United States v. Warren
2013 U.S. App. LEXIS 24860
10th Cir.2013Background
- In 2011 Steven C. Warren robbed a Kansas bank at gunpoint, pleaded guilty to armed bank robbery, and the government dismissed other counts. The district court sentenced him to the statutory maximum of 300 months.
- The presentence report (PSR) listed convictions and an “Other Criminal Conduct” section detailing ~22 prior arrests that did not result in convictions. The PSR also classified Warren as a career offender, producing an advisory guideline range of 188–235 months.
- Warren objected to the career-offender classification and to paragraphs describing prior arrests, arguing the material was old, unprosecuted, or otherwise subject to speculation and therefore irrelevant or prejudicial.
- At sentencing the district court found Warren was a career offender based on convictions, discussed § 3553 factors, stated it would disregard the “other criminal conduct,” and varied upward to impose the statutory maximum to protect the public. Warren did not press a Rule 32(i)(3)(B) objection at that time.
- On appeal Warren argued the district court procedurally erred by assuming the truth of disputed PSR statements and relying on them to increase his sentence; the Tenth Circuit reviewed for plain error and affirmed.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the district court violated Fed. R. Crim. P. 32(i)(3)(B) by adopting or assuming truth of disputed PSR facts about prior arrests | Warren: he specifically disputed PSR paragraphs and the court improperly treated them as true without resolving them | Government: Warren s objections were general (relevance/staleness), not specific factual disputes; the court addressed and disregarded the other-criminal-conduct | The court held no Rule 32 violation: Warren s objections were too general to trigger the rule s factfinding duty, the court expressly stated it would disregard the other-criminal conduct, and Warren failed to press a Rule 32 claim at sentencing. |
| Whether plain error occurred that affected Warren's substantial rights and requires remand | Warren: even if review is plain-error, the court assumed disputed PSR facts and relied on them for an upward variance | Government: even assuming error, record and district court s reasoning (career-offender status, convictions, recidivism, and § 3553 factors) show no reasonable probability of a different sentence | The court held no plain error: even on assumptions favoring Warren, the district court s independent reasons for an upward variance did not rely on the contested PSR paragraphs and therefore any error would not have affected substantial rights. |
Key Cases Cited
- United States v. Booker, 543 U.S. 220 (2005) (sentencing reasonableness framework post-Booker)
- Gall v. United States, 552 U.S. 38 (2007) (reasonableness review of sentences)
- United States v. Guzman, 318 F.3d 1191 (10th Cir. 2003) (adopting a disputed PSR does not satisfy Rule 32)
- United States v. Williamson, 53 F.3d 1500 (10th Cir. 1995) (plain-error review where defendant failed to press Rule 32 objection)
- United States v. Romero, 491 F.3d 1173 (10th Cir. 2007) (review standards for sentence reasonableness and plain-error framework)
- United States v. Cereceres-Zavala, 499 F.3d 1211 (10th Cir. 2007) (Rule 32 is not for advancing pure legal sentencing challenges)
- United States v. Yates, 22 F.3d 981 (10th Cir. 1994) (PSR facts are treated as reliable unless defendant presents information to cast doubt)
- United States v. Mateo, 471 F.3d 1162 (10th Cir. 2006) (district court may rely on uncontested PSR facts when justifying variance)
