Van Asdale v. International Game Technology
763 F.3d 1089
9th Cir.2014Background
- This is a Sarbanes-Oxley whistleblower case (Van Asdale) before the Ninth Circuit for the third time.
- On first appeal, the court reversed a district court summary judgment; material facts were disputed.
- On remand, a jury awarded the Van Asdales full relief on SOX claims and the district court entered judgment consistent with the verdict.
- The district court denied post-trial motion for judgment as a matter of law and granted fees, costs, and prejudgment interest under 29 C.F.R. § 20.58(a).
- On the second appeal, the court affirmed denial of JMOL and left open the prejudgment interest rate issue as raised for the first time on appeal.
- The Van Asdales sought fees and postjudgment interest (arguing for 26 U.S.C. § 6621); IGT urged the default rate under 28 U.S.C. § 1961.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| What is the postjudgment interest rate? | Van Asdale argues 26 U.S.C. § 6621 applies. | IGT argues 28 U.S.C. § 1961 governs postjudgment interest. | Postjudgment interest is governed by 28 U.S.C. § 1961. |
| Should prejudgment interest rate match postjudgment rate? | Van Asdale suggests rates should align with 26 U.S.C. § 6621 due to pretrial context. | IGT argues no need to have identical rates; district courts have discretion for prejudgment interest. | No requirement to harmonize prejudgment and postjudgment rates; rate issue not revisited on appeal. |
| Did the Secretary's interpretation deserve deference in setting the rate? | Van Asdale contends Secretary's view is persuasive and should control. | IGT disputes deference level; seeks alternative rate. | We defer to the Secretary’s view; § 1961 applies. |
| What is the available relief regarding fees on appeal? | Van Asdale seeks attorney’s fees on appeal. | IGT opposes or limits fee award pending further determination. | Fees on appeal granted; Appellate Commissioner to determine amount of fees and postjudgment interest. |
Key Cases Cited
- Van Asdale v. Int’l Game Tech., 577 F.3d 989 (9th Cir. 2009) (initial reversal on summary judgment due to disputed facts)
- Van Asdale v. Int’l Game Tech., 549 Fed. App’x 611 (9th Cir. 2013) (affirmed denial of JMOL; noted prejudgment rate issue)
- Price v. Stevedoring Servs. of Am., Inc., 697 F.3d 834 (9th Cir. 2012) (§ 1961 rate supports making plaintiffs whole; deference to agency interpretation)
- Ford v. Alfaro, 785 F.2d 835 (9th Cir. 1986) (§ 1961 mandatory for postjudgment interest in back pay cases)
- Hall v. Bolger, 768 F.2d 1148 (9th Cir. 1985) (postjudgment interest for back pay under § 1961 appropriate)
- Skidmore v. Swift & Co., 323 U.S. 134 (Supreme Court 1944) (persuasive deference standard for agency interpretations)
