Wilson v. Falk
877 F.3d 1204
| 10th Cir. | 2017Background
- Terrance D. Wilson, a Colorado state prisoner and former Crips affiliate, reported repeated threats and assaults by Sureno gang members across multiple facilities before and after transfer to Limon Correctional Facility.
- On arrival at Limon (April 2012) Wilson says he told the associate warden (Falk) at orientation about threats; she allegedly advised him to speak with a lieutenant and his case manager.
- Wilson contends he then told Lieutenant Fox and Sergeant Frank about threats; he and a fellow inmate (Drake) say Fox/Frank moved the Sureno leader but Wilson was still later assigned to Unit 3 where Surenos were housed.
- Wilson alleges he met his case manager, Phillip, twice in April and requested transfer/protection; he says Phillip refused to discuss protection and thereafter received and submitted multiple "kites" reporting attacks and threats.
- Despite warnings and prior assaults, on July 2, 2012 Wilson was stabbed 11 times by inmate Manuel Diaz; Wilson sued Falk, Fox, Frank, and Phillip under 42 U.S.C. § 1983 for Eighth Amendment failure-to-protect.
- The district court granted summary judgment for all defendants; the Tenth Circuit affirmed as to Falk (reasonable response) but reversed as to Fox, Frank, and Phillip (genuine disputes on deliberate indifference), and remanded.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Associate Warden Falk was deliberately indifferent to a substantial risk of harm | Wilson: Falk learned of threats at orientation and gave only cursory advice, failing to ensure protection | Falk: Denies recollection; even if she spoke to Wilson she gave reasonable advice and no further duty | Held: Falk entitled to summary judgment — her single interaction and advice were reasonable |
| Whether Lt. Fox and Sgt. Frank were deliberately indifferent | Wilson: He told them the Surenos were after him and they knew of threats; their actions were insufficient | Fox/Frank: Deny recollection; argue any steps taken were reasonable or insufficiently shown | Held: Reversed as to Fox/Frank — evidence (Wilson/Drake) creates a genuine dispute that they were subjectively aware of a serious risk |
| Whether Case Manager Phillip was deliberately indifferent | Wilson: Multiple kites and meetings put Phillip on notice; Phillip refused to address protection and did nothing despite repeated attacks | Phillip: Denies recollection of kites/meetings and says he would have logged such reports; chronlog lacks entries | Held: Reversed as to Phillip — evidence creates genuine dispute that Phillip knew of and recklessly disregarded a substantial risk |
Key Cases Cited
- Harlow v. Fitzgerald, 457 U.S. 800 (qualified immunity standard for government officials)
- Farmer v. Brennan, 511 U.S. 825 (Eighth Amendment deliberate indifference requires subjective awareness)
- Keith v. Koerner, 843 F.3d 833 (10th Cir. 2016) (summary judgment review and burden-shifting for qualified immunity)
- Clark v. Edmunds, 513 F.3d 1219 (procedural allocation of burdens on qualified immunity at summary judgment)
- The Estate of Lockett v. Fallin, 841 F.3d 1098 (10th Cir. 2016) (permissible order of qualified immunity analysis)
- Howard v. Waide, 534 F.3d 1227 (10th Cir. 2008) (prisoners have clearly established right to protection from substantial risk of assault)
- Lawmaster v. Ward, 125 F.3d 1341 (10th Cir. 1997) (qualified immunity should not be an insurmountable barrier to vindicating constitutional rights)
- Perry v. Woodward, 199 F.3d 1126 (10th Cir. 1999) (appellate court decline to consider alternative affirmance bases not developed below)
