977 F.3d 496
6th Cir.2020Background
- The Tobacco Control Act (TCA) and FDA "Deeming Rule" (2016) brought e-cigarettes within FDA regulation and required premarket tobacco applications (PMTAs) for products not on the market as of Feb. 15, 2007.
- FDA initially set staggered compliance deadlines, extended to Aug. 8, 2018, then further guidance in Aug. 2017 (issued without notice-and-comment) altered compliance timing and was later challenged.
- In AAP v. FDA (D. Md.), the district court held the Aug. 2017 guidance unlawful and, after remedial briefing in which the Government suggested a 10‑month deadline and submitted a declaration from CTP Director Mitchell Zeller, the court imposed a 10‑month filing deadline (May 12, 2020), later extended to Sept. 9, 2020 due to COVID‑19.
- Vapor Stockroom sued the FDA in the E.D. Ky., alleging the Government’s remedial brief and Zeller declaration to the Maryland court unlawfully proposed/created the 10‑month deadline and sought declaratory relief and an injunction barring FDA enforcement based on that deadline.
- The Kentucky district court dismissed for lack of standing, finding Vapor Stockroom’s alleged injury traceable to the Maryland court’s independent injunction (a third‑party action), not to FDA’s litigation submissions; Sixth Circuit affirmed and declined to reach merits or address the 2020 guidance challenge (not pleaded below).
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Standing to challenge FDA remedial brief and Zeller declaration under the APA | FDA’s proposal motivated the Maryland court to adopt the 10‑month deadline, causing Vapor Stockroom injury | Injuries stem from the Maryland court’s independent injunction, not FDA filings; therefore not traceable | No standing: injury traceable to third‑party court order, not FDA submissions |
| Whether FDA submissions constituted unlawful/final agency action | The remedial brief and declaration amounted to final agency action in violation of the APA and due process | The filings were litigation advocacy and, even if improper, did not cause Vapor Stockroom’s asserted injury | Not decided on merits—dismissal for lack of jurisdiction; merits not reached |
| Request for injunction preventing FDA enforcement based on the May deadline | Immediate irreparable harm; injunction needed to prevent enforcement tied to the deadline | No legal basis for injunctive relief because causal chain is broken and the Maryland judgment is independent | Injunction denied; concurrence emphasized lack of legal basis for relief |
| Challenge to FDA’s 2020 guidance | (Raised on appeal only) FDA independently selected May 12, 2020; plaintiffs suggested they would amend to challenge 2020 guidance | 2020 guidance was not pleaded in the complaint below | Court declined to consider new arguments first raised on appeal; dismissal without prejudice presumed, so plaintiffs may refile |
Key Cases Cited
- Lujan v. Defenders of Wildlife, 504 U.S. 555 (1992) (standing requires injury fairly traceable to challenged action)
- Simon v. E. Ky. Welfare Rts. Org., 426 U.S. 26 (1976) (injury must not result from independent third‑party action)
- Parsons v. U.S. Dep't of Justice, 801 F.3d 701 (6th Cir. 2015) (standing can be satisfied if defendant’s conduct motivated third‑party injurious actions; distinguished here)
- Am. Acad. of Pediatrics v. FDA, 379 F. Supp. 3d 461 (D. Md. 2019) (holding Aug. 2017 guidance unlawful)
- Am. Acad. of Pediatrics v. FDA, 399 F. Supp. 3d 479 (D. Md. 2019) (remedy: district court imposed a 10‑month PMTA deadline)
- In re Cigar Ass'n of Am., [citation="812 F. App'x 128"] (4th Cir. 2020) (appeal moot after FDA issued 2020 guidance)
