United States v. Watson
1:19-cr-00212
S.D.N.Y.Apr 15, 2022Background
- On January 11, 2022, Perry J. Wells filed a pro se letter challenging his conviction/sentence and asked it not be treated as a motion.
- On January 19, 2022, the Court informed Wells that portions of the letter could be construed as a § 2255 habeas petition and explained the Adams/Castro recharacterization rules, offering Wells the chance to withdraw or amend by February 25, 2022.
- Wells did not respond to the Court's order.
- The Court construed the relevant portions of the January 11 letter as a § 2255 petition; Wells’ alleged ineffective-assistance claims consisted of two short statements: counsel told him what to say, did not explain the plea process, and was “after money.”
- Applying Strickland, the Court found the allegations conclusory, not showing deficient performance or prejudice, and therefore denied the § 2255 petition.
- The Court denied a certificate of appealability, certified any appeal would not be in good faith, denied in forma pauperis status for appeal, and directed the Clerk to open (and then close) a parallel civil case to docket the habeas filings.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Recharacterization as a § 2255 petition | Wells asked letter not to be treated as a motion | Court: Adams/Castro permit recharacterization with notice and chance to withdraw; Wells got notice and deadline | Court recharacterized pertinent portions as a § 2255 petition (Wells did not withdraw) |
| Ineffective assistance of counsel | Henry advised what to say, failed to explain plea process, acted for money | Allegations are conclusory; record lacks specifics showing deficient performance or prejudice | Denied — Wells failed to show Strickland deficiency or prejudice |
| Certificate of appealability (COA) | Implicit: entitlement to appellate review | Record does not show a substantial showing of denial of a constitutional right | COA denied |
| In forma pauperis status for appeal / good-faith certification | Implicit: request to proceed if appealing | Court: appeal would not be taken in good faith | Court certified appeal not in good faith and denied IFP for appeal |
Key Cases Cited
- Adams v. United States, 155 F.3d 582 (2d Cir. 1998) (district courts should not recharacterize pro se pleadings as § 2255 motions without notice or consent in specified circumstances)
- Castro v. United States, 540 U.S. 375 (2003) (district court must notify pro se litigant when it will recharacterize a pleading as a § 2255 motion and warn about second-or-successive consequences)
- Strickland v. Washington, 466 U.S. 668 (1984) (two-part ineffective-assistance-of-counsel test: deficient performance and prejudice)
- Lynn v. Bliden, 443 F.3d 238 (2d Cir. 2006) (applies Strickland standard in the Second Circuit)
- Love v. McCray, 413 F.3d 192 (2d Cir. 2005) (clarifies the standard for issuing a certificate of appealability)
- Coppedge v. United States, 369 U.S. 438 (1962) (appeal in forma pauperis may be denied where appeal is not taken in good faith)
