Vince Mullins v. Direct Digital, LLC
795 F.3d 654
| 7th Cir. | 2015Background
- This appeal arises under Rule 23(f) to review an order certifying a consumer fraud class under Rule 23(b)(3)
- Mullins sues Direct Digital for allegedly deceptive Instaflex labels and marketing, asserting multiple state-law claims
- District court certified a class of Instaflex purchasers for each Class State within the applicable statutes of limitations
- Direct Digital challenges the class certification on grounds of ascertainability and that common questions do not extend to efficacy, among others
- The Seventh Circuit reviews an abuse of discretion standard, focusing on the legality of the ascertainability framework and the adequacy of the class definition
- The court ultimately affirms the district court’s certification and rejects the heightened ascertainability rule
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Ascertainability standard scope under Rule 23(b)(3) | Mullins argues no heightened ascertainability is required | Direct Digital urges a reliable/feasible method to identify class members via affidavits | Affirmed: no heightened ascertainability adopted; use traditional criteria |
| Commonality of questions under Rule 23(a)(2) | Common questions about falsity of labeling and advertising apply | Efficacy claims depend on individual circumstances and defeat commonality | Held commonality satisfied; misrepresentation theory supports class treatment |
| Due process and administrator feasibility | Affidavits plus safeguards can identify class members without violating due process | Heightened ascertainability protects due process by precise membership | Due process not violated; traditional mechanisms and court supervision suffice |
Key Cases Cited
- Marcus v. BMW of North America, LLC, 687 F.3d 583 (3d Cir. 2012) (ascertainability concerns; caution against relying on self-identification)
- Carrera v. Bayer Corp., 727 F.3d 300 (3d Cir. 2013) (heightened ascertainability doctrine; discusses reliable/feasible identification)
- Hayes v. Walmart Stores, Inc., 725 F.3d 349 (3d Cir. 2013) (recognizes ascertainability considerations within Rule 23 framework)
- Byrd v. Aaron’s Inc., 784 F.3d 154 (3d Cir. 2015) (discussion on ascertainability and district court discretion)
- Shelton v. Bledsoe, 775 F.3d 554 (3d Cir. 2015) (ascertainability analysis in Third Circuit context)
- Grandalski v. Quest Diagnostics Inc., 767 F.3d 175 (3d Cir. 2014) (ascertainability considerations in certification)
- Wal-Mart Stores, Inc. v. Dukes, 564 U.S.—, 131 S. Ct. 2541 (U.S. 2011) (commonality and class-wide proof framework)
