United States v. Winkelman
746 F.3d 134
3rd Cir.2014Background
- Pro se appellants George A. Winkelman and John F. Winkelman, Jr. move to recall the mandate and reinstate direct appeals to challenge Alleyne v. United States.
- The Winkelmans previously challenged their sentences in 28 U.S.C. § 2255 proceedings and were denied COAs in 2007 (Nos. 08-1931, 08-1932).
- They contend Alleyne makes certain mandatory-minimum sentences unconstitutional and seeks relief under § 2255 as a second or successive petition.
- This court has inherent power to recall a mandate only in extraordinary circumstances; AEDPA gatekeeping governs second/successive petitions.
- A successive § 2255 petition is allowed only for newly discovered evidence or a new retroactive Supreme Court ruling unavailable at the time of the prior petition; Alleyne’s retroactivity is at issue.
- The court analyzes whether Alleyne announced a retroactive rule applicable on collateral review and concludes it does not; motions to recall are denied.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Winkelmans’ motion is a second/successive petition. | Winkelmans argue Alleyne retroactivity justifies relief. | Court: Alleyne retroactivity not established; petition is second/successive under AEDPA. | Motions deemed successive and denied. |
| Whether Alleyne can be applied retroactively on collateral review. | Alleyne announced new retroactive rule affecting mandatory minimums. | Alleyne has not been held retroactive by the Supreme Court for collateral review. | Alleyne cannot be applied retroactively on collateral review. |
| Whether the court may recall its mandate in light of Alleyne. | Inherent power to recallMandate could permit relief in extraordinary circumstances. | AEDPA limits recall; this is not extraordinary and not viable under § 2255. | Mandate recall denied. |
Key Cases Cited
- Calderon v. Thompson, 523 U.S. 538 (1998) (extraordinary-circumstances limitation on recall of mandate)
- American Iron & Steel Institute v. E.P.A., 560 F.2d 589 (3d Cir. 1977) (gate-keeping; AEDPA limits on successive petitions)
- Magwood v. Patterson, 130 S.Ct. 2788 (2010) (defining successive § 2255 petitions)
- Blystone v. Horn, 664 F.3d 397 (3d Cir. 2011) (AEDPA gatekeeping and second/successive petitions)
- Teague v. Lane, 489 U.S. 288 (1989) (retrospective retroactivity framework; two Teague exceptions)
- Redd v. United States, 735 F.3d 88 (2d Cir. 2013) (Alleyne not retroactive on collateral review)
- Simpson v. United States, 721 F.3d 875 (7th Cir. 2013) (Alleyne announced a new rule in direct appeal context)
- Tyler v. Cain, 533 U.S. 656 (2001) (retroactivity requires explicit Supreme Court holding)
- Alleyne v. United States, 133 S.Ct. 2151 (2013) (new rule: any fact increasing mandatory minimum is an element to be proven beyond a reasonable doubt)
- Harris v. United States, 536 U.S. 545 (2002) ( precedents cited in Alleyne-era retroactivity discussion)
- Booker, 543 U.S. 220 (2005) (constitutional law interplay with sentencing; non-retroactive context noted)
- Blakely v. Washington, 542 U.S. 296 (2004) (applies to sentencing factors and jury findings)
- Apprendi v. New Jersey, 530 U.S. 466 (2000) (jury finders for certain sentencing factors)
- Almendarez-Torres v. United States, 523 U.S. 466 (1998) (prior conviction exception in sentencing guidelines)
