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813 F.3d 414
1st Cir.
2016
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Background

  • In 2008 a jury convicted Wayne Vargas-De Jesús of two substantive drug-possession-with-intent counts and one conspiracy count; the jury's special verdict attributed 5 kg cocaine to one substantive count and 50 g cocaine base to another and to the conspiracy.
  • The PSR relied on the jury findings to calculate a base offense level 32 and a Guidelines range of 210–262 months; Vargas's counsel did not object to the PSR's drug-quantity attribution at sentencing, and the court imposed 210 months concurrent on each count.
  • On direct appeal this Court reversed the two substantive possession convictions under the Federal Juvenile Delinquency Act (FJDA) because the supporting evidence was pre-majority and no certification justified federal jurisdiction, but affirmed the conspiracy conviction because the government presented post-majority conduct as well.
  • The district court entered an amended judgment reflecting conviction only on the conspiracy count but left the 210-month sentence unchanged; Vargas then filed a pro se 28 U.S.C. § 2255 petition claiming ineffective assistance of counsel.
  • This Court granted a certificate of appealability solely on whether counsel was ineffective at sentencing for failing to challenge the drug-quantity attribution (5 kg) based primarily on pre-majority conduct and appointed counsel.

Issues

Issue Vargas's Argument United States' Argument Held
Whether counsel was ineffective at sentencing for failing to contest the PSR's drug-quantity attribution based on pre-majority conduct Counsel should have objected to using pre-majority transactions to calculate drug quantity for the conspiracy sentence; objection would have lowered the Guidelines range Precedent and sentencing risk justified not objecting; objection might have opened door to a higher quantity finding and precedent mostly permitted considering pre-majority conduct Denied — counsel's performance was not deficient; objectively reasonable strategy given then-existing authority and risk of worse outcome

Key Cases Cited

  • Strickland v. Washington, 466 U.S. 668 (standard for ineffective assistance of counsel)
  • Lafler v. Cooper, 566 U.S. 156 (right to effective counsel in sentencing context)
  • United States v. Welch, 15 F.3d 1202 (1st Cir. 1993) (pre-majority conduct considered in conspiracy context when ratified post-majority)
  • United States v. Gibbs, 182 F.3d 408 (6th Cir. 1999) (pre-majority drug sales may be relevant conduct for sentencing)
  • United States v. Thomas, 114 F.3d 228 (D.C. Cir. 1997) (Guidelines permit considering foreseeable conduct during entire conspiracy)
  • United States v. Flores-De-Jesús, 569 F.3d 8 (1st Cir. 2009) (sentencing court may attribute all reasonably foreseeable quantities within scope of jointly undertaken activity)
  • United States v. Rodríguez, 731 F.3d 20 (1st Cir. 2013) (describing Welch and declining to definitively resolve pre-majority sentencing issue)
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Case Details

Case Name: Vargas-De-Jesus v. United States
Court Name: Court of Appeals for the First Circuit
Date Published: Feb 10, 2016
Citations: 813 F.3d 414; 2016 WL 524254; 14-1030P
Docket Number: 14-1030P
Court Abbreviation: 1st Cir.
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    Vargas-De-Jesus v. United States, 813 F.3d 414