William Lloyd Henry v. Commonwealth of Virginia
753 S.E.2d 868
Va. Ct. App.2014Background
- William Lloyd Henry submitted two sworn financial statements (May 6, 2011 and Jan. 6, 2012) to a court clerk seeking court‑appointed counsel; both forms listed no real estate and minimal assets.
- The clerk filled out the forms based on Henry’s oral answers and Henry signed both under oath; one form listed $20 cash and $500/month rental income on another line.
- Henry had been gifted a parcel of real estate in 1992 and county records showed no transfer out of his name before June 26, 2012.
- Henry was convicted after a bench trial of two counts of forgery of a public record, two counts of uttering a forged public record (Code § 18.2‑168), and two counts of perjury (Code § 19.2‑161).
- On appeal the Court of Appeals of Virginia reversed the forgery and uttering convictions but affirmed the misdemeanor perjury convictions.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Henry’s false statements on indigency forms constituted forgery/uttering under Code § 18.2‑168 | Commonwealth: injecting false information into a public record is forgery; Henry’s lies entered the public record and could be acted upon | Henry: falsity was in the facts recorded, not in the document’s genuineness; the forms remained what they purported to be | Reversed — falsity was fact‑based, not a false making of the documents; no forgery or uttering when document’s authenticity/genuineness is not altered |
| Whether real estate must be "readily convertible into cash" under Code § 19.2‑159 for a perjury conviction based on an indigency statement | Henry: Commonwealth failed to prove real estate was readily convertible to cash; Smith requires such proof | Commonwealth: § 19.2‑159 treats real estate differently — it must be considered in terms of amounts obtainable by loan, not immediate convertibility | Affirmed — statute does not require real estate to be readily convertible to cash; evidence showed Henry owned real estate, so perjury convictions stand |
Key Cases Cited
- Rodriquez v. Commonwealth, 50 Va. App. 667 (Va. Ct. App.) (forgery upheld where false information transformed summonses into documents that were not what they purported to be)
- Brown v. Commonwealth, 56 Va. App. 178 (Va. Ct. App.) (no forgery where documents remained what they purported to be despite false underlying facts)
- Gilbert v. United States, 370 U.S. 650 (U.S. 1962) (falsity in representation of facts, not in genuineness of execution, is not forgery)
- Vizcarra‑Ayala v. Mukasey, 541 F.3d 870 (9th Cir.) (false factual statements in instruments signed by the declarant are not necessarily forgery)
- United States v. Jones, 553 F.2d 351 (4th Cir.) (false statements in otherwise valid instruments generally not treated as forgery)
- Smith v. Commonwealth, 12 Va. App. 606 (Va. Ct. App.) (perjury reversal where personal property was not readily convertible to cash at time of statement)
