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Waldron v. Roark
298 Neb. 26
| Neb. | 2017
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Background

  • Waldron filed a 42 U.S.C. § 1983 action alleging Fourth Amendment violations by Lancaster County Deputy Roark for entry into Waldron's home to serve a warrant on Copple.
  • Following Waldron I, the district court again granted Roark summary judgment based on qualified immunity.
  • On appeal, the Nebraska Supreme Court analyzes Waldron's claims under the qualified-immunity framework, focusing on knock-and-announce, unlawful arrest, and policy/custom theory.
  • Fact questions concern Roark's entry into Waldron's home without apparent knock-and-announce and whether exigent circumstances existed.
  • The court adopts a two-pronged qualified-immunity analysis but may address the second prong first, considering whether the right was clearly established in the given context.
  • The court concludes Roark is entitled to qualified immunity on both Waldron’s knock-and-announce and unlawful-arrest claims, and finds no evidence of a Lancaster County policy or custom causing damages.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether Roark's no-knock entry was protected by qualified immunity Waldron: right clearly established; no-exigent-entry not justified Roark: exigent circumstances and lack of clearly established right negate liability Roark entitled to qualified immunity
Whether Waldron's arrest was without probable cause and violated § 1983 Roark lacked probable cause; excessive force inquiry Probable cause and reasonable force; qualified immunity available Roark entitled to qualified immunity
Whether a Lancaster County policy or custom caused Waldron's damages County custom allowed Roark's actions No evidence of policy or custom; Monell not shown No genuine issue; policy/custom claim fails
Whether Roark is entitled to summary judgment in his official capacity Roark's official-capacity claim should be rejected Same defenses apply; official-capacity judgment appropriate Court declines to address due to lack of argument

Key Cases Cited

  • Ashcroft v. al-Kidd, 563 U.S. 731 (2011) (clearly established standard requires not general propositions but context-specific right)
  • Anderson v. Creighton, 483 U.S. 635 (1987) (contextualized framework for plainly established rights in qualified immunity)
  • Pearson v. Callahan, 555 U.S. 223 (2009) (discretion to address immunity prongs in any order)
  • U.S. v. Lucht, 18 F.3d 541 (8th Cir. 1994) (exigent-circumstances analysis guidance on knock-and-announce)
  • Copeland v. Locke, 613 F.3d 875 (8th Cir. 2010) (fact-specific inquiry on excessive force and clearly established law)
  • White v. Pauly, 137 S. Ct. 548 (2017) (reaffirms need for particularized, not generalized, clearly established rights)
  • City and County of San Francisco v. Sheehan, 135 S. Ct. 1765 (2015) (illustrates balancing of reasonableness in entry/search contexts)
  • Devenpeck v. Alford, 543 U.S. 146 (2004) (probable-cause inquiry in arrest without a warrant)
  • Monell v. New York City Dept. of Social Services, 436 U.S. 658 (1978) (municipality liability for policy or custom, not respondeat superior)
Read the full case

Case Details

Case Name: Waldron v. Roark
Court Name: Nebraska Supreme Court
Date Published: Oct 13, 2017
Citation: 298 Neb. 26
Docket Number: S-16-676
Court Abbreviation: Neb.