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720 F.3d 499
4th Cir.
2013
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Background

  • Timothy Harris pleaded guilty to two counts of possession of firearms by a felon under 18 U.S.C. § 922(g).
  • Police recovered a .25 caliber handgun; the police report described deep gouges and scratches across the serial-number area but stated the numbers were "still legible."
  • The presentence report recommended a four-level enhancement under U.S.S.G. § 2K2.1(b)(4)(B) for a firearm with an "altered or obliterated serial number."
  • At sentencing the district judge examined the gun in court, could not read the correct serial number from about 18 inches, and observed gouges concentrated on the serial-number area, concluding the marks were intentional.
  • The district court applied the four-level enhancement and sentenced Harris to 105 months; Harris appealed only the applicability of the § 2K2.1(b)(4)(B) enhancement.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether a serial number that remains readable but has gouges/scratches is "altered" under U.S.S.G. § 2K2.1(b)(4)(B) Harris: "Altered" requires a material change rendering the number illegible and untraceable, so enhancement shouldn't apply when number is legible Government: Gouges made number harder to read and thus altered; district court found at least some digits effectively obliterated in courtroom view Court: "Altered" includes making a serial number less legible; enhancement properly applied where gouges/scratches made it different and harder to read

Key Cases Cited

  • United States v. Carter, 421 F.3d 909 (9th Cir.) (interpreting § 2K2.1(b)(4) to cover materially changed serial numbers that make accurate information less accessible)
  • United States v. Jones, 643 F.3d 257 (8th Cir.) (partially filed-off or scratched serial numbers fall within the statute)
  • United States v. Justice, 679 F.3d 1251 (10th Cir.) (focus on perceptibility, not need for sophisticated techniques)
  • United States v. Perez, 585 F.3d 880 (5th Cir.) (applied enhancement where scratched but readable serial number suggested attempted removal)
  • United States v. Seesing, 234 F.3d 456 (9th Cir.) (cited for statutory purpose of discouraging untraceable weapons)
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Case Details

Case Name: United States v. Timothy Harris
Court Name: Court of Appeals for the Fourth Circuit
Date Published: Jun 26, 2013
Citations: 720 F.3d 499; 2013 WL 3199227; 2013 U.S. App. LEXIS 13101; 12-4521
Docket Number: 12-4521
Court Abbreviation: 4th Cir.
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    United States v. Timothy Harris, 720 F.3d 499