Waldron v. Roark
298 Neb. 26
| Neb. | 2017Background
- Waldron sued Lancaster County Deputy Roark under 42 U.S.C. § 1983 for Fourth Amendment violations arising from Roark’s entry to Waldron’s home to serve an arrest warrant on Copple.
- The February 22, 2012 incident involved a no-knock style entry, alleged lack of badge/warrant presentation, and ensuing handcuffing and injuries to Waldron.
- District court granted summary judgment to Roark, finding Roark entitled to qualified immunity on Waldron’s knock‑and‑announce and excessive force claims, and no Monell liability.
- Waldron appealed; this Court previously found material issues of fact on knock‑and‑announce and excessive force, remanding for further proceedings.
- On remand, the district court again granted summary judgment, this time concluding Roark had qualified immunity after analyzing the prongs of the § 1983 framework.
- The Nebraska Supreme Court affirms, applying the Federal qualified immunity framework and concluding Waldron did not show a clearly established right violated by Roark’s conduct.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Roark is entitled to qualified immunity on the knock‑and‑announce claim | Waldron argues no-knock violated clearly established rights. | Roark contends exigent circumstances could justify no-knock entry; right not clearly established. | Roark entitled to qualified immunity on knock‑and‑announce. |
| Whether Roark is entitled to qualified immunity for Waldron's arrest | Roark lacked probable cause to arrest Waldron and used excessive force. | Probable cause existed; reasonable force was permissible under the circumstances. | Roark entitled to qualified immunity; arrest and force not clearly established as unlawful. |
| Whether there was evidence of a Lancaster County policy or custom causing Waldron's damages | County unofficial policy or custom led to Roark’s actions. | No evidence that County policy or custom caused the injuries; statements are speculative. | No triable Monell claim; policy or custom not proven. |
Key Cases Cited
- Ashcroft v. al-Kidd, 563 U.S. 731 (2011) (clearly established standard requires particularized context)
- Pearson v. Callahan, 555 U.S. 223 (2009) (precedes case-by-case analysis of immunity)
- Anderson v. Creighton, 483 U.S. 635 (1987) (two-prong test for clearly established rights; context matters)
- Wilson v. Arkansas, 514 U.S. 927 (1995) (reasonableness of entry and entry method in searches)
- Devenpeck v. Alford, 543 U.S. 146 (2004) (warrantless arrest must be supported by probable cause for specific offense)
- Monell v. New York City Dept. of Social Services, 436 U.S. 658 (1978) (municipal liability requires policy or custom; not respondeat superior)
- City and County of San Francisco v. Sheehan, 135 S. Ct. 1765 (2015) (limits on clearly established rights; context-specific analysis)
- White v. Pauly, 137 S. Ct. 548 (2017) (clarifies need for particularized, fact-specific clearly established analysis)
- Copeland v. Locke, 613 F.3d 875 (2010) (Eighth Circuit on excessive force and clearly established rights)
- U.S. v. Lucht, 18 F.3d 541 (1994) (exigent circumstances and knock-and-announce relevance (Eighth Cir.))
