United States v. Turner
2011 U.S. App. LEXIS 14240
| 8th Cir. | 2011Background
- Turner was convicted of felon in possession of a firearm/ammunition and represented himself at trial and sentencing.
- PSR and records showed Turner had a history of paranoid schizophrenia and had not been medicated before arrest.
- Before trial, Turner requested to proceed pro se; district court conducted colloquy and found him competent to waive counsel.
- Trial included a voir dire focusing on religious topics, Turner's opening/closing statements with religious overtones, and DNA evidence linking the handgun.
- Turner was convicted after a 20-minute jury deliberation; at sentencing his sentence was the mandatory minimum 180 months under ACCA.
- On appeal Turner contends his waiver was not knowing/voluntary, and that competency standards and hearing procedures were inadequately addressed.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Waiver of counsel knowing and voluntary | Turner (Turner) contends waiver was not adequately assessed for competency. | Turner argues district court failed to properly warn and evaluate his capacity to waive counsel. | Waiver found knowing and voluntary; district court adequately warned and observed competency. |
| Need for separate competency standard for pro se | Turner argues higher standard to represent oneself than to stand trial. | Government argues Edwards standard collapsed without severe mental illness; no two separate findings required. | No two distinct competency findings required; district court's competency finding was appropriate under Washington/Edwards framework. |
| Sua sponte competency hearing during trial | Turner contends court should have ordered a competency hearing based on his behavior. | Government contends no clear abuse of discretion; behavior did not compel a hearing. | No error; district court did not abuse discretion in not ordering a sua sponte competency hearing. |
| Competency before sentencing given PSR | PSR suggested severe mental illness; should have triggered competency review before sentencing. | Harmless error due to mandatory minimum; no power to impose a more lenient sentence if error occurred. | Harmless; failure to order competency review at sentencing did not affect the mandatory minimum sentence. |
Key Cases Cited
- Faretta v. California, 422 U.S. 806 (1975) (right to self-representation requires knowing, voluntary waiver)
- Adams v. United States ex rel. McCann, 317 U.S. 269 (1942) (pro se choice not requiring counsel)
- Godinez v. Moran, 509 U.S. 389 (1993) (competence to waive counsel vs. to represent oneself)
- Tovar, 541 U.S. 77 (2004) (warnings about dangers of self-representation must be rigorous)
- Shafer v. Bowersox, 329 F.3d 637 (8th Cir. 2003) (record must show awareness of dangers of self-representation)
- Edwards v. Arizona, 451 U.S. 477 (1981) (competency to proceed pro se tested against mental abilities)
- United States v. Washington, 596 F.3d 926 (8th Cir. 2010) (no mandatory two-step competency inquiry for pro se requests; discretionary inquiry)
- United States v. Kiderlen, 569 F.3d 358 (2009) (key inquiry is awareness of right to counsel and consequences of forgoing it)
- United States v. Crawford, 487 F.3d 1101 (8th Cir. 2007) (discretion in ordering competency evaluations; trial court observations carry weight)
- Drope v. Missouri, 420 U.S. 162 (1975) (due process requires competency determinations to prevent trial of incompetent defendants)
