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Victor M. Rivera v. State of Indiana (mem. dec.)
02A04-1611-CR-2625
| Ind. Ct. App. | May 5, 2017
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Background

  • In 2015 Victor M. Rivera lived with his girlfriend Jennifer Born and her three children (including an infant “Baby,” and two older children Daughter and G.B.); the home was dirty and infested with lice/bedbugs and the children had hygiene and attendance problems.
  • Rivera engaged in verbal and physical abuse of the older children and Born; DCS had been called multiple times.
  • On October 18, 2015, Rivera shook the infant and inflicted multiple injuries (acute femur spiral fracture, skull fracture, healed humerus fracture, retinal hemorrhages).
  • The State charged two counts: Count 1 (level 3 neglect resulting in serious bodily injury) and Count 2 (level 6 neglect of a dependent, naming A.B. or G.B.); Rivera was acquitted of Count 1 and convicted on Count 2.
  • At sentencing the court found no mitigating factors, treated Rivera’s juvenile/adult record as aggravating, and imposed the maximum level 6 sentence of 2.5 years (executed).
  • Rivera appealed, arguing insufficient evidence for Count 2, sentencing abuse (failure to find mitigating factors), and that the sentence was inappropriate under Ind. Appellate Rule 7(B).

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Sufficiency of evidence for level 6 neglect (Count 2) The State: evidence shows Rivera had care of G.B., knew of filthy/neglectful conditions, physical/verbal abuse, and thereby knowingly placed the child in danger Rivera: argued evidence was insufficient (he assumed Count 2 related to the infant), and contested that proof did not support guilt beyond a reasonable doubt Court: affirmed—substantial evidence supported that Rivera, acting as caregiver to G.B., knowingly placed him in a situation endangering life or health
Sentencing abuse for failure to find mitigating factors State: sentencing discretion and trial court may decline proposed mitigators given Rivera’s criminal history Rivera: court should have found youth (20) and first adult felony as mitigating Court: affirmed—no abuse; given Rivera’s extensive juvenile/limited adult record, trial court permissibly declined to find those significant mitigators
Appropriateness of sentence under Ind. App. R. 7(B) State: maximum within range justified by neglectful environment and injuries to children; trial court discretion should be afforded Rivera: sentence inappropriate given his age, cooperation, and advisory term lower than imposed maximum Court: affirmed—Rivera failed to carry burden to show sentence inappropriate in light of offense nature and character

Key Cases Cited

  • Bailey v. State, 907 N.E.2d 1003 (Ind. 2009) (standard for sufficiency of evidence review)
  • Anglemyer v. State, 868 N.E.2d 482 (Ind. 2007) (sentencing review and treatment of mitigating/aggravating factors)
  • Cardwell v. State, 895 N.E.2d 1219 (Ind. 2008) (appellate role under Rule 7(B))
  • Stephenson v. State, 29 N.E.3d 111 (Ind. 2015) (deference to trial court in sentencing; burden to show compelling evidence)
  • Pierce v. State, 949 N.E.2d 349 (Ind. 2011) (advisory sentence as legislative starting point)
Read the full case

Case Details

Case Name: Victor M. Rivera v. State of Indiana (mem. dec.)
Court Name: Indiana Court of Appeals
Date Published: May 5, 2017
Docket Number: 02A04-1611-CR-2625
Court Abbreviation: Ind. Ct. App.