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United States v. Zapata-Vazquez
778 F.3d 21
| 1st Cir. | 2015
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Background

  • Zapata admitted possession of 64 small bags of crack cocaine and a loaded 9mm pistol found after police approached him in an abandoned residence; he consented to a vehicle search that produced marijuana, two loaded magazines, and cash.
  • He was on probation for a prior local drug distribution conviction at the time of the offense.
  • Charged with possession with intent to distribute crack cocaine (21 U.S.C. § 841) and possessing a firearm in furtherance of a drug trafficking crime (18 U.S.C. § 924(c)(1)(A)); he pleaded guilty to the § 924(c) count and the drug count was dismissed.
  • The written Rule 11(c)(1)(B) plea agreement recommended a 60‑month sentence (the Guidelines term for the § 924(c) offense).
  • The district court imposed an upward variant sentence of 72 months, citing the seriousness and pervasiveness of firearm offenses in Puerto Rico and Zapata’s probationary status.
  • Zapata appealed, challenging the procedural and substantive reasonableness of the 72‑month variant sentence.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether the district court procedurally erred by failing to consider § 3553(a) factors and overemphasizing community characteristics Govt: District court adequately considered § 3553(a) and community characteristics may inform sentencing Zapata: Court failed to consider rehabilitation and overemphasized Puerto Rico crime rates without tying them to his case No procedural error; court stated it reviewed § 3553(a) factors, considered defendant’s history, probation status, and tied community concerns to deterrence and seriousness
Whether the upward variance was substantively unreasonable Govt: Variance justified by seriousness of firearms offenses locally and defendant’s probation status Zapata: Variance disproportionate given his acceptance of responsibility and potential for rehabilitation Variance was substantively reasonable; district court offered a plausible rationale and the 12‑month increase falls within the broad range of reasonable sentences

Key Cases Cited

  • United States v. Ocasio‑Cancel, 727 F.3d 85 (1st Cir. 2013) (sources appropriate for facts after a guilty plea)
  • United States v. Del Valle‑Rodríguez, 761 F.3d 171 (1st Cir. 2014) (sentence review standard: procedural then substantive reasonableness)
  • United States v. Vega‑Salgado, 769 F.3d 100 (1st Cir. 2014) (a district court’s statement that it considered § 3553(a) factors carries weight)
  • United States v. Clogston, 662 F.3d 588 (1st Cir. 2011) (no requirement to parse § 3553(a) mechanically)
  • United States v. Flores‑Machicote, 706 F.3d 16 (1st Cir. 2013) (community crime characteristics may inform seriousness and deterrence)
  • United States v. Politano, 522 F.3d 69 (1st Cir. 2008) (district court may weigh community characteristics in sentencing)
  • United States v. Santiago‑Rivera, 744 F.3d 229 (1st Cir. 2014) (court must weigh case‑specific circumstances alongside community factors)
  • United States v. Martin, 520 F.3d 87 (1st Cir. 2008) (substantive reasonableness requires a plausible rationale and defensible result)
Read the full case

Case Details

Case Name: United States v. Zapata-Vazquez
Court Name: Court of Appeals for the First Circuit
Date Published: Feb 2, 2015
Citation: 778 F.3d 21
Docket Number: 13-2170
Court Abbreviation: 1st Cir.