United States v. Valencia
776 F.3d 1173
| 10th Cir. | 2015Background
- In 1998 Valencia pleaded guilty to armed bank robbery and a §924(c) firearms charge; sentenced to 211 months imprisonment plus five years supervised release.
- Valencia began supervised release in June 2013 and submitted urine samples in the first two weeks that tested positive for illegal drugs.
- Probation filed a revocation petition; Valencia admitted the violations at a May 20, 2014 revocation hearing.
- The advisory Guidelines range for revocation was 8–14 months; defense requested time served (~11 months), probation recommended 24 months to allow for treatment, and the government deferred to probation.
- The district court imposed a 24-month prison term (above the Guidelines) with no on-the-record §3553(a) explanation; Valencia appealed.
Issues
| Issue | Plaintiff's Argument (Valencia) | Defendant's Argument (Government/Probation) | Held |
|---|---|---|---|
| Whether the district court procedurally erred by failing to state §3553(a) reasons for an above-Guidelines revocation sentence | District court failed to state reasons on the record for upward variance | Government deferred to probation’s recommendation; probation relied on need for treatment | Court found lack of on-the-record reasons and remanded for resentencing |
| Whether the substantive basis for the 24-month sentence (rehabilitation/treatment) is legally permissible | An above-Guidelines sentence was unjustified; rehabilitation cannot justify longer prison term | Probation recommended longer term to provide care/treatment while incarcerated | Court concluded sentence appeared based on impermissible rehabilitative purpose and vacated sentence |
| Whether remand for resentencing is required given these errors | Resentencing necessary because reversible error likely occurred | Government conceded the errors and agreed resentencing was appropriate | Court remanded with directions to vacate and resentence |
| Whether immediate mandate should issue for resentencing | Requested immediate decision and mandate for resentencing | Government did not oppose resentencing but did not press immediate mandate | Court denied Valencia’s unopposed motion for immediate mandate as moot; mandate to issue forthwith |
Key Cases Cited
- Tapia v. United States, 564 U.S. 319 (2011) (federal courts may not impose or lengthen a prison term to promote rehabilitation)
- United States v. Mendiola, 696 F.3d 1033 (10th Cir. 2012) (applying Tapia in Tenth Circuit revocation/resentencing context)
- Kamen v. Kemper Fin. Servs., 500 U.S. 90 (1991) (appellate courts may identify and apply proper governing law even if parties advance different theories)
