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United States v. W. Harkonen
705 F. App'x 606
9th Cir.
2017
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Background

  • Scott Harkonen was convicted by a jury of wire fraud (18 U.S.C. § 1343); conviction was affirmed on direct appeal.
  • Harkonen filed a petition for a writ of error coram nobis in district court seeking to vacate his conviction based on new law and ineffective assistance of trial counsel.
  • He argued Matrixx Initiatives (2011) announced a new rule that would show manifest injustice and require vacatur; he previously raised Matrixx on direct appeal and lost.
  • He also argued trial counsel was constitutionally deficient for declining to call prepared expert witnesses (a biostatistician and a pulmonologist) to rebut the government’s scientific evidence about Actimmune.
  • Defense counsel had investigated and consulted multiple experts but decided on the eve of the defense case not to call them based on strategic judgments and cross-examination results; record includes declarations from counsel, experts, and an independent legal advisor.
  • The district court denied coram nobis without an evidentiary hearing; the Ninth Circuit reviewed de novo and affirmed.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether Matrixx announced a new rule requiring vacatur / manifest injustice Matrixx creates a new controlling rule that shows manifest injustice in Harkonen’s trial Matrixx was addressed on direct appeal; no change in controlling law and no manifest injustice shown Denied — no change in controlling law and no manifest injustice
Whether trial counsel rendered ineffective assistance by not calling expert witnesses Counsel should have called biostatistician/pulmonologist; failure was constitutionally deficient Counsel made informed, strategic decision after thorough investigation; decision was within Strickland range Denied — decision was a reasonable strategic judgment under Strickland
Whether an evidentiary hearing was required on coram nobis petition Hearing necessary to explore counsel’s decisions and expert testimony Record (declarations, testimony) was sufficient; no abuse of discretion in denying a hearing Denied — district court did not abuse discretion

Key Cases Cited

  • Matrixx Initiatives, Inc. v. Siracusano, 563 U.S. 27 (2011) (addressing when adverse-event reports can support materiality in securities claims)
  • Strickland v. Washington, 466 U.S. 668 (1984) (standard for ineffective assistance of counsel requires reasonable performance and prejudice)
  • United States v. Riedl, 496 F.3d 1003 (9th Cir. 2007) (standard of review for coram nobis denials described)
  • Polizzi v. United States, 550 F.2d 1133 (9th Cir. 1976) (coram nobis relief limited; requires manifest injustice or change in controlling law)
  • Jackson v. Calderon, 211 F.3d 1148 (9th Cir. 2000) (strategic choices after thorough investigation are virtually unchallengeable under Strickland)
Read the full case

Case Details

Case Name: United States v. W. Harkonen
Court Name: Court of Appeals for the Ninth Circuit
Date Published: Dec 4, 2017
Citation: 705 F. App'x 606
Docket Number: 15-16844
Court Abbreviation: 9th Cir.