V.P.A.C. v. Doe Run Resources Corporation, The
4:19-cv-01671
E.D. Mo.Jun 24, 2019Background
- Plaintiffs: >1,600 Peruvian children allege lead poisoning from emissions of the La Oroya smelting complex operated by Peruvian subsidiary of U.S. corporate defendants; individual defendants are company officers/directors.
- Defendants: U.S. corporations who owned/operated the Peruvian smelter; seek dismissal based on international comity and request a Rule 44.1 determination that Peruvian law governs.
- Procedural posture: Defendants raised identical comity and foreign-law arguments in a companion consolidated case (A.O.A. v. Rennert) decided by Judge Perry; that decision is on appeal.
- Judge Sippel adopted Judge Perry’s prior rulings under issue preclusion and denied relitigation of the comity and foreign-law questions.
- On the merits (if not precluded), the court also denied dismissal for international comity, finding Missouri has a stronger interest and no persuasive Peruvian sovereign request for dismissal.
- Choice-of-law: court held Peruvian law does not materially conflict with Missouri law; even under the most-significant-relationship test Missouri law governs.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether issue preclusion bars defendants from relitigating comity/foreign-law rulings | Plaintiffs: prior companion ruling precludes re-litigation | Defendants: companion ruling does not bind this case / issues remain open | Held: Issue preclusion applies; defendants barred from relitigating those issues |
| Whether international comity requires dismissal/abstention | Plaintiffs: comity not warranted; U.S./Missouri interests support suit | Defendants: Peru’s sovereignty and interests counsel dismissal | Held: Denied; no clear Peruvian sovereign demand, Missouri’s interest outweighs Peru’s |
| Whether Peruvian law (including internal affairs doctrine) governs substantive claims | Plaintiffs: Missouri law should apply; no true conflict | Defendants: internal affairs doctrine and Peruvian law control | Held: Internal affairs doctrine inapplicable; no material conflict; Missouri law applies |
| Whether Rule 44.1 foreign-law determination mandates applying Peruvian law | Plaintiffs: defendants failed to prove a controlling conflict or applicable foreign law | Defendants: presented Peruvian-law experts and government letters | Held: Defendants failed to establish foreign law controlling; apply Missouri law |
Key Cases Cited
- Taylor v. Sturgell, 553 U.S. 880 (preclusive effect of federal judgments)
- New Hampshire v. Maine, 532 U.S. 742 (collateral estoppel definition)
- Richards v. Jefferson County, 517 U.S. 793 (due process limits on preclusion)
- Brown v. Felsen, 442 U.S. 127 (issue preclusion requires matters actually and necessarily decided)
- Arizona v. California, 530 U.S. 392 (court may raise preclusion sua sponte)
- Societe Nationale Industrielle Aerospatiale v. U.S. Dist. Court, 482 U.S. 522 (need to analyze foreign sovereign interests)
- Hartford Fire Ins. Co. v. California, 509 U.S. 764 (no conflict where compliance with both laws possible)
- Jota v. Texaco, Inc., 157 F.3d 153 (U.S. corporation subject to jurisdiction even when harm abroad)
- Carijano v. Occidental Petroleum Corp., 643 F.3d 1216 (home forum interest in regulating corporate citizens)
- In re Air Crash Disaster Near Chicago, Ill., 644 F.2d 594 (forum connections and choice-of-law factors)
