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Vince Mullins v. Direct Digital, LLC
795 F.3d 654
| 7th Cir. | 2015
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Background

  • This appeal arises under Rule 23(f) to review an order certifying a consumer fraud class under Rule 23(b)(3)
  • Mullins sues Direct Digital for allegedly deceptive Instaflex labels and marketing, asserting multiple state-law claims
  • District court certified a class of Instaflex purchasers for each Class State within the applicable statutes of limitations
  • Direct Digital challenges the class certification on grounds of ascertainability and that common questions do not extend to efficacy, among others
  • The Seventh Circuit reviews an abuse of discretion standard, focusing on the legality of the ascertainability framework and the adequacy of the class definition
  • The court ultimately affirms the district court’s certification and rejects the heightened ascertainability rule

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Ascertainability standard scope under Rule 23(b)(3) Mullins argues no heightened ascertainability is required Direct Digital urges a reliable/feasible method to identify class members via affidavits Affirmed: no heightened ascertainability adopted; use traditional criteria
Commonality of questions under Rule 23(a)(2) Common questions about falsity of labeling and advertising apply Efficacy claims depend on individual circumstances and defeat commonality Held commonality satisfied; misrepresentation theory supports class treatment
Due process and administrator feasibility Affidavits plus safeguards can identify class members without violating due process Heightened ascertainability protects due process by precise membership Due process not violated; traditional mechanisms and court supervision suffice

Key Cases Cited

  • Marcus v. BMW of North America, LLC, 687 F.3d 583 (3d Cir. 2012) (ascertainability concerns; caution against relying on self-identification)
  • Carrera v. Bayer Corp., 727 F.3d 300 (3d Cir. 2013) (heightened ascertainability doctrine; discusses reliable/feasible identification)
  • Hayes v. Walmart Stores, Inc., 725 F.3d 349 (3d Cir. 2013) (recognizes ascertainability considerations within Rule 23 framework)
  • Byrd v. Aaron’s Inc., 784 F.3d 154 (3d Cir. 2015) (discussion on ascertainability and district court discretion)
  • Shelton v. Bledsoe, 775 F.3d 554 (3d Cir. 2015) (ascertainability analysis in Third Circuit context)
  • Grandalski v. Quest Diagnostics Inc., 767 F.3d 175 (3d Cir. 2014) (ascertainability considerations in certification)
  • Wal-Mart Stores, Inc. v. Dukes, 564 U.S.—, 131 S. Ct. 2541 (U.S. 2011) (commonality and class-wide proof framework)
Read the full case

Case Details

Case Name: Vince Mullins v. Direct Digital, LLC
Court Name: Court of Appeals for the Seventh Circuit
Date Published: Jul 28, 2015
Citation: 795 F.3d 654
Docket Number: 15-1776
Court Abbreviation: 7th Cir.