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University of Houston v. Stephen Barth
403 S.W.3d 851
| Tex. | 2013
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Background

  • Barth, a professor at the University of Houston, sued the University for retaliation under the Texas Whistleblower Act.
  • The trial court initially found jurisdiction based on the SAM’s internal policies being “law” under the Act, which the court of appeals later questioned.
  • This Court holds the SAM policies are not “law” because they were not enacted by the Board of Regents under the Education Code’s authority.
  • The Whistleblower Act requires the “law” to be enacted under a statute or ordinance and the SAM lacks evidence of such enactment.
  • Barth’s good-faith belief that he reported a violation of law was insufficient for objective reasonableness given his legal training and experience.
  • The Court reverses the court of appeals and dismisses Barth’s suit for lack of subject-matter jurisdiction.]
  • Note: The Court addresses alternative reports of civil/criminal law and confirms no appropriate law-enforcement authority was identified for those reports.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Are SAM policies “law” under the Whistleblower Act? Barth: SAM policies are “law” because adopted under Regents’ authority. University: SAM policies are not law unless enacted by Regents under Education Code §111.35. No; SAM policies are not “rule adopted under a statute or ordinance.”
Was Barth's good-faith reporting to an appropriate law-enforcement authority satisfied? Barth believed contracting violations were violations of law. Barth failed objective prong given his training and familiarity. Unmet; lack of objective good-faith belief defeats jurisdiction.
Did Barth report to an appropriate external law-enforcement authority? Reports to internal University officials could qualify under internal processes. Internal reports do not satisfy external law-enforcement authority requirement. Untethered internal reports fail; no appropriate external authority identified.

Key Cases Cited

  • Harris County Precinct Four Constable Dept. v. Grabowski, 922 S.W.2d 954 (Tex. 1996) (internal policies not law for Whistleblower Act purposes; reasonableness standard)
  • Mullins v. Dallas Indep. Sch. Dist., 357 S.W.3d 182 (Tex. App.—Dallas 2012) (agency policies internal to an entity do not support whistleblower claim)
  • City of Houston v. Kallina, 97 S.W.3d 170 (Tex. App.—Houston [14th Dist.] 2002) (Whistleblower Act does not protect reports of department internal policies)
  • Ruiz v. City of San Antonio, 966 S.W.2d 128 (Tex. App.—Austin 1998) (internal policies; not whistleblower-protected law)
  • Needham v. Texas Dept. of Transportation, 82 S.W.3d 314 (Tex. 2002) (objective prong requires external enforcement authority; internal compliance insufficient)
  • Lueck v. State, 290 S.W.3d 876 (Tex. 2009) (elements of Whistleblower Act claims are jurisdictional and non-waivable)
  • Foley v. Benedict, 55 S.W.2d 805 (Tex. 1932) (Board of Regents enactment compared to UT system precedent)
Read the full case

Case Details

Case Name: University of Houston v. Stephen Barth
Court Name: Texas Supreme Court
Date Published: Jun 14, 2013
Citation: 403 S.W.3d 851
Docket Number: 12-0358
Court Abbreviation: Tex.