720 F.3d 499
4th Cir.2013Background
- Timothy Harris pleaded guilty to two counts of possession of firearms by a felon under 18 U.S.C. § 922(g).
- Police recovered a .25 caliber handgun; the police report described deep gouges and scratches across the serial-number area but stated the numbers were "still legible."
- The presentence report recommended a four-level enhancement under U.S.S.G. § 2K2.1(b)(4)(B) for a firearm with an "altered or obliterated serial number."
- At sentencing the district judge examined the gun in court, could not read the correct serial number from about 18 inches, and observed gouges concentrated on the serial-number area, concluding the marks were intentional.
- The district court applied the four-level enhancement and sentenced Harris to 105 months; Harris appealed only the applicability of the § 2K2.1(b)(4)(B) enhancement.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether a serial number that remains readable but has gouges/scratches is "altered" under U.S.S.G. § 2K2.1(b)(4)(B) | Harris: "Altered" requires a material change rendering the number illegible and untraceable, so enhancement shouldn't apply when number is legible | Government: Gouges made number harder to read and thus altered; district court found at least some digits effectively obliterated in courtroom view | Court: "Altered" includes making a serial number less legible; enhancement properly applied where gouges/scratches made it different and harder to read |
Key Cases Cited
- United States v. Carter, 421 F.3d 909 (9th Cir.) (interpreting § 2K2.1(b)(4) to cover materially changed serial numbers that make accurate information less accessible)
- United States v. Jones, 643 F.3d 257 (8th Cir.) (partially filed-off or scratched serial numbers fall within the statute)
- United States v. Justice, 679 F.3d 1251 (10th Cir.) (focus on perceptibility, not need for sophisticated techniques)
- United States v. Perez, 585 F.3d 880 (5th Cir.) (applied enhancement where scratched but readable serial number suggested attempted removal)
- United States v. Seesing, 234 F.3d 456 (9th Cir.) (cited for statutory purpose of discouraging untraceable weapons)
