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117 A.D.3d 724
N.Y. App. Div.
2014
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Background

  • Plaintiff, a New York resident, sues a Texas-licensed physician who treated the plaintiff's mother while she resided in Texas and Florida.
  • Plaintiff alleges the physician improperly prescribed drugs without direct examination or ongoing monitoring, causing dependency, social/economic harm, and contributing to her early death.
  • Plaintiff sues in his individual capacity and as sole heir of Purcell, and for Purcell's damages.
  • Supreme Court granted defendant’s CPLR 3211(a)(8) motion to dismiss for lack of personal jurisdiction.
  • Plaintiff bears the burden to establish jurisdiction under CPLR 302(a)(3)(ii) and related due-process considerations.
  • Court ultimately found lack of injury in New York, lack of expected consequences in New York, lack of substantial interstate revenue, and lack of minimum contacts;Walden refinement cited to emphasize defendant-centered connections to the forum.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether the court has personal jurisdiction under CPLR 302(a)(3)(ii). Paterno-style showing of tortious act causing NY injury with NY connections. No NY injury, no expected NY consequences, no substantial interstate revenue, no minimum contacts. No personal jurisdiction.

Key Cases Cited

  • Paterno v. Laser Spine Inst., 112 AD3d 34 (2013) (addressed burden to prove jurisdiction under CPLR 302)
  • O’Brien v. Hackensack Univ. Med. Ctr., 305 AD2d 199 (2003) (sufficiency of proof for personal jurisdiction)
  • Hermann v. Sharon Hosp., 135 AD2d 682 (1987) (multistate torts and jurisdiction considerations)
  • Penguin Group USA Inc. v. American Buddha, 16 N.Y.3d 295 (2011) (minimum contacts and interstate commerce; forum connections)
  • International Shoe Co. v. Washington, 326 U.S. 310 (1945) (foundation of due process and minimum contacts)
  • J. McIntyre Machinery, Ltd. v. Nicastro, 564 U.S. 138 (2011) (limits of forum-state jurisdiction based on defendant's contact)
  • Walden v. Fiore, 571 U.S. 277 (2014) (refined minimum-contacts analysis; defendant-centered connections)
  • Burger King Corp. v. Rudzewicz, 471 U.S. 462 (1985) (due process and reasonable foreseeability of forum)
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Case Details

Case Name: Waggaman v. Arauzo
Court Name: Appellate Division of the Supreme Court of the State of New York
Date Published: May 7, 2014
Citations: 117 A.D.3d 724; 985 N.Y.S.2d 281; 2014 NY Slip Op 3259
Court Abbreviation: N.Y. App. Div.
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    Waggaman v. Arauzo, 117 A.D.3d 724