27 F.4th 600
8th Cir.2022Background:
- Walker (caregiver, 2015–2017) and Wright (lead medication aide since 2005) worked in the memory-care unit at Parsons House, an assisted-living facility operated by First Care.
- Facility policy required employees to immediately report resident abuse to a supervisor, complete an incident report, and note the incident in the resident’s chart; failure could result in discipline up to termination.
- Both observed resident B.P. sexually assaulting other residents multiple times and intervened; they recorded incidents in an informal shift-change communication book and on some occasions delayed formal reporting until the next day.
- DHHS conducted an unannounced site visit after an anonymous complaint; Wright was interviewed and reported the incidents to investigators; a staff meeting followed in which management said an investigation could lead to discipline.
- On February 24, 2017, First Care terminated three black employees (Walker, Wright, and Knowles); First Care explained the terminations by noting those employees worked the shifts during which most of B.P.’s misconduct occurred.
- Walker and Wright filed NEOC/state complaints and then sued in state court alleging race discrimination (Title VII, §1981, and Nebraska law) and retaliation; the case was removed to federal court, the district court granted summary judgment for First Care, and the panel affirmed.
Issues:
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Retaliation under Neb. Rev. Stat. § 48-1114(1)(c) | Walker: internal reports; Wright: DHHS interview and confronting ED were protected opposition to unlawful practices | First Care: plaintiffs did not oppose an unlawful practice of the employer or refuse to carry out an employer-ordered unlawful act | Not protected activity as a matter of law; retaliation claim fails; summary judgment affirmed |
| Race discrimination (Title VII, § 1981, Neb. law) | Termination was discriminatory; white employees who reported or were interviewed were not fired | First Care: nondiscriminatory reason — plaintiffs worked the shifts where most misconduct occurred | Plaintiffs assumed to have prima facie case but failed to prove pretext; summary judgment affirmed |
| Comparator/similarly situated evidence | Plaintiffs identify a white supervisor as a comparator to show disparate treatment | First Care: alleged comparator not similarly situated in all relevant respects | Comparator unacceptable under rigorous same-respect test; failure to identify proper comparator is fatal |
| Exclusion of NEOC investigator notes (hearsay) | Notes/reports would create factual disputes and alter outcome | First Care: notes are hearsay and inadmissible | Court did not need to resolve hearsay; plaintiffs failed to show any excluded material would change the outcome |
Key Cases Cited
- Kempf v. Hennepin Cnty., 987 F.3d 1192 (8th Cir. 2021) (summary judgment standard reviewed de novo)
- Knapp v. Ruser, 901 N.W.2d 31 (Neb. 2017) (elements for retaliation under Nebraska law)
- McPherson v. City of Scottsbluff, 931 N.W.2d 451 (Neb. 2019) (protected conduct requirement in retaliation claims)
- Baker-Heser v. State, 963 N.W.2d 59 (Neb. 2021) (opposition must target employer unlawful practices)
- Beasley v. Warren Unilube, Inc., 933 F.3d 932 (8th Cir. 2019) (same analysis for Title VII and § 1981 claims)
- Edwards v. Hiland Roberts Dairy Co., 860 F.3d 1121 (8th Cir. 2017) (establishing prima facie and burden-shifting framework)
- Johnson v. Securitas Sec. Servs. USA, Inc., 769 F.3d 605 (8th Cir. 2014) (rigorous similarly situated comparator test)
- Rowles v. Curators of Univ. of Mo., 983 F.3d 345 (8th Cir. 2020) (failure to show similarly situated comparators supports summary judgment)
- Guimaraes v. SuperValu, Inc., 674 F.3d 962 (8th Cir. 2012) (pretext proof and ultimate burden of persuasion)
- Torgerson v. City of Rochester, 643 F.3d 1031 (8th Cir. 2011) (en banc) (burden-shifting and ultimate burden explanation)
- Smith v. Kilgore, 926 F.3d 479 (8th Cir. 2019) (affirming summary judgment where excluded evidence would not create a triable issue)
