Wood v. Allbaugh
17-6052
10th Cir.Dec 13, 2017Background
- Michael W. Wood, an Oklahoma inmate, pleaded guilty to first-degree murder and received life without parole.
- Wood filed a federal habeas petition under 28 U.S.C. § 2254 raising multiple claims attacking the voluntariness and factual basis of his plea and counsel’s effectiveness.
- The district court’s initial disposition was reversed on appeal and remanded per Wood v. McCollum, directing reconsideration consistent with Moore v. Schoeman.
- On remand Wood amended his petition to omit an unexhausted claim and proceeded on six claims, including: lack of on-the-record competency colloquy, misunderstanding of potential sentence, inadequate factual basis for plea, ineffective assistance (failure to investigate/call witnesses), cumulative error, and counsel’s affirmative misrepresentation of sentence.
- The magistrate judge issued a detailed Report and Recommendation; the district court adopted it, denied relief (applying AEDPA deference to issues adjudicated on direct appeal), and rejected the factual-basis claim as non-constitutional.
- Wood sought a certificate of appealability (COA); this court reviewed the record under Miller-El and Slack and denied a COA, concluding reasonable jurists could not debate the district court’s rulings.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether plea was involuntary because court failed to establish competency on the record | Wood: court did not establish competency; plea therefore involuntary | State/District: OCCA addressed related claims; AEDPA deference applies and record supports voluntariness | Denied COA; not debatable that OCCA/district rulings were reasonable |
| Whether plea was unknowing because Wood misunderstood potential sentence | Wood: he misunderstood the sentence exposure | State/District: record and counsel’s representations adequate; Strickland/Hill standards not met | Denied COA; no reasonable debate under controlling standards |
| Whether an adequate factual basis for the plea existed | Wood: plea lacked sufficient factual basis supporting guilt | State/District: claim not a federal constitutional issue absent claim of factual innocence; OCCA found sufficient factual basis | Denied COA; even if substantive, OCCA’s ruling was reasonable |
| Whether counsel was ineffective by affirmatively misrepresenting the sentence | Wood: counsel misrepresented sentence, constituting ineffective assistance under Hill/Strickland | State/District: Wood failed to show deficient performance or prejudice under Strickland/Hill; claim may be unexhausted but denied on the merits | Denied COA; Strickland/Hill burden not satisfied |
Key Cases Cited
- North Carolina v. Alford, 400 U.S. 25 (1970) (courts need only establish factual basis for plea when defendant asserts innocence)
- Hill v. Lockhart, 474 U.S. 52 (1985) (standards for ineffective-assistance claims challenging guilty pleas)
- Strickland v. Washington, 466 U.S. 668 (1984) (two-prong test for counsel ineffectiveness)
- Miller-El v. Cockrell, 537 U.S. 322 (2003) (standard for COA review; preliminary consideration of claims)
- Slack v. McDaniel, 529 U.S. 473 (2000) (standard for granting a COA)
- Wood v. McCollum, 833 F.3d 1272 (10th Cir.) (prior appellate remand directing reconsideration)
- Moore v. Schoeman, 288 F.3d 1231 (10th Cir. 2002) (procedural guidance relied on in remand)
