United States v. Walker
918 F.3d 1134
| 10th Cir. | 2019Background
- John Walker pleaded guilty to two counts of bank robbery; originally sentenced to 33 days (time served) + 3 years supervised release. Government appealed.
- This court in United States v. Walker (Walker I) reversed as substantively unreasonable, holding a 33‑day time‑served sentence gave insufficient weight to § 3553(a) factors and remanded for resentencing consistent with the opinion.
- On remand the district court held evidentiary hearings, received extensive new evidence of Walker’s post‑sentencing rehabilitation (sobriety, stable employment, family support) and probation officer testimony recommending no custody.
- The district court imposed a harsher noncustodial sentence: 10 years probation, 2 years home confinement, and 500 hours community service, and explained its § 3553(a) analysis in a 61‑page opinion.
- The government appealed, arguing (1) the district court violated Walker I’s mandate by declining to impose imprisonment, and (2) the new sentence remained substantively unreasonable; it also sought reassignment on remand if reversed.
- The Tenth Circuit affirmed: Walker I’s mandate was a general remand and did not specifically require imprisonment; the government’s substantive‑reasonableness challenge was waived for inadequate briefing, so the court did not reach its merits.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the district court violated the appellate mandate by not imposing imprisonment on remand | The government: Walker I established the 33‑day sentence was unreasonably short and limited district discretion such that some prison time was required | Walker: Walker I issued a general remand; district court could consider new evidence and fashion a noncustodial but harsher sentence | Court: Walker I was a general remand; mandate did not specifically cabined district discretion to require imprisonment, so no violation |
| Whether the post‑remand sentence is substantively unreasonable under § 3553(a) | Government: even on remand, a no‑prison sentence is substantively unreasonable given offender’s history and Guidelines range | Walker: district court’s extensive findings and new evidence support the noncustodial sentence | Court: Government waived this argument by inadequate, perfunctory briefing; court declined to reach the merits |
| Whether the case should be reassigned to a different district judge if resentenced | Government requested reassignment if reversal/remand occurred | Walker opposed reassignment | Court: Request for reassignment rendered moot by affirmation; denied as moot |
Key Cases Cited
- United States v. Walker, 844 F.3d 1253 (10th Cir. 2017) (prior panel reversed 33‑day time‑served sentence as substantively unreasonable and remanded)
- United States v. West, 646 F.3d 745 (10th Cir. 2011) (mandate‑rule principles; scope of remand and district discretion)
- Briggs v. Pennsylvania R.R. Co., 334 U.S. 304 (1948) (appellate mandate binds inferior courts)
- United States v. Webb, 49 F.3d 636 (10th Cir. 1995) (remand that expressly directs sentencing within a specific range limits district discretion)
- Dish Network Corp. v. Arrowood Indem. Co., 772 F.3d 856 (10th Cir. 2014) (presumption in favor of a general remand absent specific limiting language)
- Gall v. United States, 552 U.S. 38 (2007) (district court’s broad discretion in sentencing and consideration of post‑sentencing rehabilitation)
- Rita v. United States, 551 U.S. 338 (2007) (§ 3553(a) factors guide sentencing; multiple sentencing aims to be weighed)
