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United States v. Waseta
647 F.3d 980
10th Cir.
2011
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Background

  • Waseta pleaded guilty to one count of sexual abuse of a minor in Indian Country for acts against his stepson beginning in 1989.
  • At sentencing, the PSR used the 1988 Guidelines, yielding an adjusted offense level of 14 and a Guidelines range of 15–21 months.
  • The Guidelines regime was advisory after Booker; the district court upwardly varied to 46 months with three years of supervised release.
  • Waseta challenged the sentence as a Fifth Amendment ex post facto violation due to the post-Booker advisory regime expanding punishment unrealistically.
  • The district court rejected a §5K2.8 departure but relied on §3553(a) to justify an upward variance.
  • On appeal, the government argued the sentence was foreseeable and did not implicate due process; Waseta contends it was utterly unforeseeable.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether advisory Guidelines post-Booker violate due process ex post facto Waseta argues ex post facto due process violation due to unforeseeable post-Booker sentence. Waseta contends post-Booker sentence was unforeseen under pre-Booker law and thus unconstitutional. No due-process violation; sentence foreseeable under pre-Booker framework.
Whether Waseta had fair warning at the time of the crime Waseta claims no reasonable sentencing outcome could foresee the 46-month sentence. Government asserts a range of pre-Booker outcomes could include 46 months via departures or enhanced conduct. Fair warning existed; 46 months was not wildly different from possible pre-Booker outcomes.
Whether Scott controls and forecloses the ex post facto claim Waseta relies on Scott to show unforessability. Government argues Scott forecloses the claim by showing foreseeability. Scott forecloses; the sentence was foreseeable under Scott's framework.
Whether the court could have departed upward under §5K2.0, §5K2.3, or §5K2.8 to reach 46 months Waseta could have argued departures or uncharged-conduct-based factors justified 46 months. Government contends departures could have produced a similar sentence, making 46 months foreseeable. Multiple grounds (e.g., extreme conduct, extreme psychological injury, uncharged conduct) could justify 46 months; not violative of due process.

Key Cases Cited

  • Portillo-Quezada, 469 F.3d 1345 (10th Cir. 2006) (ex post facto considerations in the due process context; notice and foreseeability)
  • Cachucha, 484 F.3d 1266 (10th Cir. 2007) (open question about ex post facto with post-Booker sentences above imagined bounds)
  • Scott, 529 F.3d 1290 (10th Cir. 2008) (foreseeability under pre-Booker guidelines; confirms notice adequate for up to imagined ranges)
  • Lata, 415 F.3d 110 (1st Cir. 2005) (fair warning; guidance on foreseeability before Booker)
  • Barton, 455 F.3d 649 (6th Cir. 2006) (due process and notice in ex post facto considerations)
  • Rogers v. Tennessee, 532 U.S. 451 (S. Ct. 2001) (due process fairness requires notice and foreknowledge in retroactive judicial interpretations)
  • Begaye, 635 F.3d 456 (10th Cir. 2011) (upward departure based on extreme psychological impact of repeated abuse)
  • Zamarripa, 905 F.2d 337 (10th Cir. 1990) (upward departure for multiple sexual contacts with the same victim)
  • Big Medicine, 73 F.3d 994 (10th Cir. 1995) (departure under 5K2.0 based on multi-count analysis and uncharged conduct)
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Case Details

Case Name: United States v. Waseta
Court Name: Court of Appeals for the Tenth Circuit
Date Published: Jul 26, 2011
Citation: 647 F.3d 980
Docket Number: 10-2097
Court Abbreviation: 10th Cir.