Ventura De Paulino Navarro Carrillo v. New York City Dep't of Educ.
959 F.3d 519
| 2d Cir. | 2020Background
- Two consolidated appeals (Ventura de Paulino; Navarro Carrillo) arose after parents removed their children from one private school (iHOPE) and enrolled them in a new private school (iBRAIN), then sought IDEA "stay‑put" funding for iBRAIN during IEP disputes.
- Earlier impartial hearing officers found the parents’ prior unilateral placement at iHOPE appropriate and ordered reimbursement; the City did not appeal those orders.
- Parents enrolled the children at iBRAIN for 2018–2019, filed due‑process complaints seeking pendency funding for iBRAIN, and sought immediate relief in federal court.
- The district courts reached opposite interim results: Ventura was dismissed; Navarro received a preliminary injunction ordering the City to fund iBRAIN pending the IEP dispute.
- The Second Circuit, on de novo review, held parents are not entitled to stay‑put funding for a privately chosen new school even if its program is substantially similar; the school district retains authority to determine how the last agreed‑upon program is provided and funded during pendency.
- The court explained parents who unilaterally transfer a child do so at their own financial risk and may pursue Burlington–Carter reimbursement after resolution of the IEP dispute.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Does alleging a stay‑put violation excuse IDEA administrative exhaustion? | Parents: stay‑put claims fall within exhaustion exceptions; immediate court relief is necessary. | City: parents must exhaust state two‑tier process first. | Held: Alleging a stay‑put violation can invoke exhaustion exceptions; plaintiffs need not exhaust before suing. |
| Can parents unilaterally enroll a child in a new private school and force the district to fund that school during pendency because it is "substantially similar" to the last agreed program? | Parents: iBRAIN is substantially similar to iHOPE, so stay‑put requires City to fund iBRAIN. | City: stay‑put requires funding the last agreed program, but the district—not parents—decides how/where to provide it; unilateral parent transfer does not convert new school into pendency placement. | Held: No. The district retains authority to determine how the agreed program is provided; parents who unilaterally enroll at a new school assume financial risk. |
| Is the child’s "operative/then‑current educational placement" the school where the parent enrolled the child when proceedings began? | Parents: operative placement is where the child was enrolled at filing (iBRAIN). | City: operative placement is the last agreed placement (iHOPE); parent enrollment does not change pendency placement. | Held: Operative placement is the last agreed‑upon placement (iHOPE); parental transfer does not change pendency placement. |
Key Cases Cited
- Concerned Parents v. N.Y. City Bd. of Educ., 629 F.2d 751 (2d Cir. 1980) (defines "educational placement" for pendency as the general type/level of program).
- Mackey ex rel. Thomas M. v. Bd. of Educ., 386 F.3d 158 (2d Cir. 2004) (pendency funding follows the last agreed placement; consent by operation of law after administrative victory).
- T.M. ex rel. A.M. v. Cornwall Cent. Sch. Dist., 752 F.3d 145 (2d Cir. 2014) (stay‑put guarantees the same general level/type of services, not identical site/providers).
- Zvi D. v. Ambach, 694 F.2d 904 (2d Cir. 1982) (stay‑put functions as an automatic injunction maintaining status quo).
- Sch. Comm. of Burlington v. Dep’t of Educ. of Mass., 471 U.S. 359 (U.S. 1985) (framework for reimbursement when parents unilaterally place a child).
- Florence Cty. Sch. Dist. Four v. Carter, 510 U.S. 7 (U.S. 1993) (parents may obtain reimbursement for private placement that provides FAPE when district fails to do so).
