681 F. App'x 43
2d Cir.2017Background
- Anthony Washington, a pro se prisoner, sued under 42 U.S.C. § 1983 alleging (1) a due process violation by Lt. Donahue related to a disciplinary hearing and 60 days keeplock, and (2) First Amendment retaliation by COs Evertts, Deming, Waters, and Faucett for filing grievances.
- District court granted summary judgment for defendants; Washington appealed.
- Washington alleged Donahue delayed the hearing, used a racial epithet, and imposed 60 days keeplock. He offered no evidence the keep-lock conditions were atypical or unusually onerous.
- For retaliation, Washington alleged temporal proximity: misbehavior reports were filed shortly after he filed grievances (Evertts: 1 day; Deming: 2 days; Waters/Faucett: 1 day after refusal to obey order).
- Washington submitted an affidavit claiming the officers confronted him about his grievance-filing before issuing the reports (offered as direct evidence of retaliatory animus).
- Officers denied retaliatory conduct; the court reviewed summary judgment de novo and considered whether genuine issues of material fact existed.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Donahue’s disciplinary action implicated a protected liberty interest under Sandin | Donahue biased hearing, used racial epithet, imposed 60-day keeplock | Keeplock did not create an atypical and significant hardship requiring due process | Affirmed for Donahue — no evidence keeplock conditions were more onerous than usual; no liberty interest |
| Whether Evertts retaliated for grievance by filing false misbehavior report | Temporal proximity (1 day) and direct confrontation about grievance show retaliation | Denies retaliatory intent | Vacated/Remanded — material dispute exists (temporal + direct evidence) |
| Whether Deming retaliated for grievance by filing false misbehavior report | Temporal proximity (2 days) and confrontation support retaliation claim | Denies retaliatory intent | Vacated/Remanded — material dispute exists (temporal + direct evidence) |
| Whether Waters and Faucett retaliated after confronting plaintiff and ordering him to clean feces, then filing a report | Temporal proximity (1 day), alleged confrontation and order, and affidavit alleging direct statements show retaliation | Deny retaliation; argue discipline would have occurred for disobeying order (argument raised first on appeal) | Vacated/Remanded — material dispute exists; appellate court declined to consider new argument raised on appeal |
Key Cases Cited
- Garcia v. Hartford Police Dep't, 706 F.3d 120 (2d Cir. 2013) (standard of review for summary judgment)
- Hicks v. Baines, 593 F.3d 159 (2d Cir. 2010) (conclusory allegations cannot defeat summary judgment)
- Fletcher v. Atex, Inc., 68 F.3d 1451 (2d Cir. 1995) (same)
- Palmer v. Richards, 364 F.3d 60 (2d Cir. 2004) (liberty interest inquiry for prison discipline)
- Sandin v. Conner, 515 U.S. 472 (Sup. Ct. 1995) (discipline implicates liberty interest only if atypical and significant hardship)
- Espinal v. Goord, 558 F.3d 119 (2d Cir. 2009) (elements of prisoner retaliation claim)
- Bennett v. Goord, 343 F.3d 133 (2d Cir. 2003) (requirement for non-conclusory allegations in retaliation claims)
- Colon v. Coughlin, 58 F.3d 865 (2d Cir. 1995) (direct admissions or statements can be direct evidence of retaliation)
- Greene v. United States, 13 F.3d 577 (2d Cir. 1994) (appellate courts generally do not consider new arguments raised on appeal)
- Singleton v. Wulff, 428 U.S. 106 (Sup. Ct. 1976) (procedural bar principles cited for appellate consideration)