witnesses), cumulative error, and counsel’s affirmative misrepresentation of sentence.
  • The magistrate judge issued a detailed Report and Recommendation; the district court adopted it, denied relief (applying AEDPA deference to issues adjudicated on direct appeal), and rejected the factual-basis claim as non-constitutional.
  • Wood sought a certificate of appealability (COA); this court reviewed the record under Miller-El and Slack and denied a COA, concluding reasonable jurists could not debate the district court’s rulings.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether plea was involuntary because court failed to establish competency on the record Wood: court did not establish competency; plea therefore involuntary State/District: OCCA addressed related claims; AEDPA deference applies and record supports voluntariness Denied COA; not debatable that OCCA/district rulings were reasonable
Whether plea was unknowing because Wood misunderstood potential sentence Wood: he misunderstood the sentence exposure State/District: record and counsel’s representations adequate; Strickland/Hill standards not met Denied COA; no reasonable debate under controlling standards
Whether an adequate factual basis for the plea existed Wood: plea lacked sufficient factual basis supporting guilt State/District: claim not a federal constitutional issue absent claim of factual innocence; OCCA found sufficient factual basis Denied COA; even if substantive, OCCA’s ruling was reasonable
Whether counsel was ineffective by affirmatively misrepresenting the sentence Wood: counsel misrepresented sentence, constituting ineffective assistance under Hill/Strickland State/District: Wood failed to show deficient performance or prejudice under Strickland/Hill; claim may be unexhausted but denied on the merits Denied COA; Strickland/Hill burden not satisfied

Key Cases Cited

  • North Carolina v. Alford, 400 U.S. 25 (1970) (courts need only establish factual basis for plea when defendant asserts innocence)
  • Hill v. Lockhart, 474 U.S. 52 (1985) (standards for ineffective-assistance claims challenging guilty pleas)
  • Strickland v. Washington, 466 U.S. 668 (1984) (two-prong test for counsel ineffectiveness)
  • Miller-El v. Cockrell, 537 U.S. 322 (2003) (standard for COA review; preliminary consideration of claims)
  • Slack v. McDaniel, 529 U.S. 473 (2000) (standard for granting a COA)
  • Wood v. McCollum, 833 F.3d 1272 (10th Cir.) (prior appellate remand directing reconsideration)
  • Moore v. Schoeman, 288 F.3d 1231 (10th Cir. 2002) (procedural guidance relied on in remand)
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Case Details

Case Name: Wood v. Allbaugh
Court Name: Court of Appeals for the Tenth Circuit
Date Published: Dec 13, 2017
Docket Number: 17-6052
Court Abbreviation: 10th Cir.