Uriell v. Regents of University of California
234 Cal. App. 4th 735
| Cal. Ct. App. | 2015Background
- In August 2007 Barbara Kastan (strong family history of breast cancer) presented to UCSD with a palpable 2 cm left-breast mass; mammogram and ultrasound were read as reassuring (dense breast; simple cysts). Dr. Blair did not order MRI or biopsy and told patient she did not have cancer.
- By January–May 2009 Kastan had progressive breast and systemic signs; biopsy in May 2009 diagnosed breast cancer that was advanced; she died December 8, 2010.
- Plaintiffs (husband and children) sued the Regents for wrongful death, alleging delayed diagnosis caused earlier death. Plaintiffs’ oncology expert (Dr. Brouillard) testified to a reasonable degree of medical probability that earlier diagnosis/treatment in 2007 would have prolonged Kastan’s life by about 10 years.
- Defense experts testified either that cancer was already metastatic in 2007 and earlier treatment would not likely extend life beyond a few years, or that microscopic cancer may have been present. The trial court denied nonsuit; jury found UCSD negligent and its negligence a substantial factor in causing harm. Judgment for plaintiffs.
- On appeal Regents argued (1) Dr. Brouillard’s survival opinion lacked adequate foundation and was speculative, and (2) the court erred by giving standard substantial-factor causation instructions (CACI 430/431) without a special instruction requiring causation be shown to a "reasonable medical probability." The Court of Appeal affirmed.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Admissibility/foundation of expert's opinion that earlier diagnosis would have extended life ~10 years | Brouillard relied on patient records, tumour biology (ER+, HER2-), response to later treatment, and his clinical experience to conclude earlier treatment would likely have produced long-term survival | Regents: opinion speculative, based on family history and insufficient foundation to show >50% probability of 10-year survival; thus nonsuit/new trial warranted | Admissibility proper. Brouillard gave a reasoned, experience- and record-based opinion; trial court did not abuse discretion admitting it and denying nonsuit/new trial. |
| Jury instructions on causation—whether a special "reasonable medical probability" instruction was required | Plaintiffs: standard negligence/"substantial factor" instructions suffice; medical-probability concerns are addressed by expert testimony and burden of proof | Regents: Jones and related cases require instruction emphasizing causation must be proven to a reasonable medical probability (not mere possibility) | No error. Standard CACI substantial-factor instructions plus preponderance burden were adequate; Jones and similar cases address evidentiary sufficiency, not a different jury instruction. CACI 431 on concurrent causes was appropriate. |
Key Cases Cited
- Sargon Enterprises, Inc. v. University of Southern California, 55 Cal.4th 747 (gatekeeper standard for expert admissibility; focus on methodology not conclusions)
- Jones v. Ortho Pharmaceutical Corp., 163 Cal.App.3d 396 (expert must show causation as a reasonable medical probability; distinguishes possibility from probability)
- Dumas v. Cooney, 235 Cal.App.3d 1583 (lost-chance analysis where only a 30% survival chance was shown; causation not established)
- Bromme v. Pavitt, 5 Cal.App.4th 1487 (nonsuit proper where experts agreed survival chance <50% so negligence was not a substantial factor)
- Espinosa v. Little Co. of Mary Hospital, 31 Cal.App.4th 1304 (concurrent substantial causes — plaintiff need not apportion damages among multiple substantial causes)
- Rutherford v. Owens-Illinois, Inc., 16 Cal.4th 953 (substantial-factor causation standard described)
- Bockrath v. Aldrich Chemical Co., 21 Cal.4th 71 (even minor forces can be causes; infinitesimal/theoretical forces are not substantial factors)
- Flowers v. Torrance Memorial Hospital Medical Center, 8 Cal.4th 992 (medical malpractice remains negligence; core elements including causation apply)
