William Schmitt v. Frank LaRose
933 F.3d 628
| 6th Cir. | 2019Background:
- Schmitt and Thompson submitted municipal initiatives to decriminalize marijuana possession in two Ohio villages; Portage County Board of Elections refused to certify them as outside municipalities’ "legislative" authority (deemed "administrative").
- Ohio statutes (O.R.C. §§ 3501.11(K), 3501.38(M)(1)(a), 3501.39) require boards to screen initiative petitions for whether they fall within municipal initiative power; rejected proponents must seek mandamus in Ohio courts rather than obtain immediate de novo judicial review.
- Plaintiffs sued under 42 U.S.C. § 1983 alleging the gatekeeper statutes impose an unconstitutional prior restraint on political speech and lack Freedman safeguards; district court enjoined the state and ordered de novo review, then issued a permanent injunction (analyzed under due process).
- On appeal the Sixth Circuit considered both First Amendment and procedural-due-process theories (despite plaintiffs not pressing due process), focusing on whether the statutory process is a prior restraint requiring Freedman protections or otherwise violates constitutional rights.
- The Sixth Circuit reversed and vacated the permanent injunction, holding Ohio’s scheme does not constitute a prior restraint requiring Freedman-style de novo review and that state mandamus provides adequate process.
Issues:
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Ohio's ballot-initiative gatekeeper statutes impose a prior restraint on political speech requiring Freedman safeguards (de novo judicial review and prompt stay-preserving relief) | The statutes vest discretionary preclearance power in local officials and deny timely de novo judicial review, creating a prior restraint that chills speech and requires Freedman protections | The statutes regulate ballot mechanics (who may place initiatives on the ballot) not core expressive conduct; the state’s interests in ballot integrity and avoiding overcrowding justify the screening process and mandamus review suffices | Not a prior restraint; Freedman does not apply. Anderson–Burdick balancing applied: burden not severe and Ohio’s interests justify the process; plaintiffs' First Amendment claim fails |
| Whether plaintiffs were denied procedural due process by lack of de novo appellate review of the board decision | (Not advanced below) Plaintiffs argued lack of adequate judicial review denied meaningful remedy | The state argued mandamus in Ohio courts is an adequate post-deprivation remedy and due process does not entitle plaintiffs to a particular standard of appellate review | No procedural-due-process violation: state mandamus provides adequate process; plaintiffs cannot show entitlement to specific de novo review |
Key Cases Cited
- Freedman v. Maryland, 380 U.S. 51 (procedural safeguards for prior restraints on speech)
- Anderson v. Celebrezze, 460 U.S. 780 (framework for assessing burdens on ballot access)
- Burdick v. Takushi, 504 U.S. 428 (balancing test for election regulations)
- John Doe No. 1 v. Reed, 561 U.S. 186 (recognition that structural rules can affect speech but differ from direct content regulation)
- Timmons v. Twin Cities Area New Party, 520 U.S. 351 (states may enact reasonable regulations of ballots and elections)
- Taxpayers United for Assessment Cuts v. Austin, 994 F.2d 291 (6th Cir. 1993) (state-created initiative process may be subject to content-neutral, nondiscriminatory regulations)
- Initiative & Referendum Inst. v. Walker, 450 F.3d 1082 (10th Cir. 2006) (election-mechanics rules may not implicate First Amendment speech; rational-basis scrutiny)
- Committee to Impose Term Limits v. Ohio Ballot Board, 885 F.3d 443 (6th Cir. 2018) (upholding Ohio single-subject rule under rational-basis analysis)
- State ex rel. Ebersole v. Delaware Cty. Bd. of Elections, 20 N.E.3d 678 (Ohio 2014) (distinguishing legislative from administrative actions for initiatives)
