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299 P.3d 1050
Utah
2013
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Background

  • Rasmussen was disbarred for defying a suspension order and continuing to practice law.
  • OPC filed charges alleging violations of Utah Rules of Professional Conduct 8.4(a) and (d) related to recusal motions and failing to appear.
  • The district court imposed a one-year suspension with a stay and conditions, which Rasmussen violated by practicing during suspension.
  • Rasmussen sought reinstatement; ambiguity existed whether RLDD 14-524 or 14-525 governed reinstatement, delaying clear procedure.
  • OPC opposed reinstatement and later presented evidence Rasmussen violated the sanctions order; the court upheld disbarment after a hearing.
  • The court affirmed, holding disbarment warranted under RLDD and that Rasmussen’s conduct justified harsher discipline than a stay lift.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether the district court had authority to reconsider post-judgment reinstatement findings. Rasmussen OPC Yes; court could hear post-judgment matters under Rule 60(b).
Whether res judicata or law of the case barred reopening of reinstatement. Rasmussen OPC No; reinstatement order not final, law of the case not controlling here.
Whether disbarment was proper punishment for violating the suspension order. Rasmussen OPC Yes; disbarment appropriate under RLDD 14-606(a) and 14-605 for deceit and ongoing misconduct.
Whether mitigating factors negated disbarment. Rasmussen OPC No; mitigating factors were insufficient or improperly timed; self-serving motive and prior discipline supported disbarment.

Key Cases Cited

  • IHC Health Servs., Inc. v. D & K Mgmt., Inc., 196 P.3d 588 (Utah 2008) (binding effect of decisions in later proceedings; law-of-the-case considerations)
  • In re Discipline of Ennenga, 37 P.3d 1150 (Utah 2001) (independent sanction policy in professional discipline)
  • Kell v. State, 285 P.3d 1133 (Utah 2012) (Rule 60(b) relief under unusual or exceptional circumstances)
  • Judson v. Wheeler RV Las Vegas, L.L.C., 270 P.3d 456 (Utah 2012) (burden of identifying basis for the motion; discretion in construing motions)
  • Gillmor v. Wright, 850 P.2d 431 (Utah 1993) (law-of-the-case doctrine; not inexorable command)
  • Workers Comp. Fund v. Argonaut Ins. Co., 266 P.3d 792 (Utah 2011) (whether a motion can be treated as Rule 60(b) despite captioning)
  • Utah State Bar v. Doncouse (In re Discipline of Doncouse), 99 P.3d 837 (Utah 2004) (suspension violations as grounds for harsher discipline)
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Case Details

Case Name: Utah State Bar v. Rasmussen
Court Name: Utah Supreme Court
Date Published: Mar 12, 2013
Citations: 299 P.3d 1050; 2013 Utah LEXIS 14; 730 Utah Adv. Rep. 63; 2013 UT 14; 2013 WL 930589; No. 20110696
Docket Number: No. 20110696
Court Abbreviation: Utah
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    Utah State Bar v. Rasmussen, 299 P.3d 1050