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United States v. Watson
1:19-cr-00212
S.D.N.Y.
Apr 15, 2022
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Background

  • On January 11, 2022, Perry J. Wells filed a pro se letter challenging his conviction/sentence and asked it not be treated as a motion.
  • On January 19, 2022, the Court informed Wells that portions of the letter could be construed as a § 2255 habeas petition and explained the Adams/Castro recharacterization rules, offering Wells the chance to withdraw or amend by February 25, 2022.
  • Wells did not respond to the Court's order.
  • The Court construed the relevant portions of the January 11 letter as a § 2255 petition; Wells’ alleged ineffective-assistance claims consisted of two short statements: counsel told him what to say, did not explain the plea process, and was “after money.”
  • Applying Strickland, the Court found the allegations conclusory, not showing deficient performance or prejudice, and therefore denied the § 2255 petition.
  • The Court denied a certificate of appealability, certified any appeal would not be in good faith, denied in forma pauperis status for appeal, and directed the Clerk to open (and then close) a parallel civil case to docket the habeas filings.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Recharacterization as a § 2255 petition Wells asked letter not to be treated as a motion Court: Adams/Castro permit recharacterization with notice and chance to withdraw; Wells got notice and deadline Court recharacterized pertinent portions as a § 2255 petition (Wells did not withdraw)
Ineffective assistance of counsel Henry advised what to say, failed to explain plea process, acted for money Allegations are conclusory; record lacks specifics showing deficient performance or prejudice Denied — Wells failed to show Strickland deficiency or prejudice
Certificate of appealability (COA) Implicit: entitlement to appellate review Record does not show a substantial showing of denial of a constitutional right COA denied
In forma pauperis status for appeal / good-faith certification Implicit: request to proceed if appealing Court: appeal would not be taken in good faith Court certified appeal not in good faith and denied IFP for appeal

Key Cases Cited

  • Adams v. United States, 155 F.3d 582 (2d Cir. 1998) (district courts should not recharacterize pro se pleadings as § 2255 motions without notice or consent in specified circumstances)
  • Castro v. United States, 540 U.S. 375 (2003) (district court must notify pro se litigant when it will recharacterize a pleading as a § 2255 motion and warn about second-or-successive consequences)
  • Strickland v. Washington, 466 U.S. 668 (1984) (two-part ineffective-assistance-of-counsel test: deficient performance and prejudice)
  • Lynn v. Bliden, 443 F.3d 238 (2d Cir. 2006) (applies Strickland standard in the Second Circuit)
  • Love v. McCray, 413 F.3d 192 (2d Cir. 2005) (clarifies the standard for issuing a certificate of appealability)
  • Coppedge v. United States, 369 U.S. 438 (1962) (appeal in forma pauperis may be denied where appeal is not taken in good faith)
Read the full case

Case Details

Case Name: United States v. Watson
Court Name: District Court, S.D. New York
Date Published: Apr 15, 2022
Docket Number: 1:19-cr-00212
Court Abbreviation: S.D.N.Y.